0000950123-17-010385.txt : 20171113 0000950123-17-010385.hdr.sgml : 20171110 20171113170000 ACCESSION NUMBER: 0000950123-17-010385 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171113 DATE AS OF CHANGE: 20171113 EFFECTIVENESS DATE: 20171113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lightyear Capital LLC CENTRAL INDEX KEY: 0001632899 IRS NUMBER: 134146067 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-16460 FILM NUMBER: 171196806 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-328-0555 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-NT 1 primary_doc.xml 13F-NT LIVE false true false 0001632899 XXXXXXXX 09-30-2017 09-30-2017 Lightyear Capital LLC

9 WEST 57TH STREET, 31ST FLOOR NEW YORK NY 10019

13F NOTICE 028-16460 28-16444 Wealth Enhancement Advisory Services, LLC 28-17493 Advisor Group, Inc. Y Each of Wealth Enhancement Advisory Services, LLC and Advisor Group, Inc. is an affiliate of a portfolio company owned by an investment fund advised by an affiliate of Lightyear Capital LLC. Lightyear Capital LLC has information barriers in place with each of Wealth Enhancement Advisory Services, LLC and Advisor Group, Inc. However, under Section 13(f) of the Securities Exchange Act of 1934, as amended, and the rules promulgated thereunder, Lightyear Capital LLC may be deemed to have shared investment discretion with each of Wealth Enhancement Advisory Services, LLC and Advisor Group, Inc. over the securities managed by each. Ellan Ben-Hayon 212-328-0559 /s/ Ellan Ben-Hayon New York NY 11-13-2017