The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE |
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| Report for the Calendar Year or Quarter Ended: | 12-31-2016 |
| Check here if Amendment | Amendment Number: | |
| This Amendment (Check only one.): | is a restatement. | |
| adds new holdings entries. |
| Institutional Investment Manager Filing this Report: | |
| Name: | Lightyear Capital LLC |
| Address: | 9 WEST 57TH STREET, 31ST FLOOR |
| NEW YORK, NY 10019 | |
| Form 13F File Number: | 028-16460 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of Reporting Manager: | ||||
| Name: | Ellan Ben-Hayon | |||
| Title: | Managing Director | |||
| Phone: | 212-328-0559 | |||
| Signature, Place, and Date of Signing: | ||||
| /s/ Ellan Ben-Hayon | New York, NY | 02-09-2017 | ||
| [Signature] | [City, State] | [Date] | ||
| Each of RidgeWorth Capital Management LLC, Wealth Enhancement Advisory Services, LLC and Advisor Group, Inc. is an affiliate of a portfolio company owned by an investment fund advised by an affiliate of Lightyear Capital LLC. Lightyear Capital LLC has information barriers in place with each of RidgeWorth Capital Management LLC, Wealth Enhancement Advisory Services, LLC and Advisor Group, Inc. However, under Section 13(f) of the Securities Exchange Act of 1934, as amended, and the rules promulgated thereunder, Lightyear Capital LLC may be deemed to have shared investment discretion with each of RidgeWorth Capital Management LLC, Wealth Enhancement Advisory Services, LLC and Advisor Group, Inc. over the securities managed by each. | ||||
| Report Type (Check only one.): | |
| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) | |
| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) | |
| X | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) |
| List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] | |||
| Form 13F File Number | Name | ||
| 28-11308 | RidgeWorth Capital Management LLC | ||
| 28-16444 | Wealth Enhancement Advisory Services, LLC | ||
| 28-17493 | Advisor Group, Inc. | ||
| Form 13F Summary Page | |||||
| Report Summary: | |||||
| Number of Other Included Managers: | 0 | ||||
| Form 13F Information Table Entry Total: | 2 | ||||
| Form 13F Information Table Value Total: | 120,976 | ||||
| (thousands) | |||||
| List of Other Included Managers: | |||
| Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. | |||
| [If there are no entries in this list, state “NONE” and omit the column headings and list entries.] | |||
| NONE | |||