0000950123-16-017433.txt : 20160516 0000950123-16-017433.hdr.sgml : 20160516 20160516110254 ACCESSION NUMBER: 0000950123-16-017433 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 EFFECTIVENESS DATE: 20160516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lightyear Capital LLC CENTRAL INDEX KEY: 0001632899 IRS NUMBER: 134146067 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16460 FILM NUMBER: 161651562 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-328-0555 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001632899 XXXXXXXX 03-31-2016 03-31-2016 LIGHTYEAR CAPITAL LLC
9 WEST 57TH STREET, 31ST FLOOR NEW YORK NY 10019
13F COMBINATION REPORT 028-16460 28-11308 RidgeWorth Capital Management LLC 28-16444 Wealth Enhancement Advisory Services, LLC Y Each of RidgeWorth Capital Management LLC and Wealth Enhancement Advisory Services, LLC is an affiliate of a portfolio company owned by an investment fund advised by an affiliate of Lightyear Capital LLC. Lightyear Capital LLC has information barriers in place with each of RidgeWorth Capital Management LLC and Wealth Enhancement Advisory Services, LLC. However, under Section 13(f) of the Securities Exchange Act of 1934, as amended, and the rules promulgated thereunder, Lightyear Capital LLC may be deemed to have shared investment discretion with each of RidgeWorth Capital Management LLC and Wealth Enhancement Advisory Services, LLC over the securities managed by each.
Ellan Ben-Hayon Managing Director 212-328-0559 /s/ Ellan Ben-Hayon New York NY 05-16-2016 0 3 146142 false
INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F CASCADE BANCORP COM NEW 147154207 65618 11491842 SH SOLE 11491842 0 0 HIGHER ONE HLDGS INC COM 42983D104 26186 6697218 SH SOLE 6697218 0 0 YADKIN FINL CORP COM 984305102 54338 2295629 SH SOLE 2295629 0 0