0001062993-21-010649.txt : 20211112 0001062993-21-010649.hdr.sgml : 20211112 20211112090830 ACCESSION NUMBER: 0001062993-21-010649 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Peak Asset Management, LLC CENTRAL INDEX KEY: 0001632512 IRS NUMBER: 841291580 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16621 FILM NUMBER: 211400305 BUSINESS ADDRESS: STREET 1: 1371 E. HECLA DRIVE STREET 2: SUITE A CITY: LOUISVILLE STATE: CO ZIP: 80027 BUSINESS PHONE: 303-926-0100 MAIL ADDRESS: STREET 1: 1371 E. HECLA DRIVE STREET 2: SUITE A CITY: LOUISVILLE STATE: CO ZIP: 80027 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001632512 XXXXXXXX 09-30-2021 09-30-2021 Peak Asset Management, LLC

1371 E. HECLA DRIVE LOUISVILLE CO 80027

13F HOLDINGS REPORT 028-16621 N John McCorvie 303-926-0100 John McCorvie Louisville CO 11-11-2021 0 137 405649 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ABBOTT LABS COM 002824100 1520 12863 SH SOLE 12863 0 0 ALPHABET INC CAP STK CL C 02079K107 610 229 SH SOLE 226 0 3 ALPHABET INC CAP STK CL A 02079K305 13765 5149 SH SOLE 5111 0 38 AMAZON COM INC COM 023135106 2953 899 SH SOLE 898 0 1 AMPHENOL CORP NEW CL A 032095101 963 13154 SH SOLE 13154 0 0 APPLE INC COM 037833100 21589 152572 SH SOLE 151186 0 1386 BK OF AMERICA CORP COM 060505104 273 6430 SH SOLE 6430 0 0 BECTON DICKINSON & CO COM 075887109 10299 41895 SH SOLE 41519 0 376 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 12041 44116 SH SOLE 43733 0 383 BLACKROCK INC COM 09247X101 401 478 SH SOLE 478 0 0 BLACKROCK RES & COMMODITIES SHS 09257A108 112 12523 SH SOLE 12355 0 168 BOEING CO COM 097023105 1058 4811 SH SOLE 4773 0 38 BRISTOL-MYERS SQUIBB CO COM 110122108 2936 49612 SH SOLE 48947 0 665 CHEVRON CORP NEW COM 166764100 4052 39936 SH SOLE 39666 0 270 CHURCH & DWIGHT INC COM 171340102 626 7582 SH SOLE 7582 0 0 CISCO SYS INC COM 17275R102 10844 199227 SH SOLE 197227 0 2000 CLOUDFLARE INC CL A COM 18915M107 1416 12573 SH SOLE 12573 0 0 COCA COLA CO COM 191216100 827 15757 SH SOLE 15757 0 0 CONOCOPHILLIPS COM 20825C104 4701 69369 SH SOLE 69053 0 316 CORNING INC COM 219350105 284 7775 SH SOLE 7775 0 0 COSTCO WHSL CORP NEW COM 22160K105 1582 3521 SH SOLE 3521 0 0 DEERE & CO COM 244199105 241 718 SH SOLE 718 0 0 DIGITAL RLTY TR INC COM 253868103 289 2000 SH SOLE 2000 0 0 DISNEY WALT CO COM 254687106 13895 82134 SH SOLE 81423 0 711 ECOLAB INC COM 278865100 751 3600 SH SOLE 3600 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 750 6625 SH SOLE 6625 0 0 EMERSON ELEC CO COM 291011104 9731 103299 SH SOLE 102529 0 770 ENERGY FUELS INC COM NEW 292671708 70 10000 SH SOLE 10000 0 0 EXXON MOBIL CORP COM 30231G102 907 15414 SH SOLE 15414 0 0 FACEBOOK INC CL A 30303M102 600 1767 SH SOLE 1767 0 0 GENERAL ELECTRIC CO COM NEW 369604301 355 3446 SH SOLE 3446 0 0 GILEAD SCIENCES INC COM 375558103 520 7441 SH SOLE 7441 0 0 HONEYWELL INTL INC COM 438516106 617 2908 SH SOLE 2908 0 0 INTEL CORP COM 458140100 811 15225 SH SOLE 15225 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 514 4476 SH SOLE 4476 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 309 2221 SH SOLE 2221 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 2906 8119 SH SOLE 8004 0 115 INTUIT COM 461202103 1329 2464 SH SOLE 2464 0 0 INVESCO EXCHANGE TRADED FD T S&P SPIN OFF 46137V159 619 9853 SH SOLE 9853 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 3680 24566 SH SOLE 24010 0 556 INVESCO EXCHANGE TRADED FD T DYNMC PHRMCTLS 46137V662 9351 120882 SH SOLE 119647 0 1235 ISHARES TR SELECT DIVID ETF 464287168 976 8511 SH SOLE 8428 0 83 ISHARES TR TIPS BD ETF 464287176 1269 9941 SH SOLE 9941 0 0 ISHARES TR CORE S&P500 ETF 464287200 4988 11577 SH SOLE 10609 0 968 ISHARES TR CORE US AGGBD ET 464287226 1251 10895 SH SOLE 10392 0 503 ISHARES TR MSCI EMG MKT ETF 464287234 1003 19912 SH SOLE 19912 0 0 ISHARES TR GLOBAL TECH ETF 464287291 212 3750 SH SOLE 3750 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 443 3843 SH SOLE 3843 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 5449 63252 SH SOLE 62382 0 870 ISHARES TR MSCI EAFE ETF 464287465 214 2739 SH SOLE 2739 0 0 ISHARES TR CORE S&P MCP ETF 464287507 553 2103 SH SOLE 2103 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 289 1805 SH SOLE 1805 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 4050 18515 SH SOLE 18515 0 0 ISHARES TR U.S. REAL ES ETF 464287739 813 7943 SH SOLE 7708 0 235 ISHARES TR CORE S&P SCP ETF 464287804 1599 14646 SH SOLE 14246 0 400 ISHARES TR SP SMCP600VL ETF 464287879 221 2200 SH SOLE 2200 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 251 1925 SH SOLE 1925 0 0 ISHARES TR MSCI USA VALUE 46432F388 255 2532 SH SOLE 2444 0 88 ISHARES TR MSCI USA MMENTM 46432F396 2488 14166 SH SOLE 13890 0 276 JPMORGAN CHASE & CO COM 46625H100 13956 85261 SH SOLE 84602 0 659 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1500 82542 SH SOLE 81358 0 1184 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 857 17080 SH SOLE 17080 0 0 JOHNSON & JOHNSON COM 478160104 2110 13062 SH SOLE 13062 0 0 KINDER MORGAN INC DEL COM 49456B101 1944 116179 SH SOLE 114994 0 1185 LABORATORY CORP AMER HLDGS COM NEW 50540R409 310 1100 SH SOLE 1100 0 0 LAUDER ESTEE COS INC CL A 518439104 322 1075 SH SOLE 1075 0 0 LENNOX INTL INC COM 526107107 319 1085 SH SOLE 1085 0 0 LOWES COS INC COM 548661107 468 2305 SH SOLE 2305 0 0 MASTERCARD INCORPORATED CL A 57636Q104 3010 8658 SH SOLE 8658 0 0 MERCK & CO INC COM 58933Y105 1401 18654 SH SOLE 18654 0 0 MICROSOFT CORP COM 594918104 20214 71702 SH SOLE 71090 0 612 MONDELEZ INTL INC CL A 609207105 226 3886 SH SOLE 3886 0 0 NEXTERA ENERGY INC COM 65339F101 336 4284 SH SOLE 4284 0 0 NIKE INC CL B 654106103 971 6688 SH SOLE 6639 0 49 NOKIA CORP SPONSORED ADR 654902204 57 10500 SH SOLE 10500 0 0 NVIDIA CORPORATION COM 67066G104 274 1324 SH SOLE 1324 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 185 10800 SH SOLE 10800 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 1272 2082 SH SOLE 2082 0 0 ORACLE CORP COM 68389X105 12213 140175 SH SOLE 138898 0 1277 PACCAR INC COM 693718108 8118 102864 SH SOLE 102026 0 838 PEPSICO INC COM 713448108 12123 80600 SH SOLE 80105 0 495 PFIZER INC COM 717081103 1561 36291 SH SOLE 36291 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 12383 121481 SH SOLE 119681 0 1800 PROCTER AND GAMBLE CO COM 742718109 3424 24490 SH SOLE 24365 0 125 PROGRESSIVE CORP COM 743315103 358 3964 SH SOLE 3964 0 0 QUALCOMM INC COM 747525103 1035 8025 SH SOLE 8025 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 10560 122853 SH SOLE 121931 0 922 REPUBLIC SVCS INC COM 760759100 1919 15986 SH SOLE 15986 0 0 S&P GLOBAL INC COM 78409V104 16926 39837 SH SOLE 39493 0 344 SPDR S&P 500 ETF TR TR UNIT 78462F103 5788 13488 SH SOLE 13488 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 708 18658 SH SOLE 18219 0 439 SPDR SER TR S&P DIVID ETF 78464A763 1532 13031 SH SOLE 13031 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 473 1399 SH SOLE 1399 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 5876 12219 SH SOLE 12119 0 100 SPDR SER TR SPDR BLOOMBERG 78468R663 8536 93327 SH SOLE 91505 0 1822 SCHLUMBERGER LTD COM STK 806857108 1039 35044 SH SOLE 35044 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 930 8936 SH SOLE 8936 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 403 5255 SH SOLE 5062 0 193 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 365 11978 SH SOLE 11978 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 223 3000 SH SOLE 0 0 3000 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 499 9200 SH SOLE 9200 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 2089 40803 SH SOLE 40603 0 200 SIMON PPTY GROUP INC NEW COM 828806109 1569 12072 SH SOLE 11978 0 94 SOUTHERN CO COM 842587107 249 4024 SH SOLE 4024 0 0 STANLEY BLACK & DECKER INC COM 854502101 3985 22733 SH SOLE 22733 0 0 STARBUCKS CORP COM 855244109 285 2581 SH SOLE 588 0 1993 STRYKER CORPORATION COM 863667101 14017 53150 SH SOLE 52650 0 500 TARGET CORP COM 87612E106 1134 4956 SH SOLE 4716 0 240 TASEKO MINES LTD COM 876511106 23 12000 SH SOLE 12000 0 0 TEGNA INC COM 87901J105 394 20000 SH SOLE 20000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1861 3258 SH SOLE 3258 0 0 3M CO COM 88579Y101 635 3620 SH SOLE 3620 0 0 TRAVELERS COMPANIES INC COM 89417E109 282 1858 SH SOLE 1638 0 220 US BANCORP DEL COM NEW 902973304 401 6753 SH SOLE 6753 0 0 UNION PAC CORP COM 907818108 3141 16027 SH SOLE 15667 0 360 UNITEDHEALTH GROUP INC COM 91324P102 1112 2845 SH SOLE 2845 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 498 3240 SH SOLE 3240 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 370 4517 SH SOLE 4038 0 479 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 590 11680 SH SOLE 11364 0 316 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4785 95675 SH SOLE 94256 0 1419 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 12073 196594 SH SOLE 190237 0 6357 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1174 2977 SH SOLE 2729 0 248 VANGUARD INDEX FDS MID CAP ETF 922908629 1571 6636 SH SOLE 6636 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1240 5672 SH SOLE 5672 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 263 1183 SH SOLE 1183 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 524 9698 SH SOLE 9698 0 0 VISA INC COM CL A 92826C839 12899 57910 SH SOLE 57343 0 567 VMWARE INC CL A COM 928563402 9257 62251 SH SOLE 61767 0 484 WELLS FARGO CO NEW COM 949746101 5 100 SH Call SOLE 0 0 100 WELLS FARGO CO NEW COM 949746101 1360 29297 SH SOLE 29019 0 278 WEYERHAEUSER CO MTN BE COM NEW 962166104 329 9260 SH SOLE 9260 0 0 WISDOMTREE TR US HIGH DIVIDEND 97717W208 345 4483 SH SOLE 4483 0 0 WOLVERINE WORLD WIDE INC COM 978097103 407 13635 SH SOLE 13635 0 0 XCEL ENERGY INC COM 98389B100 329 5256 SH SOLE 5256 0 0 ZOETIS INC CL A 98978V103 464 2392 SH SOLE 2392 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 967 3023 SH SOLE 3023 0 0 GOLAR LNG LTD SHS G9456A100 877 67586 SH SOLE 67586 0 0