0001632368-21-000004.txt : 20211115
0001632368-21-000004.hdr.sgml : 20211115
20211115162841
ACCESSION NUMBER: 0001632368-21-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211115
DATE AS OF CHANGE: 20211115
EFFECTIVENESS DATE: 20211115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Prospect Capital Advisors, LLC
CENTRAL INDEX KEY: 0001632368
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17230
FILM NUMBER: 211411217
BUSINESS ADDRESS:
STREET 1: 501 HUMBOLDT AVENUE
STREET 2: 2ND FLOOR
CITY: SAUSALITO
STATE: CA
ZIP: 94965
BUSINESS PHONE: 415-331-3590
MAIL ADDRESS:
STREET 1: 501 HUMBOLDT AVENUE
STREET 2: 2ND FLOOR
CITY: SAUSALITO
STATE: CA
ZIP: 94965
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001632368
XXXXXXXX
09-30-2021
09-30-2021
Prospect Capital Advisors, LLC
501 HUMBOLDT AVENUE
2ND FLOOR
SAUSALITO
CA
94965
13F HOLDINGS REPORT
028-17230
N
Howard Nurtman
Chief Compliance Officer
310-806-6267
Howard Nurtman
Beverly Hills
CA
11-15-2021
0
62
303006
false
INFORMATION TABLE
2
Q32021_psp.xml
1 800 FLOWERS COM INC
CL A
68243Q106
19832
650000
SH
SOLE
650000
0
0
1 800 FLOWERS COM INC
CL A
68243Q106
2934
96180
SH
OTR
0
96180
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
3138
30000
SH
SOLE
30000
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
78
750
SH
OTR
0
750
0
AMAZON COM INC
COM
023135106
4435
1350
SH
SOLE
1350
0
0
AMAZON COM INC
COM
023135106
115
35
SH
OTR
0
35
0
AMERICAN TOWER CORP NEW
COM
03027X100
17237
64945
SH
SOLE
64945
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
114
430
SH
OTR
0
430
0
AXONICS INC
COM
05465P101
3255
50000
SH
SOLE
50000
0
0
AXONICS INC
COM
05465P101
81
1250
SH
OTR
0
1250
0
B RILEY PRINCIPAL 150 MERGER
UNIT 99/99/9999
05601V202
150
15000
SH
SOLE
15000
0
0
CAESARS ENTERTAINMENT INC NE
COM
12769G100
7579
67500
SH
SOLE
67500
0
0
CAESARS ENTERTAINMENT INC NE
COM
12769G100
185
1650
SH
OTR
0
1650
0
COVA ACQUISITION CORP
UNIT 04/01/2021
G2554Y112
547
55000
SH
SOLE
55000
0
0
DAVE & BUSTERS ENTMT INC
COM
238337109
8624
225000
SH
SOLE
225000
0
0
DAVE & BUSTERS ENTMT INC
COM
238337109
213
5550
SH
OTR
0
5550
0
DESTINATION XL GROUP INC
COM
25065K104
5355
875000
SH
SOLE
875000
0
0
DESTINATION XL GROUP INC
COM
25065K104
132
21600
SH
OTR
0
21600
0
EURONET WORLDWIDE INC
COM
298736109
5091
40000
SH
SOLE
40000
0
0
EVERI HLDGS INC
COM
30034T103
5441
225000
SH
SOLE
225000
0
0
EVERI HLDGS INC
COM
30034T103
134
5550
SH
OTR
0
5550
0
EVO ACQUISITION CORP
UNIT 99/99/9999
30052G207
498
50000
SH
SOLE
50000
0
0
EVO ACQUISITION CORP
UNIT 99/99/9999
30052G207
11
1100
SH
OTR
0
1100
0
FIVE9 INC
COM
338307101
19968
125000
SH
SOLE
125000
0
0
FIVE9 INC
COM
338307101
2864
17930
SH
OTR
0
17930
0
FUNKO INC
COM CL A
361008105
7739
425000
SH
SOLE
425000
0
0
FUNKO INC
COM CL A
361008105
190
10450
SH
OTR
0
10450
0
GRAND CANYON ED INC
COM
38526M106
20671
235000
SH
SOLE
235000
0
0
GRAND CANYON ED INC
COM
38526M106
3589
40800
SH
OTR
0
40800
0
INMODE LTD
SHS
M5425M103
6777
42500
SH
SOLE
42500
0
0
INMODE LTD
SHS
M5425M103
167
1050
SH
OTR
0
1050
0
INSPIRED ENTMT INC
COM
45782N108
5850
500000
SH
SOLE
500000
0
0
INSPIRED ENTMT INC
COM
45782N108
140
12000
SH
OTR
0
12000
0
ISTAR INC
COM
45031U101
2508
100000
SH
SOLE
100000
0
0
ISTAR INC
COM
45031U101
60
2400
SH
OTR
0
2400
0
MICROSOFT CORP
COM
594918104
3524
12500
SH
SOLE
12500
0
0
MILLER HERMAN INC
COM
600544100
13369
355000
SH
SOLE
355000
0
0
MILLER HERMAN INC
COM
600544100
1593
42300
SH
OTR
0
42300
0
NEXSTAR MEDIA GROUP INC
CL A
65336K103
8844
58200
SH
SOLE
58200
0
0
NEXSTAR MEDIA GROUP INC
CL A
65336K103
213
1400
SH
OTR
0
1400
0
OPTIMIZERX CORP
COM NEW
68401U204
20318
237500
SH
SOLE
237500
0
0
OPTIMIZERX CORP
COM NEW
68401U204
432
5050
SH
OTR
0
5050
0
ORTHOPEDIATRICS CORP
COM
68752L100
1802
27500
SH
SOLE
27500
0
0
OSI SYSTEMS INC
COM
671044105
9992
105400
SH
SOLE
105400
0
0
OSI SYSTEMS INC
COM
671044105
247
2610
SH
OTR
0
2610
0
PJT PARTNERS INC
COM CL A
69343T107
15426
195000
SH
SOLE
195000
0
0
PJT PARTNERS INC
COM CL A
69343T107
381
4810
SH
OTR
0
4810
0
POOL CORP
COM
73278L105
19939
45900
SH
SOLE
45900
0
0
POOL CORP
COM
73278L105
321
740
SH
OTR
0
740
0
REVOLVE GROUP INC
CL A
76156B107
3706
60000
SH
SOLE
60000
0
0
REVOLVE GROUP INC
CL A
76156B107
92
1495
SH
OTR
0
1495
0
SEMLER SCIENTIFIC INC
COM
81684M104
24381
195000
SH
SOLE
195000
0
0
SEMLER SCIENTIFIC INC
COM
81684M104
601
4810
SH
OTR
0
4810
0
SIENTRA INC
COM
82621J105
799
139500
SH
SOLE
139500
0
0
SIENTRA INC
COM
82621J105
20
3450
SH
OTR
0
3450
0
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
8691
126000
SH
SOLE
126000
0
0
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
207
3000
SH
OTR
0
3000
0
STEELCASE INC
CL A
858155203
2219
175000
SH
SOLE
175000
0
0
THE BEAUTY HEALTH COMPANY
COM CL A
88331L108
6493
250000
SH
SOLE
250000
0
0
THE BEAUTY HEALTH COMPANY
COM CL A
88331L108
161
6200
SH
OTR
0
6200
0
VANECK ETF TRUST
OIL SERVICES ETF
92189H607
3448
17500
SH
SOLE
17500
0
0
VANECK ETF TRUST
OIL SERVICES ETF
92189H607
85
430
SH
OTR
0
430
0