The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 2,092 | 17,672 | SH | SOLE | Spectrum Asset Management, Inc. | 17,672 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 3,906 | 24,098 | SH | SOLE | Spectrum Asset Management, Inc. | 24,098 | 0 | 0 | |
ABERDEEN ASIA-PACIFIC INCOME | COM | 003009107 | 38 | 11,207 | SH | SOLE | Spectrum Asset Management, Inc. | 11,207 | 0 | 0 | |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 4,023 | 11,929 | SH | SOLE | Spectrum Asset Management, Inc. | 11,929 | 0 | 0 | |
ADVISORSHARES TR | PURE US CANNABIS | 00768Y453 | 252 | 12,070 | SH | SOLE | Spectrum Asset Management, Inc. | 12,070 | 0 | 0 | |
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 755 | 5,704 | SH | SOLE | Spectrum Asset Management, Inc. | 5,704 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 659 | 237 | SH | SOLE | Spectrum Asset Management, Inc. | 237 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 433 | 155 | SH | SOLE | Spectrum Asset Management, Inc. | 155 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 377 | 7,214 | SH | SOLE | Spectrum Asset Management, Inc. | 7,214 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 10 | 199 | SH | DFND | Spectrum Asset Management, Inc. | 0 | 0 | 199 | |
AMAZON COM INC | COM | 023135106 | 398 | 122 | SH | SOLE | Spectrum Asset Management, Inc. | 122 | 0 | 0 | |
AMERICOLD RLTY TR | COM | 03064D108 | 2,161 | 77,520 | SH | SOLE | Spectrum Asset Management, Inc. | 77,520 | 0 | 0 | |
APPLE INC | COM | 037833100 | 4,011 | 22,971 | SH | SOLE | Spectrum Asset Management, Inc. | 22,971 | 0 | 0 | |
ASML HOLDING N V | N Y REGISTRY SHS | N07059210 | 714 | 1,069 | SH | SOLE | Spectrum Asset Management, Inc. | 1,069 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 4,027 | 11,410 | SH | SOLE | Spectrum Asset Management, Inc. | 11,410 | 0 | 0 | |
BIO-TECHNE CORP | COM | 09073M104 | 828 | 1,911 | SH | SOLE | Spectrum Asset Management, Inc. | 1,911 | 0 | 0 | |
BK OF AMERICA CORP | COM | 060505104 | 226 | 5,487 | SH | SOLE | Spectrum Asset Management, Inc. | 5,487 | 0 | 0 | |
BK OF AMERICA CORP | COM | 060505104 | 18 | 433 | SH | DFND | Spectrum Asset Management, Inc. | 0 | 0 | 433 | |
BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | 213 | 16,300 | SH | SOLE | Spectrum Asset Management, Inc. | 16,300 | 0 | 0 | |
BORGWARNER INC | COM | 099724106 | 2,343 | 60,235 | SH | SOLE | Spectrum Asset Management, Inc. | 60,235 | 0 | 0 | |
BP PLC | SPONSORED ADR | 055622104 | 317 | 10,784 | SH | SOLE | Spectrum Asset Management, Inc. | 10,784 | 0 | 0 | |
BUNGE LIMITED | COM | G16962105 | 2,944 | 26,565 | SH | SOLE | Spectrum Asset Management, Inc. | 26,565 | 0 | 0 | |
CF INDS HLDGS INC | COM | 125269100 | 1,564 | 15,180 | SH | SOLE | Spectrum Asset Management, Inc. | 15,180 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 8,499 | 52,197 | SH | SOLE | Spectrum Asset Management, Inc. | 52,197 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 17 | 105 | SH | DFND | Spectrum Asset Management, Inc. | 0 | 0 | 105 | |
CISCO SYS INC | COM | 17275R102 | 4,193 | 75,202 | SH | SOLE | Spectrum Asset Management, Inc. | 75,202 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 14 | 256 | SH | DFND | Spectrum Asset Management, Inc. | 0 | 0 | 256 | |
COINBASE GLOBAL INC | COM CL A | 19260Q107 | 1,947 | 10,254 | SH | SOLE | Spectrum Asset Management, Inc. | 10,254 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 1,504 | 2,612 | SH | SOLE | Spectrum Asset Management, Inc. | 2,612 | 0 | 0 | |
DANAHER CORPORATION | COM | 235851102 | 906 | 3,089 | SH | SOLE | Spectrum Asset Management, Inc. | 3,089 | 0 | 0 | |
DEERE & CO | COM | 244199105 | 1,493 | 3,593 | SH | SOLE | Spectrum Asset Management, Inc. | 3,593 | 0 | 0 | |
DISNEY WALT CO | COM | 254687106 | 460 | 3,352 | SH | SOLE | Spectrum Asset Management, Inc. | 3,352 | 0 | 0 | |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 3,093 | 27,700 | SH | SOLE | Spectrum Asset Management, Inc. | 27,700 | 0 | 0 | |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 15 | 134 | SH | DFND | Spectrum Asset Management, Inc. | 0 | 0 | 134 | |
EDISON INTL | COM | 281020107 | 320 | 4,559 | SH | SOLE | Spectrum Asset Management, Inc. | 4,559 | 0 | 0 | |
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 320 | 2,716 | SH | SOLE | Spectrum Asset Management, Inc. | 2,716 | 0 | 0 | |
EMERSON ELEC CO | COM | 291011104 | 2,577 | 26,285 | SH | SOLE | Spectrum Asset Management, Inc. | 26,285 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 5,223 | 63,238 | SH | SOLE | Spectrum Asset Management, Inc. | 63,238 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 14 | 165 | SH | DFND | Spectrum Asset Management, Inc. | 0 | 0 | 165 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 3,987 | 16,530 | SH | SOLE | Spectrum Asset Management, Inc. | 16,530 | 0 | 0 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 12 | 50 | SH | DFND | Spectrum Asset Management, Inc. | 0 | 0 | 50 | |
GLOBAL X FDS | GLBL X MLP ETF | 37954Y343 | 619 | 15,357 | SH | SOLE | Spectrum Asset Management, Inc. | 15,357 | 0 | 0 | |
GOLD TR | ISHARES NEW | 464285204 | 4,670 | 126,812 | SH | SOLE | Spectrum Asset Management, Inc. | 126,812 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,365 | 4,136 | SH | SOLE | Spectrum Asset Management, Inc. | 4,136 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 3,531 | 18,147 | SH | SOLE | Spectrum Asset Management, Inc. | 18,147 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 276 | 790 | SH | SOLE | Spectrum Asset Management, Inc. | 790 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 2,934 | 59,210 | SH | SOLE | Spectrum Asset Management, Inc. | 59,210 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 13 | 260 | SH | DFND | Spectrum Asset Management, Inc. | 0 | 0 | 260 | |
INTUIT | COM | 461202103 | 843 | 1,754 | SH | SOLE | Spectrum Asset Management, Inc. | 1,754 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 277 | 765 | SH | SOLE | Spectrum Asset Management, Inc. | 765 | 0 | 0 | |
ISHARES TR | CORE TOTAL USD | 46434V613 | 17,519 | 352,983 | SH | SOLE | Spectrum Asset Management, Inc. | 352,983 | 0 | 0 | |
ISHARES TR | US TREAS BD ETF | 46429B267 | 14,325 | 575,056 | SH | SOLE | Spectrum Asset Management, Inc. | 575,056 | 0 | 0 | |
ISHARES TR | ESG AWR MSCI USA | 46435G425 | 10,969 | 108,224 | SH | SOLE | Spectrum Asset Management, Inc. | 108,224 | 0 | 0 | |
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 2,175 | 28,037 | SH | SOLE | Spectrum Asset Management, Inc. | 28,037 | 0 | 0 | |
ISHARES TR | EAFE VALUE ETF | 464288877 | 1,603 | 31,900 | SH | SOLE | Spectrum Asset Management, Inc. | 31,900 | 0 | 0 | |
ISHARES TR | EAFE GRWTH ETF | 464288885 | 1,466 | 15,226 | SH | SOLE | Spectrum Asset Management, Inc. | 15,226 | 0 | 0 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 629 | 1,386 | SH | SOLE | Spectrum Asset Management, Inc. | 1,386 | 0 | 0 | |
ISHARES TR | RUS 1000 ETF | 464287622 | 616 | 2,463 | SH | SOLE | Spectrum Asset Management, Inc. | 2,463 | 0 | 0 | |
ISHARES TR | NATIONAL MUN ETF | 464288414 | 553 | 5,040 | SH | SOLE | Spectrum Asset Management, Inc. | 5,040 | 0 | 0 | |
ISHARES TR | IBONDS 23 TRM TS | 46436E882 | 547 | 21,809 | SH | SOLE | Spectrum Asset Management, Inc. | 21,809 | 0 | 0 | |
ISHARES TR | CORE US AGGBD ET | 464287226 | 381 | 3,554 | SH | SOLE | Spectrum Asset Management, Inc. | 3,554 | 0 | 0 | |
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 346 | 4,150 | SH | SOLE | Spectrum Asset Management, Inc. | 4,150 | 0 | 0 | |
ISHARES TR | CORE 1 5 YR USD | 46432F859 | 314 | 6,477 | SH | SOLE | Spectrum Asset Management, Inc. | 6,477 | 0 | 0 | |
ISHARES TR | FALN ANGLS USD | 46435G474 | 310 | 11,162 | SH | SOLE | Spectrum Asset Management, Inc. | 11,162 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 248 | 1,875 | SH | SOLE | Spectrum Asset Management, Inc. | 1,875 | 0 | 0 | |
ISHARES TR | TIPS BD ETF | 464287176 | 244 | 1,959 | SH | SOLE | Spectrum Asset Management, Inc. | 1,959 | 0 | 0 | |
ISHARES TR | CORE MSCI TOTAL | 46432F834 | 206 | 3,090 | SH | SOLE | Spectrum Asset Management, Inc. | 3,090 | 0 | 0 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 202 | 1,875 | SH | SOLE | Spectrum Asset Management, Inc. | 1,875 | 0 | 0 | |
ISHARES U S ETF TR | BLACKROCK ST MAT | 46431W507 | 2,225 | 44,896 | SH | SOLE | Spectrum Asset Management, Inc. | 44,896 | 0 | 0 | |
ISHARES U S ETF TR | GSCI CMDTY STGY | 46431W853 | 299 | 7,472 | SH | SOLE | Spectrum Asset Management, Inc. | 7,472 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 2,620 | 138,559 | SH | SOLE | Spectrum Asset Management, Inc. | 138,559 | 0 | 0 | |
M & T BK CORP | COM | 55261F104 | 245 | 1,445 | SH | SOLE | Spectrum Asset Management, Inc. | 1,445 | 0 | 0 | |
MARRIOTT INTL INC NEW | CL A | 571903202 | 355 | 2,020 | SH | SOLE | Spectrum Asset Management, Inc. | 2,020 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 361 | 1,458 | SH | SOLE | Spectrum Asset Management, Inc. | 1,458 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 3,098 | 27,921 | SH | SOLE | Spectrum Asset Management, Inc. | 27,921 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 15 | 132 | SH | DFND | Spectrum Asset Management, Inc. | 0 | 0 | 132 | |
MICROSOFT CORP | COM | 594918104 | 5,367 | 17,407 | SH | SOLE | Spectrum Asset Management, Inc. | 17,407 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 10 | 34 | SH | DFND | Spectrum Asset Management, Inc. | 0 | 0 | 34 | |
MORNINGSTAR INC | COM | 617700109 | 492 | 1,800 | SH | SOLE | Spectrum Asset Management, Inc. | 1,800 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 599 | 4,454 | SH | SOLE | Spectrum Asset Management, Inc. | 4,454 | 0 | 0 | |
NORTHROP GRUMMAN CORP | COM | 666807102 | 257 | 574 | SH | SOLE | Spectrum Asset Management, Inc. | 574 | 0 | 0 | |
NVIDIA CORPORATION | COM | 67066G104 | 883 | 3,237 | SH | SOLE | Spectrum Asset Management, Inc. | 3,237 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 2,950 | 35,660 | SH | SOLE | Spectrum Asset Management, Inc. | 35,660 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 546 | 3,260 | SH | SOLE | Spectrum Asset Management, Inc. | 3,260 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 355 | 6,855 | SH | SOLE | Spectrum Asset Management, Inc. | 6,855 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 15 | 288 | SH | DFND | Spectrum Asset Management, Inc. | 0 | 0 | 288 | |
PIONEER NAT RES CO | COM | 723787107 | 229 | 917 | SH | SOLE | Spectrum Asset Management, Inc. | 917 | 0 | 0 | |
PNC FINL SVCS GROUP INC | COM | 693475105 | 203 | 1,100 | SH | SOLE | Spectrum Asset Management, Inc. | 1,100 | 0 | 0 | |
PROSHARES TR | SHORT S&P 500 NE | 74347B425 | 11,987 | 850,713 | SH | SOLE | Spectrum Asset Management, Inc. | 850,713 | 0 | 0 | |
PUBLIC STORAGE | COM | 74460D109 | 2,673 | 6,850 | SH | SOLE | Spectrum Asset Management, Inc. | 6,850 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 2,745 | 17,965 | SH | SOLE | Spectrum Asset Management, Inc. | 17,965 | 0 | 0 | |
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 362 | 3,649 | SH | SOLE | Spectrum Asset Management, Inc. | 3,649 | 0 | 0 | |
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 17 | 171 | SH | DFND | Spectrum Asset Management, Inc. | 0 | 0 | 171 | |
ROCKWELL AUTOMATION INC | COM | 773903109 | 829 | 2,960 | SH | SOLE | Spectrum Asset Management, Inc. | 2,960 | 0 | 0 | |
ROYAL BK CDA | COM | 780087102 | 221 | 2,000 | SH | SOLE | Spectrum Asset Management, Inc. | 2,000 | 0 | 0 | |
SCHWAB CHARLES CORP | COM | 808513105 | 4,916 | 58,314 | SH | SOLE | Spectrum Asset Management, Inc. | 58,314 | 0 | 0 | |
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 21,128 | 295,946 | SH | SOLE | Spectrum Asset Management, Inc. | 295,946 | 0 | 0 | |
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 9,222 | 123,257 | SH | SOLE | Spectrum Asset Management, Inc. | 123,257 | 0 | 0 | |
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 7,827 | 213,150 | SH | SOLE | Spectrum Asset Management, Inc. | 213,150 | 0 | 0 | |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 2,020 | 37,839 | SH | SOLE | Spectrum Asset Management, Inc. | 37,839 | 0 | 0 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 7,171 | 93,819 | SH | SOLE | Spectrum Asset Management, Inc. | 93,819 | 0 | 0 | |
SEMPRA | COM | 816851109 | 3,296 | 19,606 | SH | SOLE | Spectrum Asset Management, Inc. | 19,606 | 0 | 0 | |
SHELL PLC | SPON ADS | 780259305 | 346 | 6,300 | SH | SOLE | Spectrum Asset Management, Inc. | 6,300 | 0 | 0 | |
SKYLINE CHAMPION CORPORATION | COM | 830830105 | 215 | 3,910 | SH | SOLE | Spectrum Asset Management, Inc. | 3,910 | 0 | 0 | |
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 763 | 22,249 | SH | SOLE | Spectrum Asset Management, Inc. | 22,249 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,313 | 2,908 | SH | SOLE | Spectrum Asset Management, Inc. | 2,908 | 0 | 0 | |
STRYKER CORPORATION | COM | 863667101 | 915 | 3,421 | SH | SOLE | Spectrum Asset Management, Inc. | 3,421 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 796 | 7,635 | SH | SOLE | Spectrum Asset Management, Inc. | 7,635 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 2,247 | 2,085 | SH | SOLE | Spectrum Asset Management, Inc. | 2,085 | 0 | 0 | |
TEXAS INSTRS INC | COM | 882508104 | 312 | 1,700 | SH | SOLE | Spectrum Asset Management, Inc. | 1,700 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 525 | 1,029 | SH | SOLE | Spectrum Asset Management, Inc. | 1,029 | 0 | 0 | |
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 251 | 3,220 | SH | SOLE | Spectrum Asset Management, Inc. | 3,220 | 0 | 0 | |
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 3,665 | 12,743 | SH | SOLE | Spectrum Asset Management, Inc. | 12,743 | 0 | 0 | |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 814 | 3,577 | SH | SOLE | Spectrum Asset Management, Inc. | 3,577 | 0 | 0 | |
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 576 | 11,242 | SH | SOLE | Spectrum Asset Management, Inc. | 11,242 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 4,493 | 57,542 | SH | SOLE | Spectrum Asset Management, Inc. | 57,542 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 92206C730 | 609 | 2,940 | SH | SOLE | Spectrum Asset Management, Inc. | 2,940 | 0 | 0 | |
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,198 | 24,946 | SH | SOLE | Spectrum Asset Management, Inc. | 24,946 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,306 | 45,268 | SH | SOLE | Spectrum Asset Management, Inc. | 45,268 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 484 | 2,182 | SH | SOLE | Spectrum Asset Management, Inc. | 2,182 | 0 | 0 | |
VOLITIONRX LTD | COM | 928661107 | 167 | 55,596 | SH | SOLE | Spectrum Asset Management, Inc. | 55,596 | 0 | 0 | |
WALMART INC | COM | 931142103 | 2,644 | 17,755 | SH | SOLE | Spectrum Asset Management, Inc. | 17,755 | 0 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 598 | 12,334 | SH | SOLE | Spectrum Asset Management, Inc. | 12,334 | 0 | 0 |