0001632078-15-000007.txt : 20150722
0001632078-15-000007.hdr.sgml : 20150722
20150721180156
ACCESSION NUMBER: 0001632078-15-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150722
DATE AS OF CHANGE: 20150721
EFFECTIVENESS DATE: 20150722
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spectrum Asset Management, Inc. (NB/CA)
CENTRAL INDEX KEY: 0001632078
IRS NUMBER: 330171752
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16433
FILM NUMBER: 15998638
BUSINESS ADDRESS:
STREET 1: 1301 DOVE STREET, SUITE 970
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 949-717-3400
MAIL ADDRESS:
STREET 1: 1301 DOVE STREET, SUITE 970
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001632078
XXXXXXXX
06-30-2015
06-30-2015
Spectrum Asset Management, Inc. (NB/CA)
1301 DOVE STREET, SUITE 970
NEWPORT BEACH
CA
92660
13F HOLDINGS REPORT
028-16433
N
Tony Jung
Chief Operating Officer
949-717-3400
Tony Jung
Newport Beach
CA
07-21-2015
0
67
115988
false
INFORMATION TABLE
2
F13F.xml
AT&T INC
COM
00206R102
304
8564
SH
DFND
0
0
8564
ABBOTT LABORATORIES
COM
002824100
1273
25940
SH
DFND
0
0
25940
ALTRIA GROUP INC
COM
02209S103
361
7374
SH
DFND
0
0
7374
APPLE INC
COM
037833100
2711
21617
SH
DFND
0
0
21617
AXOGEN INC
COM
05463X106
79
25000
SH
DFND
0
0
25000
BERKSHIRE HATHAWAY NEW CLASS B
COM
084670702
221
1627
SH
DFND
0
0
1627
BERKSHIRE HTWY CL.A
100 SHS=1 WHOLE
084990175
615
300
SH
DFND
0
0
300
CHEVRON CORP NEW
COM
166764100
766
7936
SH
DFND
0
0
7936
GUGGENHEIM BULLETSHS 2017
CORPORATE BOND ET
18383M548
1933
84980
SH
DFND
0
0
84980
GUGGENHEIM BULLETSHS 2016
CORP BOND ETF
18383M555
9256
416650
SH
DFND
7550
0
409100
GUGGENHEIM BULLETSHS 2015
CORP BOND ETF
18383M563
5366
247730
SH
DFND
570
0
247160
DETTO TECHNOLOGIES INC
COM
251463105
0
32000
SH
DFND
0
0
32000
DISNEY WALT CO (HOLDING CO)
COM
254687106
2230
19534
SH
DFND
0
0
19534
VANGUARD S&P 500 UCITS ETF USD
COM
27399X646
1461
37300
SH
DFND
0
0
37300
EBAY INC
COM
278642103
304
5040
SH
DFND
0
0
5040
EDISON INTERNATIONAL
COM
281020107
205
3688
SH
DFND
0
0
3688
EXXON MOBIL CORP (NEW)
COM
30231G102
568
6821
SH
DFND
0
0
6821
INTEL CORP
COM
458140100
303
9970
SH
DFND
0
0
9970
INVESTORS BANCORP INC
COM
46146L101
1052
85500
SH
DFND
0
0
85500
iSHARES RUSSELL MIDCAP GRWTH
COM
464287481
312
3220
SH
DFND
0
0
3220
iSHARES S&P MIDCAP 400 GRWTH
COM
464287606
813
4795
SH
DFND
60
0
4735
iSHARES S&P EURO 35O IDX
COM
464287861
1008
23055
SH
DFND
170
0
22885
iSHARES MICRO-CAP ETF
COM
464288869
3019
37025
SH
DFND
180
0
36845
iSHS III S&P SML CAP 600 UCITS
COM
464288QST
240
5000
SH
DFND
0
0
5000
iSHS MSCI USA DIV IQ UCITS ETF
COM
464288SST
462
18000
SH
DFND
0
0
18000
iSHARES NASDAQ 100 UCITS ETF
COM
464288STT
768
3200
SH
DFND
0
0
3200
iSHS CHINA LRGE CAP UCITS ETF
COM
464288YRT
487
3700
SH
DFND
0
0
3700
iSHARES MSCI WORLD UCITS ETF
COM
464288YWT
533
12500
SH
DFND
0
0
12500
iSHARES MSCI CHINA
COM
46429B671
4612
82300
SH
DFND
450
0
81850
JOHNSON& JOHNSON
COM
478160104
211
2159
SH
DFND
0
0
2159
J2 GLOBAL
COM
48123V102
1078
15870
SH
DFND
0
0
15870
MARSH& MCLENNAN COS INC
COM
571748102
1057
18635
SH
DFND
0
0
18635
MASTERCARD INCORPORATED
COM
57636Q104
1177
12595
SH
DFND
0
0
12595
MERCK& CO. INC.
COM
58933Y105
205
3600
SH
DFND
0
0
3600
MICROSOFT CORP
COM
594918104
1285
29110
SH
DFND
0
0
29110
NVR, INC
COM
62944T105
599
447
SH
DFND
0
0
447
NORTHERN GRAPHITE CORP F
COM
66516A105
9
20000
SH
DFND
0
0
20000
NOVAGOLD RES INC NEW F
COM
66987E206
607
177500
SH
DFND
0
0
177500
NOVO-NORDISK A S ADR
COM
670100205
1245
22730
SH
DFND
0
0
22730
ORANGE COUNTY BUS BANK
COM
684193105
255
27832
SH
DFND
0
0
27832
PFIZER INC
COM
717081103
457
13616
SH
DFND
0
0
13616
POWERSHARES QQQ
COM
73935A104
9010
84150
SH
DFND
540
0
83610
GUGGENHEIM S&P EQ WEIGHT TECH
COM
78355W817
1696
18790
SH
DFND
170
0
18620
GUGGENHEIM S&P 500 EQUAL
WEIGHT HEALTH CA
78355W841
1048
6570
SH
DFND
60
0
6510
SPDR S&P 500 ETF
COM
78462F103
260
1263
SH
DFND
0
0
1263
SPDR S&P US DIV ARIS UCITS ETF
COM
78462FJST
897
22800
SH
DFND
0
0
22800
SPDR S&P 400 US MID CAP ETF
COM
78462FRST
238
5700
SH
DFND
0
0
5700
SPDR MSCI ACWI (ex-US)
COM
78463X848
393
11424
SH
DFND
0
0
11424
SPDR S&P HI YLD DIV ETF
COM
78464A763
11020
144600
SH
DFND
565
0
144035
SPDR S&P BANK ETF
COM
78464A797
2832
78110
SH
DFND
410
0
77700
ST JUDE MEDICAL INC
COM
790849103
1276
17460
SH
DFND
0
0
17460
HENRY SCHEIN INC
COM
806407102
507
3565
SH
DFND
0
0
3565
SCHWAB US BROAD MKT ETF
COM
808524102
496
9880
SH
DFND
0
0
9880
SCHWAB US LARGE CAP GROWTH ETF
COM
808524300
7055
131455
SH
DFND
280
0
131175
SECTOR SPDR ENERGY SELECT SHS
COM
81369Y506
3329
44295
SH
DFND
170
0
44125
SECTOR SPDR FINCL SELECT SHS
COM
81369Y605
4373
179355
SH
DFND
1020
0
178335
SKYWORKS SOLUTIONS INC
COM
83088M102
1873
17990
SH
DFND
0
0
17990
STRYKER CORP
COM
863667101
1200
12555
SH
DFND
0
0
12555
TD AMERITRADE HOLDING CORP
COM
87236Y108
1042
28310
SH
DFND
0
0
28310
TORCHMARK CORP
COM
891027104
1001
17195
SH
DFND
0
0
17195
VANGUARD DIV APPRECIATION ETF
COM
921908844
7222
91910
SH
DFND
355
0
91555
VANGUARD INTER-TRM BOND ETF
COM
921937819
390
4650
SH
DFND
0
0
4650
VANGUARD US LRG CAP GR IND ETF
COM
922908736
4880
45585
SH
DFND
0
0
45585
WAL-MART STORES INC
COM
931142103
230
3248
SH
DFND
0
0
3248
WELLS FARGO& CO (NEW)
COM
949746101
1155
20544
SH
DFND
0
0
20544
MEDTRONIC PLC
COM
G5960L103
976
13165
SH
DFND
0
0
13165
AVAGO TECHNOLOGIES LIMITED
COM
Y0486S104
2142
16110
SH
DFND
0
0
16110