-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PQHjSBt7nFEhT5iCapYrcIQfHxz5XpyEWe75AIoPXRxE6TVHpo+YW/j14N+v7mt7 ta5nSEPd7VlPVxfWc7bM3A== 0000016317-06-000009.txt : 20060503 0000016317-06-000009.hdr.sgml : 20060503 20060503131548 ACCESSION NUMBER: 0000016317-06-000009 CONFORMED SUBMISSION TYPE: 10QSB PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060331 FILED AS OF DATE: 20060503 DATE AS OF CHANGE: 20060503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CALIFORNIA ENGELS MINING CO CENTRAL INDEX KEY: 0000016317 STANDARD INDUSTRIAL CLASSIFICATION: FORESTRY [0800] IRS NUMBER: 940357560 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10QSB SEC ACT: 1934 Act SEC FILE NUMBER: 000-04819 FILM NUMBER: 06802728 BUSINESS ADDRESS: STREET 1: 117 CRESCENT ST STREET 2: P O BOX 778 CITY: GREENVILLE STATE: CA ZIP: 95947 BUSINESS PHONE: 5302846191 MAIL ADDRESS: STREET 1: 117 CRESCENT ST STREET 2: P O BOX 778 CITY: GREENVILLE STATE: CA ZIP: 95947 10QSB 1 ed10q06-1.txt CALIFORNIA-ENGELS MINING COMPANY 3/31/06 SECURITIES AND EXCHANGE COMMISSION Washington D. C. 20549 Form 10-QSB Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For Quarter Ended March 31, 2006 Commission File No. 1-3871 CALIFORNIA-ENGELS MINING COMPANY (Exact name of registrant as specified in its charter) State of California (State or other jurisdiction of incorporation or organization) 94-0357560 (I.R.S. Employer Identification Number) Address: 117 Crescent Street, P. O. Box 778, Greenville, California 95947-0778 (Address of principal executive office) (Zip Code) (530) 284-6191 (Registrant's telephone number including area code) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No CLASS Capital Stock, par value: $0.25 per share. OUTSTANDING AT March 31, 2006: 757,226.04 shares. Filing Contains 6 pages. CALIFORNIA-ENGELS MINING COMPANY FORM 10-QSB FOR THE QUARTERLY PERIOD ENDED March 31, 2006 PART I - FINANCIAL INFORMATION The Registrant falls within the provisions of Rule 13a - 13 (c) (2) of the Securities Exchange Act of 1934 as amended, and claims exemption thereunder from the requirement to file Part I. Item 3. Controls and Procedures As of the end of the period covered by this report, the registrant carried out an evaluation, under the supervision and with the participation of the registrant's management, including the registrant's principal executive officer and principal financial officer, of the effectiveness of the design and operation of the registrant's disclosure controls and procedures pursuant to Exchange Act Rule 13a-15. Based upon that evaluation, the principal executive officer and principal financial officer concluded that the registrant's disclosure controls and procedures are effective in timely alerting them to material information relating to the registrant required to be included in the registrant's periodic SEC filings. During the fiscal quarter, there was no change in our internal control over financial reporting (as defined in Rule 13a-15(f) under the Exchange Act) that has materially affected, or is reasonably likely to materially affect our internal control over financial reporting. PART II - OTHER INFORMATION Items deleted are not applicable. Item 6. Exhibits and Reports on Form 8-K. None SIGNATURES Pursuant to the requirements of Section 13 or 15 (d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. CALIFORNIA-ENGELS MINING COMPANY Registrant May 3, 2006 By: /s/ Norman A. Lamb Norman A. Lamb, President and Chief Executive Officer May 3, 2006 By: /s/ M. Blair Ogden M. Blair Ogden, Secretary-Treasurer and Chief Financial Officer CALIFORNIA-ENGELS MINING COMPANY FORM 10-QSB FOR THE QUARTERLY PERIOD ENDED March 31, 2006 CERTIFICATIONS I, Norman A. Lamb, certify that: 1. I have reviewed this quarterly report on Form 10-QSB of California-Engels Mining Company; 2. Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this quarterly report; 3. Based on my knowledge, the financial statements, and other financial information included in this quarterly report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this quarterly report; 4. The registrant's other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have: (a) designed such disclosure controls and procedures to ensure that material information relating to the registrant is made known to us particularly during the period in which this quarterly report is being prepared; (b) designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; (c) evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and (d) disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter (the registrant's fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and CALIFORNIA-ENGELS MINING COMPANY FORM 10-QSB FOR THE QUARTERLY PERIOD ENDED March 31, 2006 CERTIFICATIONS, Continued 5. The registrant's other certifying officers and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's board of directors (or persons performing the equivalent functions): (a) all significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and (b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. Date: May 3, 2005 /s/ Norman A. Lamb Norman A. Lamb, President and Chief Executive Officer I, M. Blair Ogden, certify that: 1. I have reviewed this quarterly report on Form 10-QSB of California-Engels Mining Company; 2. Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this quarterly report; 3. Based on my knowledge, the financial statements, and other financial information included in this quarterly report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this quarterly report; 4. The registrant's other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have: (a) designed such disclosure controls and procedures to ensure that material information relating to the registrant is made known to us particularly during the period in which this quarterly report is being prepared; (b) designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; CALIFORNIA-ENGELS MINING COMPANY FORM 10-QSB FOR THE QUARTERLY PERIOD ENDED March 31, 2006 CERTIFICATIONS, Continued (c) evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and (d) disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter (the registrant's fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and 5. The registrant's other certifying officers and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's board of directors (or persons performing the equivalent functions): (a) all significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and (b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. Date: May 3, 2006 /s/ M. Blair Ogden M. Blair Ogden, Secretary-Treasurer and Chief Financial Officer CERTIFICATION I, Norman A. Lamb, President of California-Engels Mining Company certify that: 1. This quarterly report on Form 10-QSB of California-Engels Mining Company fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and 2. The information contained in this quarterly report fairly presents, in all material respects, the financial condition and results of operations of California-Engels Mining Company. CALIFORNIA-ENGELS MINING COMPANY FORM 10-QSB FOR THE QUARTERLY PERIOD ENDED March 31, 2006 Date: May 3, 2006 /s/ Norman A. Lamb Norman A. Lamb, President and Chief Executive Officer CERTIFICATION I, M. Blair Ogden, Chief Financial Officer of California-Engels Mining Company certify that: 1. This quarterly report on Form 10-QSB of California-Engels Mining Company fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and 2. The information contained in this quarterly report fairly presents, in all material respects, the financial condition and results of operations of California-Engels Mining Company. Date: May 3, 2006 /s/ M. Blair Ogden M. Blair Ogden, Secretary-Treasurer and Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----