0001631507-19-000001.txt : 20190213 0001631507-19-000001.hdr.sgml : 20190213 20190213143259 ACCESSION NUMBER: 0001631507-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190213 EFFECTIVENESS DATE: 20190213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Leisure Capital Management CENTRAL INDEX KEY: 0001631507 IRS NUMBER: 900019370 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16364 FILM NUMBER: 19596295 BUSINESS ADDRESS: STREET 1: 650 TOWN CENTER DRIVE STREET 2: SUITE 670 CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7143844050 MAIL ADDRESS: STREET 1: 650 TOWN CENTER DRIVE STREET 2: SUITE 670 CITY: COSTA MESA STATE: CA ZIP: 92626 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001631507 XXXXXXXX 12-31-2018 12-31-2018 Leisure Capital Management

650 TOWN CENTER DRIVE SUITE 670 COSTA MESA CA 92626

13F HOLDINGS REPORT 028-16364 N Patrick Maxwell 7143844050 Patrick Maxwell Costa Mesa CA 02-13-2019 0 126 106406 false INFORMATION TABLE 2 lcm-4q18.xml ABBOTT LABS COM 002824100 836 11555 SH SOLE 549 0 11006 ADAMIS PHARMACEUTICALS CORP COM NEW 00547W208 249 110757 SH SOLE 102913 0 7844 AEROCENTURY CORP COM 007737109 461 48141 SH SOLE 44770 0 3371 ALLSTATE CORP COM 020002101 1340 16215 SH SOLE 958 0 15257 APPLE INC COM 037833100 2993 18973 SH SOLE 452 0 18521 AQUA METALS INC COM 03837J101 288 158240 SH SOLE 147063 0 11177 AT&T INC COM 00206R102 656 22984 SH SOLE 1403 0 21581 AUTONATION INC COM 05329W102 416 11651 SH SOLE 777 0 10874 BANK NEW YORK MELLON CORP COM 064058100 495 10517 SH SOLE 671 0 9846 BB&T CORP COM 054937107 485 11206 SH SOLE 673 0 10533 CISCO SYS INC COM 17275R102 733 16905 SH SOLE 804 0 16101 CONOCOPHILLIPS COM 20825C104 1161 18626 SH SOLE 1085 0 17541 CORELOGIC INC COM 21871D103 413 12367 SH SOLE 0 0 12367 CVS HEALTH CORP COM 126650100 664 10129 SH SOLE 396 0 9733 DISNEY WALT CO COM DISNEY 254687106 1152 10508 SH SOLE 400 0 10108 DOMINION ENERGY INC COM 25746U109 786 11002 SH SOLE 497 0 10505 EXXON MOBIL CORP COM 30231G102 1038 15221 SH SOLE 290 0 14931 FIRST AMERN FINL CORP COM 31847R102 540 12100 SH SOLE 0 0 12100 GROUPON INC COM 399473107 297 92689 SH SOLE 86381 0 6308 HOME DEPOT INC COM 437076102 2044 11897 SH SOLE 500 0 11397 HORMEL FOODS CORP COM 440452100 663 15538 SH SOLE 986 0 14552 INTEL CORP COM 458140100 821 17486 SH SOLE 466 0 17020 INTL PAPER CO COM 460146103 446 11062 SH SOLE 669 0 10393 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 1034 49834 SH SOLE 4429 0 45405 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 1013 48099 SH SOLE 3604 0 44495 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 CB 46138J304 804 38179 SH SOLE 3198 0 34981 JOHNSON & JOHNSON COM 478160104 1949 15102 SH SOLE 552 0 14550 JPMORGAN CHASE & CO COM 46625H100 2021 20698 SH SOLE 952 0 19746 KINDER MORGAN INC DEL COM 49456B101 525 34110 SH SOLE 2077 0 32033 MASCO CORP COM 574599106 404 13802 SH SOLE 924 0 12878 MERCK & CO INC COM 58933Y105 1079 14116 SH SOLE 534 0 13582 MICROSOFT CORP COM 594918104 2060 20277 SH SOLE 708 0 19569 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 2112 166534 PRN SOLE 15139 0 151395 ORACLE CORP COM 68389X105 487 10776 SH SOLE 624 0 10152 PEPSICO INC COM 713448108 1397 12647 SH SOLE 562 0 12085 PFIZER INC COM 717081103 1211 27732 SH SOLE 822 0 26910 PROCTER AND GAMBLE CO COM 742718109 1643 17877 SH SOLE 738 0 17139 PUBLIC SVC ENTERPRISE GROUP COM 744573106 615 11817 SH SOLE 681 0 11136 QUALCOMM INC COM 747525103 1468 25801 SH SOLE 1015 0 24786 SABRA HEALTH CARE REIT INC COM 78573L106 3910 237267 SH SOLE 0 0 237267 SANGAMO THERAPEUTICS INC COM 800677106 434 37783 SH SOLE 35180 0 2603 SCHWAB CHARLES CORP NEW COM 808513105 1377 33160 SH SOLE 1228 0 31932 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 971 19196 SH SOLE 0 0 19196 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 4673 78278 SH SOLE 5786 0 72492 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 6043 126089 SH SOLE 7804 0 118285 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2824 99608 SH SOLE 10009 0 89599 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 2398 82405 SH SOLE 6838 0 75567 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2041 33641 SH SOLE 6173 0 27468 SOUTHWEST AIRLS CO COM 844741108 492 10592 SH SOLE 647 0 9945 SPDR SER TR NUVEEN BRC MUNIC 78468R721 1276 26507 PRN SOLE 0 0 26507 SPDR SER TR NUVEEN BLMBRG SR 78468R739 3034 63138 PRN SOLE 2526 0 60612 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 560 10408 SH SOLE 0 0 10408 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 959 17783 SH SOLE 0 0 17783 STARBUCKS CORP COM 855244109 813 12630 SH SOLE 639 0 11991 UNITED CONTL HLDGS INC COM 910047109 1086 12973 SH SOLE 1263 0 11710 WELLS FARGO CO NEW COM 949746101 611 13261 SH SOLE 0 0 13261 WEYERHAEUSER CO COM 962166104 430 19656 SH SOLE 1768 0 17888 ACACIA RESH CORP ACACIA TCH COM 003881307 89 29863 SH SOLE 27754 0 2109 ADOBE INC COM 00724F101 515 2276 SH SOLE 142 0 2134 AERIE PHARMACEUTICALS INC COM 00771V108 310 8576 SH SOLE 7998 0 578 AK STL HLDG CORP COM 001547108 97 43283 SH SOLE 40214 0 3069 AKORN INC COM 009728106 139 40905 SH SOLE 38033 0 2872 ALPHABET INC CAP STK CL A 02079K305 1245 1191 SH SOLE 46 0 1145 ALPHABET INC CAP STK CL C 02079K107 669 646 SH SOLE 16 0 630 ALTRIA GROUP INC COM 02209S103 453 9176 SH SOLE 609 0 8567 AMAZON COM INC COM 023135106 463 308 SH SOLE 2 0 306 AMERCO COM 023586100 536 1635 SH SOLE 1522 0 113 AMERICAN EXPRESS CO COM 025816109 891 9342 SH SOLE 695 0 8647 AMERIPRISE FINL INC COM 03076C106 718 6877 SH SOLE 448 0 6429 AQUABOUNTY TECHNOLOGIES INC COM NEW 03842K200 62 30376 PRN SOLE 28346 0 2030 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 583 2855 SH SOLE 0 0 2855 BLACKROCK INC COM 09247X101 460 1170 SH SOLE 71 0 1099 BOEING CO COM 097023105 305 947 SH SOLE 0 0 947 BROADCOM INC COM 11135F101 716 2817 SH SOLE 154 0 2663 CAPITAL ONE FINL CORP COM 14040H105 438 5789 SH SOLE 365 0 5424 CELGENE CORP COM 151020104 598 9334 SH SOLE 565 0 8769 CENTRUS ENERGY CORP CL A 15643U104 64 38048 SH SOLE 35353 0 2695 CHEVRON CORP NEW COM 166764100 982 9024 SH SOLE 219 0 8805 CHIMERIX INC COM 16934W106 66 25491 SH SOLE 23644 0 1847 COLGATE PALMOLIVE CO COM 194162103 377 6336 SH SOLE 0 0 6336 COMMUNITY BK SYS INC COM 203607106 525 9000 SH SOLE 0 0 9000 CONSUMER PORTFOLIO SVCS INC COM 210502100 153 50876 SH SOLE 47176 0 3700 COSTAR GROUP INC COM 22160N109 540 1601 SH SOLE 87 0 1514 COSTCO WHSL CORP NEW COM 22160K105 1459 7162 SH SOLE 299 0 6863 CYNERGISTEK INC COM 23258P105 84 17739 SH SOLE 16518 0 1221 DARDEN RESTAURANTS INC COM 237194105 641 6417 SH SOLE 345 0 6072 DEERE & CO COM 244199105 551 3692 SH SOLE 241 0 3451 EDWARDS LIFESCIENCES CORP COM 28176E108 551 3600 SH SOLE 166 0 3434 ENERGOUS CORP COM 29272C103 164 28291 SH SOLE 26188 0 2103 FACEBOOK INC CL A 30303M102 448 3416 SH SOLE 209 0 3207 FEDEX CORP COM 31428X106 407 2521 SH SOLE 148 0 2373 FRIEDMAN INDS INC COM 358435105 159 22517 SH SOLE 20992 0 1525 GENERAL DYNAMICS CORP COM 369550108 1033 6568 SH SOLE 358 0 6210 GOLDMAN SACHS GROUP INC COM 38141G104 507 3034 SH SOLE 0 0 3034 ILLINOIS TOOL WKS INC COM 452308109 656 5181 SH SOLE 264 0 4917 ISHARES INC MIN VOL GBL ETF 464286525 244 3000 SH SOLE 0 0 3000 KIMBERLY CLARK CORP COM 494368103 668 5864 SH SOLE 226 0 5638 LOCKHEED MARTIN CORP COM 539830109 740 2825 SH SOLE 176 0 2649 LOWES COS INC COM 548661107 885 9584 SH SOLE 247 0 9337 MARATHON PETE CORP COM 56585A102 489 8280 SH SOLE 0 0 8280 MOTOROLA SOLUTIONS INC COM NEW 620076307 547 4759 SH SOLE 296 0 4463 NIKE INC CL B 654106103 485 6539 SH SOLE 0 0 6539 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 149 11693 PRN SOLE 0 0 11693 OCCIDENTAL PETE CORP DEL COM 674599105 480 7822 SH SOLE 510 0 7312 OHR PHARMACEUTICAL INC COM NEW 67778H200 5 57921 SH SOLE 53723 0 4198 OVERSEAS SHIPHOLDING GROUP I CL A NEW 69036R863 43 25809 SH SOLE 23361 0 2448 PAYCHEX INC COM 704326107 603 9259 SH SOLE 503 0 8756 PHILLIPS 66 COM 718546104 689 7998 SH SOLE 249 0 7749 PIMCO ETF TR INTER MUN BD ACT 72201R866 480 9079 SH SOLE 0 0 9079 PPG INDS INC COM 693506107 911 8915 SH SOLE 302 0 8613 PVH CORP COM 693656100 371 3990 SH SOLE 240 0 3750 REPUBLIC SVCS INC COM 760759100 658 9128 SH SOLE 493 0 8635 RESONANT INC COM 76118L102 101 76159 SH SOLE 70816 0 5343 RITE AID CORP COM 767754104 116 163127 SH SOLE 151576 0 11551 ROYAL BK CDA MONTREAL QUE COM 780087102 527 7684 SH SOLE 453 0 7231 SPDR S&P 500 ETF TR TR UNIT 78462F103 702 2807 SH SOLE 0 0 2807 SPDR SERIES TRUST S&P REGL BKG 78464A698 259 5542 SH SOLE 186 0 5356 SYSCO CORP COM 871829107 574 9154 SH SOLE 511 0 8643 UNITED PARCEL SERVICE INC CL B 911312106 597 6120 SH SOLE 110 0 6010 UNITED TECHNOLOGIES CORP COM 913017109 755 7091 SH SOLE 297 0 6794 UNITEDHEALTH GROUP INC COM 91324P102 650 2608 SH SOLE 140 0 2468 V F CORP COM 918204108 636 8918 SH SOLE 567 0 8351 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 481 9422 SH SOLE 0 0 9422 VISA INC COM CL A 92826C839 660 5005 SH SOLE 256 0 4749 VOLITIONRX LTD COM 928661107 120 66361 SH SOLE 61649 0 4712 WYNN RESORTS LTD COM 983134107 396 4000 SH SOLE 3733 0 267