0001225208-23-005953.txt : 20230516 0001225208-23-005953.hdr.sgml : 20230516 20230516161239 ACCESSION NUMBER: 0001225208-23-005953 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230514 FILED AS OF DATE: 20230516 DATE AS OF CHANGE: 20230516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gitlin David L. CENTRAL INDEX KEY: 0001631473 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39220 FILM NUMBER: 23927622 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORPORATION STREET 2: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARRIER GLOBAL Corp CENTRAL INDEX KEY: 0001783180 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 834051582 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 BUSINESS PHONE: 5613652000 MAIL ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 FORMER COMPANY: FORMER CONFORMED NAME: Carrier Global Corp DATE OF NAME CHANGE: 20190722 4 1 doc4.xml X0407 4 2023-05-14 0001783180 CARRIER GLOBAL Corp CARR 0001631473 Gitlin David L. 13995 PASTEUR BOULEVARD PALM BEACH GARDENS FL 33418 1 1 Chairman and CEO 0 Common Stock 2023-05-14 4 M 0 92078.0000 0.0000 A 274587.0000 D Common Stock 2023-05-14 4 F 0 34069.0000 42.4000 D 240518.0000 D Common Stock 176397.0000 I By Family Trust Common Stock 102374.0000 I By Spouse's Trust Restricted Stock Unit RSU 16.5500 2023-05-14 4 M 0 92078.0000 0.0000 D 2023-05-14 Common Stock 92078.0000 0.0000 D Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Due to an administrative error, the prior Form 4 reporting the grant of these RSUs specified an exercise price of $16.55. On May 14, 2020, the reporting person was granted RSUs. These RSUs fully vested on the Transaction Date. /s/ Mark G. Thompson as Attorney-in-Fact 2023-05-16