0001631181-24-000003.txt : 20240213 0001631181-24-000003.hdr.sgml : 20240213 20240213081150 ACCESSION NUMBER: 0001631181-24-000003 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: O'BRIEN,CONOR,JAMES, FILED AS OF DATE: 20240212 DATE AS OF CHANGE: 20240213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sierra Management Group, LLC CENTRAL INDEX KEY: 0001631181 ORGANIZATION NAME: IRS NUMBER: 680579239 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04654 FILM NUMBER: 24622671 BUSINESS ADDRESS: STREET 1: 2111 PALOMAR AIRPORT ROAD STREET 2: SUITE 320 CITY: CARLSBAD STATE: CA ZIP: 92011 BUSINESS PHONE: 760-930-1221 MAIL ADDRESS: STREET 1: 2111 PALOMAR AIRPORT ROAD STREET 2: SUITE 320 CITY: CARLSBAD STATE: CA ZIP: 92011 FORMER COMPANY: FORMER CONFORMED NAME: Sierra Management Group DATE OF NAME CHANGE: 20220628 FORMER COMPANY: FORMER CONFORMED NAME: Sierra Managment Group DATE OF NAME CHANGE: 20150120 MA-I/A 1 primary_doc.xml MA-I/A 0001631181 XXXXXXXX Ted Vogtman 973-618-9509 tvogtman@alternativereg.com jstoecker@cmfa-ca.com tvogtman@alternativereg.com N 0001631181-23-000009 N Conor James O'Brien Y 2 0001631181 Sierra Management Group, LLC 10-02-2023 N 867-01546 LOCATED 10-02-2023 2111 PALOMAR AIRPORT ROAD SUITE 320 CARLSBAD CA 92011 SUPERVISED 10-02-2023 6988 LEBANON ROAD SUITE 103 FRISCO TX 75034 0001736952 Granite Municipal Advisors LLC 10-02-2023 N 867-02362 LOCATED 10-02-2023 11 SOUTH MAIN STREET SUITE 202 CONCORD NH 03301 LOCATED 10-02-2023 2111 PALOMAR AIRPORT ROAD SUITE 320 CARLSBAD CA 92011 SUPERVISED 10-02-2023 6988 LEBANON ROAD SUITE 103 FRISCO TX 75034 10-2023 Sierra Management Group, LLC CARLSBAD CA 92011 Y N Analyst 10-2023 02-2024 Granite Municipal Advisors LLC CONCORD NH 03301 Y N Analyst (due to EDGAR system limitations not allowing overlapping employment dates; individual is still employed at Granite Municipal Advisors LLC) 09-2019 08-2023 United States Marine Corps SAN CLEMENTE CA 92672 N N Infantry Officer 06-2019 08-2019 Hamlin Capital Management NEW YORK NY 10019 N Y Intern 08-2015 05-2019 Cornell University ITHACA NY 14850 N N Student 09-2012 06-2015 Westlake High School WESTLAKE VILLAGE CA 91361 N N Student Y 10-2023 Granite Municipal Advisors LLC 11 SOUTH MAIN STREET SUITE 202 CONCORD NH 03301 Y N Municipal Advisor Analyst 40 Provide municipal advice N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-12-2024 Kimberly McManus President, Alternative Regulatory Solutions, LLC