0001104659-23-118095.txt : 20231114
0001104659-23-118095.hdr.sgml : 20231114
20231114161128
ACCESSION NUMBER: 0001104659-23-118095
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231114
DATE AS OF CHANGE: 20231114
EFFECTIVENESS DATE: 20231114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sofinnova Investments, Inc.
CENTRAL INDEX KEY: 0001631134
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18774
FILM NUMBER: 231406246
BUSINESS ADDRESS:
STREET 1: 3000 Sand Hill Road
STREET 2: BUILDING 4-SUITE 250
CITY: Menlo Park
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650.681.8428
MAIL ADDRESS:
STREET 1: 3000 Sand Hill Road
STREET 2: BUILDING 4-SUITE 250
CITY: Menlo Park
STATE: CA
ZIP: 94025
FORMER COMPANY:
FORMER CONFORMED NAME: Sofinnova Ventures Inc
DATE OF NAME CHANGE: 20150120
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001631134
XXXXXXXX
09-30-2023
09-30-2023
false
Sofinnova Investments, Inc.
3000 Sand Hill Road
Building 4-Suite 250
Menlo Park
CA
94025
13F HOLDINGS REPORT
028-18774
Y
*Sofinnova Investments, Inc. is filing this Form 13F on behalf of itself and the general partner entities of the investment funds for which it serves as the investment adviser, Sofinnova Management VII, L.L.C., Sofinnova Management VIII, L.L.C., Sofinnova Management IX, L.L.C., Sofinnova Management X, L.L.C., Sofinnova BioEquities GP LLC, and Sofinnova Synergy Master Fund, LP.
Nathalie Auber
Attorney-in-Fact
650-681-8428
/s/ Nathalie Auber
Menlo Park
CA
11-14-2023
0
69
1585234552
INFORMATION TABLE
2
infotable.xml
Agenus Inc
COM
00847G705
1808000
1600000
SH
Call
SOLE
1600000
0
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Agenus Inc
COM
00847G705
15102165
13364748
SH
SOLE
13364748
0
0
Alkermes PLC
SHS
G01767105
15054367
537464
SH
SOLE
537464
0
0
AstraZeneca PLC
SPONSORED ADR
046353108
92291254
1362836
SH
SOLE
1362836
0
0
Axsome Therapeutics Inc
COM
05464T104
5616920
80368
SH
SOLE
80368
0
0
Celldex Therapeutics Inc
COM
15117B202
11675608
424259
SH
SOLE
424259
0
0
Celldex Therapeutics Inc
COM
15117B202
5504000
200000
SH
Put
SOLE
200000
0
0
CRISPR Therapeutics AG
NAMEN AKT
H17182108
9078000
200000
SH
Put
SOLE
200000
0
0
CymaBay Therapeutics Inc
COM
23257D103
164606
11040
SH
Put
SOLE
11040
0
0
Cytokinetics Inc
COM
23282W605
31232431
1060164
SH
SOLE
1060164
0
0
Cytokinetics Inc
COM
23282W605
14730000
500000
SH
Put
SOLE
500000
0
0
Dexcom Inc
COM
252131107
51333380
550197
SH
SOLE
550197
0
0
Dyne Therapeutics Inc
COM
26818M108
6138792
685133
SH
SOLE
685133
0
0
Elanco Animal Health Inc
COM
28414H103
40576670
3610024
SH
SOLE
3610024
0
0
Exelixis Inc
COM
30161Q104
19066310
872600
SH
Put
SOLE
872600
0
0
Exelixis Inc
COM
30161Q104
18152193
830764
SH
SOLE
830764
0
0
Exelixis Inc
COM
30161Q104
874000
40000
SH
Put
SOLE
40000
0
0
Geron Corp
COM
374163103
7849398
3702546
SH
SOLE
3702546
0
0
IDEAYA Biosciences Inc
COM
45166A102
27983305
1037187
SH
SOLE
1037187
0
0
IDEXX Laboratories Inc
COM
45168D104
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77881
SH
SOLE
77881
0
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Immatics NV
*W EXP 07/01/2025
N44445117
1128892
318896
SH
SOLE
318896
0
0
Immatics NV
SHS
N44445109
37652474
3251509
SH
SOLE
3251509
0
0
ImmunoGen Inc
COM
45253H101
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2045202
SH
SOLE
2045202
0
0
Immunovant Inc
COM
45258J102
5370185
139885
SH
SOLE
139885
0
0
Inhibrx Inc
COM
45720L107
13639445
743294
SH
SOLE
743294
0
0
Intuitive Surgical Inc
COM
46120E602
50647134
173277
SH
SOLE
173277
0
0
Invesco QQQ TR
UNIT SER 1
46090E953
17913500
50000
SH
SOLE
50000
0
0
IShares TR
RUSSELL 2000 ETF
464287655
39766500
225000
SH
Put
SOLE
225000
0
0
Karuna Therapeutics Inc
COM
48576A100
115488
683
SH
SOLE
683
0
0
Kenvue Inc
COM
49177J102
36185847
1802084
SH
SOLE
1802084
0
0
Marinus Pharmaceuticals Inc
COM
56854Q200
2580830
320600
SH
Call
SOLE
320600
0
0
Marinus Pharmaceuticals Inc
COM
56854Q200
7934128
985606
SH
SOLE
985606
0
0
Merck & Co Inc
COM
58933Y105
74989192
728404
SH
SOLE
728404
0
0
Mirum Pharmaceuticals Inc
COM
604749101
287212
9089
SH
SOLE
9089
0
0
MoonLake Immunotherapeutics
CLASS A ORD
61559X104
16689885
292805
SH
SOLE
292805
0
0
Replimune Group Inc
COM
76029N106
5357141
313100
SH
Put
SOLE
313100
0
0
Replimune Group Inc
COM
76029N106
4277500
250000
SH
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SOLE
250000
0
0
Replimune Group Inc
COM
76029N106
8620771
503844
SH
SOLE
503844
0
0
Sanofi
SPONSORED ADR
80105N105
37299915
695375
SH
SOLE
695375
0
0
Sarepta Therapeutics Inc
COM
803607100
6194342
51100
SH
Call
SOLE
51100
0
0
Savara Inc
COM
805111101
596892
157908
SH
SOLE
157908
0
0
Shockwave Med Inc
COM
Shockwave
16201364
81373
SH
SOLE
81373
0
0
SPDR S&P 500 ETF Trust
TR UNIT
78462F103
21374000
50000
SH
Put
SOLE
50000
0
0
Spruce Biosciences Inc
COM
85209E109
131146
58029
SH
SOLE
58029
0
0
Structure Therapeutics Inc
SPONSORED ADS
86366E106
10190840
202119
SH
SOLE
202119
0
0
Stryker Corporation
COM
863667101
896052
3279
SH
SOLE
3279
0
0
Syndax Pharmaceuticals Inc
COM
87164F105
6534000
450000
SH
Put
SOLE
450000
0
0
Syndax Pharmaceuticals Inc
COM
87164F105
4356000
300000
SH
Call
SOLE
300000
0
0
Syndax Pharmaceuticals Inc
COM
87164F105
13675183
941817
SH
SOLE
941817
0
0
Syndax Pharmaceuticals Inc
COM
87164F105
4356000
300000
SH
Call
SOLE
300000
0
0
Zentalis Pharmaceuticals Inc
COM
98943L107
24305518
1211641
SH
SOLE
1211641
0
0
argenx SE
SPONSORED ADR
04016X101
38438583
78186
SH
SOLE
78186
0
0
Aerovate Therapeutics Inc
COM
008064107
51005369
3758686
SH
SOLE
3758686
0
0
Ascendis Pharma A/S
SPONSORED ADR
04351P101
70607556
754032
SH
SOLE
754032
0
0
Bolt Biotherapeutics Inc
COM
097702104
2864614
2754437
SH
SOLE
2754437
0
0
Fusion Pharmaceuticals Inc
COM
36118A100
304457
117099
SH
SOLE
117099
0
0
Galera Therapeutics Inc
COM
36338D108
539958
3083712
SH
SOLE
3083712
0
0
Ikena Oncology Inc
COM
45175G108
501033
115712
SH
SOLE
115712
0
0
Inozyme Pharma Inc
COM
45790W108
17977294
4280308
SH
SOLE
4280308
0
0
Karuna Therapeutics Inc
COM
48576A100
233422996
1380466
SH
SOLE
1380466
0
0
Natera Inc
COM
632307104
137199780
3100560
SH
SOLE
3100560
0
0
Nextcure Inc
COM
65343E108
3446694
2671856
SH
SOLE
2671856
0
0
Nucana PLC
SPONSORED ADR
67022C106
3415999
5599999
SH
SOLE
5599999
0
0
Nucana PLC
COMMON SHARES
GB00BYWYV
1464000
2400000
SH
SOLE
2400000
0
0
PDS Biotechnology Corp
COM
70465T107
720307
142635
SH
SOLE
142635
0
0
RayzeBio Inc
COM
75525N107
53713522
2419528
SH
SOLE
2419528
0
0
Synlogic Inc
COM
87166L209
107710
38331
SH
SOLE
38331
0
0
Vera Therapeutics Inc
CL A
92337R101
47534709
3467156
SH
SOLE
3467156
0
0
Y-mAbs Therapeutics Inc
COM
984241109
11958815
2194278
SH
SOLE
2194278
0
0