0001104659-20-060328.txt : 20200513
0001104659-20-060328.hdr.sgml : 20200513
20200512211532
ACCESSION NUMBER: 0001104659-20-060328
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200513
DATE AS OF CHANGE: 20200512
EFFECTIVENESS DATE: 20200513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sofinnova Investments, Inc.
CENTRAL INDEX KEY: 0001631134
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18774
FILM NUMBER: 20870805
BUSINESS ADDRESS:
STREET 1: 3000 Sand Hill Road
STREET 2: BUILDING 4-SUITE 250
CITY: Menlo Park
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650.681.8428
MAIL ADDRESS:
STREET 1: 3000 Sand Hill Road
STREET 2: BUILDING 4-SUITE 250
CITY: Menlo Park
STATE: CA
ZIP: 94025
FORMER COMPANY:
FORMER CONFORMED NAME: Sofinnova Ventures Inc
DATE OF NAME CHANGE: 20150120
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001631134
XXXXXXXX
03-31-2020
03-31-2020
false
Sofinnova Investments, Inc.
3000 Sand Hill Road
Building 4-Suite 250
Menlo Park
CA
94025
13F HOLDINGS REPORT
028-18774
Y
Sofinnova Investments, Inc. is filing this Form 13F on behalf of itself and the general partner entities of the investment funds for which it serves as the investment adviser, Sofinnova Management VII, L.L.C., Sofinnova Management VIII, L.L.C., Sofinnova Management IX, L.L.C., Sofinnova Management X, L.L.C., and Sofinnova BioEquities GP LLC.
Nathalie Auber
Attorney-in-Fact
650-681-8428
/s/ Nathalie Auber
Menlo Park
CA
05-11-2020
2
150
1081089
1
0001536054
028-14917
Crestline Management, LP
2
0001753711
Blackstone Alternative Asset Management L.P.
INFORMATION TABLE
2
infotable.xml
Aclaris Therapeutics
COMM
00461U105
1988
1911573
SH
SOLE
1911573
0
0
Amarin
ADR
023111206
20833
5208305
SH
SOLE
5208305
0
0
Apellis Pharmaceuticals, Inc
COMM
03753U106
1328
49580
SH
SOLE
49580
0
0
Ascendis Pharma A/S
ADR
04351P101
124983
1109874
SH
SOLE
1109874
0
0
Chiasma
COMM
16706W102
5950
1630221
SH
SOLE
1630221
0
0
Coherus BioSciences
COMM
19249H103
31357
1933221
SH
SOLE
1933221
0
0
Entasis Therapeutics Holdings Inc.
COMM
293614103
3119
1180178
SH
SOLE
1180178
0
0
Galera Therapeutics, Inc
COMM
36338D108
29295
3083712
SH
SOLE
3083712
0
0
Iterum Therapeutics
COMM
G6333L101
4679
1726514
SH
SOLE
1726514
0
0
Karuna Therapeutics, Inc.
COMM
48576A100
135763
1885602
SH
SOLE
1885602
0
0
Kiniksa Pharmaceuticals, Ltd
COMM CL A
G5269C101
14283
922700
SH
SOLE
922700
0
0
Merus N.V.
COMM
N5749R100
23729
1961039
SH
SOLE
1961039
0
0
Natera
COMM
632307104
92583
3100560
SH
SOLE
3100560
0
0
Nextcure, Inc
COMM
65343E108
99046
2671856
SH
SOLE
2671856
0
0
Nucana Biomed Ltd
ADR
67022C106
13215
2266666
SH
SOLE
2266666
0
0
Nucana Biomed Ltd
Ordinary Shares
GB00BYWYV
13992
2400000
SH
SOLE
2400000
0
0
ObsEva SA
COMM
H5861P103
11447
4749623
SH
SOLE
4749623
0
0
PDS Biotechnology Corporation
COMM
70465T107
104
142635
SH
SOLE
142635
0
0
Principia Biopharma
COMM
74257L108
84157
1417258
SH
SOLE
1417258
0
0
Synlogic Inc.
COMM
87166L100
989
574972
SH
SOLE
574972
0
0
Y-mAbs Therapeutics, Inc
COMM
984241109
57271
2194278
SH
SOLE
2194278
0
0
Abbvie Inc
COMM
00287Y109
1062
13933
SH
SOLE
13933
0
0
Acceleron Pharma Inc
COMM
00434H108
4158
46266
SH
SOLE
46266
0
0
Akero Therapeutics Inc
COMM
00973Y958
888
41900
SH
Put
SOLE
41900
0
0
Akero Therapeutics Inc
COMM
00973Y108
880
41500
SH
SOLE
41500
0
0
Alexion Pharmaceuticals Inc
COMM
015351109
9613
107066
SH
SOLE
107066
0
0
Align Technology Inc
COMM
016255101
2578
14820
SH
SOLE
14820
0
0
Alnylam Pharmaceuticals Inc
COMM
02043Q907
838
7700
SH
Call
SOLE
7700
0
0
Amicus Therapeutics Inc
COMM
03152W109
1969
213091
SH
SOLE
213091
0
0
Applied Genetic Technologies Corp
COMM
03820J100
969
295478
SH
SOLE
295478
0
0
Axsome Therapeutics Inc
COMM
05464T104
1498
25468
SH
SOLE
25468
0
0
BioCryst Pharmaceuticals Inc
COMM
09058V103
456
228136
SH
SOLE
228136
0
0
Biogen Inc
COMM
09062X103
6003
18975
SH
SOLE
18975
0
0
Biomarin Pharmaceutical Inc
COMM
09061G101
7605
89996
SH
SOLE
89996
0
0
Blueprint Medicines Corp
COMM
09627Y109
1265
21639
SH
SOLE
21639
0
0
Calithera Biosciences Inc
COMM
13089P101
1017
228957
SH
SOLE
228957
0
0
ChemoCentryx Inc
COMM
16383L106
912
22698
SH
SOLE
22698
0
0
Compugen Ltd
COMM
M25722105
605
83310
SH
SOLE
83310
0
0
Fate Therapeutics Inc
COMM
31189P102
232
10457
SH
SOLE
10457
0
0
Gilead Sciences Inc
COMM
375558903
2564
34300
SH
Call
SOLE
34300
0
0
Heron Therapeutics Inc
COMM
427746102
1577
134337
SH
SOLE
134337
0
0
Homology Medicines Inc
COMM
438083107
994
63975
SH
SOLE
63975
0
0
Intra-Cellular Therapies Inc
COMM
46116X101
223
14522
SH
SOLE
14522
0
0
Iovance Biotherapeutics Inc
COMM
462260900
1539
51400
SH
Call
SOLE
51400
0
0
Kadmon Holdings Inc
COMM
48283N106
1781
424982
SH
SOLE
424982
0
0
Kala Pharmaceuticals Inc
COMM
483119103
2723
309777
SH
SOLE
309777
0
0
Kala Pharmaceuticals Inc
COMM
483119953
1813
206300
SH
Put
SOLE
206300
0
0
Menlo Therapeutics Inc
COMM
586858102
453
169035
SH
SOLE
169035
0
0
Merck & Co Inc
COMM
58933Y105
13625
177080
SH
SOLE
177080
0
0
Mersana Therapeutics Inc
COMM
59045L106
450
77148
SH
SOLE
77148
0
0
Mirum Pharmaceuticals Inc
COMM
604749101
1635
116765
SH
SOLE
116765
0
0
MyoKardia Inc
COMM
62857M105
2758
58840
SH
SOLE
58840
0
0
Otonomy Inc
COMM
68906L105
922
467940
SH
SOLE
467940
0
0
PTC Therapeutics Inc
COMM
69366J200
4232
94871
SH
SOLE
94871
0
0
PTC Therapeutics Inc
COMM
69366J900
620
13900
SH
Call
SOLE
13900
0
0
Puma Biotechnology Inc
COMM
74587V107
1498
177526
SH
SOLE
177526
0
0
Rigel Pharmaceuticals Inc
COMM
766559603
631
404192
SH
SOLE
404192
0
0
SAGE Therapeutics Inc
COMM
78667J108
805
28016
SH
SOLE
28016
0
0
Sarepta Therapeutics Inc
COMM
803607100
3132
32022
SH
SOLE
32022
0
0
TG Therapeutics Inc
COMM
88322Q108
836
84948
SH
SOLE
84948
0
0
United Therapeutics Corp
COMM
91307C102
7635
80519
SH
SOLE
80519
0
0
Vertex Pharmaceuticals Inc
COMM
92532F100
7034
29560
SH
SOLE
29560
0
0
Zogenix Inc
COMM
98978L204
227
9174
SH
SOLE
9174
0
0
Zymeworks Inc
COMM
98985W102
496
13975
SH
SOLE
13975
0
0
Abbvie Inc
COMM
00287Y109
629
8257
SH
OTR
1
8257
0
0
Acceleron Pharma Inc
COMM
00434H108
2477
27564
SH
OTR
1
27564
0
0
Akero Therapeutics Inc
COMM
00973Y958
532
25100
SH
Put
OTR
1
25100
0
0
Akero Therapeutics Inc
COMM
00973Y108
526
24827
SH
OTR
1
24827
0
0
Alexion Pharmaceuticals Inc
COMM
015351109
5698
63455
SH
OTR
1
63455
0
0
Align Technology Inc
COMM
016255101
1527
8776
SH
OTR
1
8776
0
0
Alnylam Pharmaceuticals Inc
COMM
02043Q907
522
4800
SH
Call
OTR
1
4800
0
0
Amicus Therapeutics Inc
COMM
03152W109
1167
126297
SH
OTR
1
126297
0
0
Applied Genetic Technologies Corp
COMM
03820J100
576
175613
SH
OTR
1
175613
0
0
Axsome Therapeutics Inc
COMM
05464T104
889
15114
SH
OTR
1
15114
0
0
BioCryst Pharmaceuticals Inc
COMM
09058V103
273
136250
SH
OTR
1
136250
0
0
Biogen Inc
COMM
09062X103
3568
11279
SH
OTR
1
11279
0
0
Biomarin Pharmaceutical Inc
COMM
09061G101
4521
53501
SH
OTR
1
53501
0
0
Blueprint Medicines Corp
COMM
09627Y109
750
12826
SH
OTR
1
12826
0
0
Calithera Biosciences Inc
COMM
13089P101
602
135696
SH
OTR
1
135696
0
0
ChemoCentryx Inc
COMM
16383L106
541
13455
SH
OTR
1
13455
0
0
Compugen Ltd
COMM
M25722105
359
49517
SH
OTR
1
49517
0
0
Fate Therapeutics Inc
COMM
31189P102
143
6442
SH
OTR
1
6442
0
0
Gilead Sciences Inc
COMM
375558903
1525
20400
SH
Call
OTR
1
20400
0
0
Heron Therapeutics Inc
COMM
427746102
943
80335
SH
OTR
1
80335
0
0
Homology Medicines Inc
COMM
438083107
589
37915
SH
OTR
1
37915
0
0
Intra-Cellular Therapies Inc
COMM
46116X101
134
8691
SH
OTR
1
8691
0
0
Iovance Biotherapeutics Inc
COMM
462260900
913
30500
SH
Call
OTR
1
30500
0
0
Kadmon Holdings Inc
COMM
48283N106
1059
252855
SH
OTR
1
252855
0
0
Kala Pharmaceuticals Inc
COMM
483119103
1618
184119
SH
OTR
1
184119
0
0
Kala Pharmaceuticals Inc
COMM
483119953
1082
123100
SH
Put
OTR
1
123100
0
0
Menlo Therapeutics Inc
COMM
586858102
273
101689
SH
OTR
1
101689
0
0
Merck & Co Inc
COMM
58933Y105
8075
104951
SH
OTR
1
104951
0
0
Mersana Therapeutics Inc
COMM
59045L106
267
45824
SH
OTR
1
45824
0
0
Mirum Pharmaceuticals Inc
COMM
604749101
967
69083
SH
OTR
1
69083
0
0
MyoKardia Inc
COMM
62857M105
1638
34949
SH
OTR
1
34949
0
0
Otonomy Inc
COMM
68906L105
559
283853
SH
OTR
1
283853
0
0
PTC Therapeutics Inc
COMM
69366J200
2508
56228
SH
OTR
1
56228
0
0
PTC Therapeutics Inc
COMM
69366J900
370
8300
SH
Call
OTR
1
8300
0
0
Puma Biotechnology Inc
COMM
74587V107
891
105527
SH
OTR
1
105527
0
0
Rigel Pharmaceuticals Inc
COMM
766559603
377
241736
SH
OTR
1
241736
0
0
SAGE Therapeutics Inc
COMM
78667J108
477
16601
SH
OTR
1
16601
0
0
Sarepta Therapeutics Inc
COMM
803607100
1856
18977
SH
OTR
1
18977
0
0
TG Therapeutics Inc
COMM
88322Q108
495
50347
SH
OTR
1
50347
0
0
United Therapeutics Corp
COMM
91307C102
4524
47712
SH
OTR
1
47712
0
0
Vertex Pharmaceuticals Inc
COMM
92532F100
4169
17519
SH
OTR
1
17519
0
0
Zogenix Inc
COMM
98978L204
135
5451
SH
OTR
1
5451
0
0
Zymeworks Inc
COMM
98985W102
294
8282
SH
OTR
1
8282
0
0
Abbvie Inc
COMM
00287Y109
2119
27810
SH
OTR
2
27810
0
0
Acceleron Pharma Inc
COMM
00434H108
8208
91330
SH
OTR
2
91330
0
0
Akero Therapeutics Inc
COMM
00973Y958
1760
83000
SH
Put
OTR
2
83000
0
0
Akero Therapeutics Inc
COMM
00973Y108
1740
82088
SH
OTR
2
82088
0
0
Alexion Pharmaceuticals Inc
COMM
015351109
12281
136779
SH
OTR
2
136779
0
0
Align Technology Inc
COMM
016255101
3984
22904
SH
OTR
2
22904
0
0
Alnylam Pharmaceuticals Inc
COMM
02043Q907
1589
14600
SH
Call
OTR
2
14600
0
0
Amicus Therapeutics Inc
COMM
03152W109
1720
186142
SH
OTR
2
186142
0
0
Applied Genetic Technologies Corp
COMM
03820J100
1940
591524
SH
OTR
2
591524
0
0
Axsome Therapeutics Inc
COMM
05464T104
1917
32581
SH
OTR
2
32581
0
0
BioCryst Pharmaceuticals Inc
COMM
09058V103
903
451304
SH
OTR
2
451304
0
0
Biogen Inc
COMM
09062X103
7079
22374
SH
OTR
2
22374
0
0
Biomarin Pharmaceutical Inc
COMM
09061G101
8158
96549
SH
OTR
2
96549
0
0
Blueprint Medicines Corp
COMM
09627Y109
1675
28635
SH
OTR
2
28635
0
0
Calithera Biosciences Inc
COMM
13089P101
2017
454349
SH
OTR
2
454349
0
0
ChemoCentryx Inc
COMM
16383L106
1227
30542
SH
OTR
2
30542
0
0
Compugen Ltd
COMM
M25722105
1214
167173
SH
OTR
2
167173
0
0
Fate Therapeutics Inc
COMM
31189P102
437
19665
SH
OTR
2
19665
0
0
Gilead Sciences Inc
COMM
375558903
3387
45300
SH
Call
OTR
2
45300
0
0
Heron Therapeutics Inc
COMM
427746102
3134
266936
SH
OTR
2
266936
0
0
Homology Medicines Inc
COMM
438083107
2001
128773
SH
OTR
2
128773
0
0
Intra-Cellular Therapies Inc
COMM
46116X101
443
28792
SH
OTR
2
28792
0
0
Iovance Biotherapeutics Inc
COMM
462260900
2039
68100
SH
Call
OTR
2
68100
0
0
Kadmon Holdings Inc
COMM
48283N106
3555
848341
SH
OTR
2
848341
0
0
Kala Pharmaceuticals Inc
COMM
483119103
5455
620624
SH
OTR
2
620624
0
0
Kala Pharmaceuticals Inc
COMM
483119953
3585
407900
SH
Put
OTR
2
407900
0
0
Menlo Therapeutics Inc
COMM
586858102
895
334105
SH
OTR
2
334105
0
0
Merck & Co Inc
COMM
58933Y105
13985
181764
SH
OTR
2
181764
0
0
Mersana Therapeutics Inc
COMM
59045L106
595
102028
SH
OTR
2
102028
0
0
Mirum Pharmaceuticals Inc
COMM
604749101
3258
232741
SH
OTR
2
232741
0
0
MyoKardia Inc
COMM
62857M105
3813
81329
SH
OTR
2
81329
0
0
Otonomy Inc
COMM
68906L105
1505
763836
SH
OTR
2
763836
0
0
PTC Therapeutics Inc
COMM
69366J200
6295
141118
SH
OTR
2
141118
0
0
PTC Therapeutics Inc
COMM
69366J900
1240
27800
SH
Call
OTR
2
27800
0
0
Puma Biotechnology Inc
COMM
74587V107
2996
354973
SH
OTR
2
354973
0
0
Rigel Pharmaceuticals Inc
COMM
766559603
1249
800390
SH
OTR
2
800390
0
0
SAGE Therapeutics Inc
COMM
78667J108
856
29813
SH
OTR
2
29813
0
0
Sarepta Therapeutics Inc
COMM
803607100
4950
50604
SH
OTR
2
50604
0
0
TG Therapeutics Inc
COMM
88322Q108
1378
140010
SH
OTR
2
140010
0
0
United Therapeutics Corp
COMM
91307C102
9988
105328
SH
OTR
2
105328
0
0
Vertex Pharmaceuticals Inc
COMM
92532F100
9181
38585
SH
OTR
2
38585
0
0
Zogenix Inc
COMM
98978L204
454
18358
SH
OTR
2
18358
0
0
Zymeworks Inc
COMM
98985W102
984
27732
SH
OTR
2
27732
0
0