0001127602-24-012600.txt : 20240405 0001127602-24-012600.hdr.sgml : 20240405 20240405170828 ACCESSION NUMBER: 0001127602-24-012600 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240403 FILED AS OF DATE: 20240405 DATE AS OF CHANGE: 20240405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greiner Christopher E CENTRAL INDEX KEY: 0001631087 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40464 FILM NUMBER: 24827360 MAIL ADDRESS: STREET 1: C/O INOVALON HOLDINGS, INC. STREET 2: 4321 COLLINGTON ROAD CITY: BOWIE STATE: MD ZIP: 20716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zeta Global Holdings Corp. CENTRAL INDEX KEY: 0001851003 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 800814458 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 PARK AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: (212) 967-5055 MAIL ADDRESS: STREET 1: 3 PARK AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-04-03 0001851003 Zeta Global Holdings Corp. ZETA 0001631087 Greiner Christopher E 3 PARK AVENUE, 33RD FLOOR NEW YORK NY 10016 1 Chief Financial Officer 0 Class A Common Stock 2024-04-05 4 M 0 5200 0 A 1627026 D Class A Common Stock 2024-04-05 4 F 0 682 12.23 D 1626344 D Performance-based restricted Stock units 2024-04-05 4 M 0 5200 0 D Class A Common Stock 5200 137800 D Performance-based restricted Stock units 2024-04-03 4 A 0 537500 0 A Class A Common Stock 537500 537500 D On August 18, 2021, the reporting person was granted an award of performance-based restricted stock units ("PSUs"), which are earned in the form of restricted stock based on the volume-weighted average closing price per share of the Issuer's Class A Common Stock during the final 20 consecutive trading days of each fiscal quarter. On April 5, 2024, the Issuer determined that the performance conditions had been partially met, resulting in these securities being earned, which securities vest in three equal annual installments beginning on April 5, 2024. Share balance includes stock purchased under an Employee Stock Purchase Plan (ESPP) not previously reported. Withholding of shares in satisfaction of taxes due upon the vesting of PSUs under the Registrant's Incentive Award Plan. Each PSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The remaining PSUs will be earned in the form of restricted stock based upon the volume-weighted average closing price per share of the Issuer's Class A Common Stock during the final 20 consecutive trading days of each fiscal quarter ending with, and including, the fourth fiscal quarter of 2025. To the extent earned, the restricted stock will vest in three equal annual installments, with the first installment vesting on the date the Company determines the number of shares of restricted stock that are eligible to be earned for such quarter, and the second and third installments vesting on the first and second anniversaries of such determination date, subject to the reporting person's continued service with the Company through each applicable vesting date. Any unearned portion of the PSUs are expected to expire on January 1, 2026. The PSUs will be earned in the form of restricted stock units based upon the volume-weighted average closing price per share of the Issuer's Class A Common Stock during the final 20 consecutive trading days of each fiscal quarter beginning with the fourth fiscal quarter of 2024 and ending with, and including, the fourth fiscal quarter of 2028. To the extent earned, 33.33% of the restricted stock units will vest on the date the Company determines the number of restricted stock units that are eligible to be earned for such quarter, and the remaining restricted stock units will vest in equal installments every three months thereafter, subject to the reporting person's continued service with the Company through each applicable vesting date. Any unearned portion of the PSUs are expected to expire on January 1, 2029. /s/ Steven Vine, Attorney-in-fact 2024-04-05