0001127602-24-012600.txt : 20240405
0001127602-24-012600.hdr.sgml : 20240405
20240405170828
ACCESSION NUMBER: 0001127602-24-012600
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240403
FILED AS OF DATE: 20240405
DATE AS OF CHANGE: 20240405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greiner Christopher E
CENTRAL INDEX KEY: 0001631087
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40464
FILM NUMBER: 24827360
MAIL ADDRESS:
STREET 1: C/O INOVALON HOLDINGS, INC.
STREET 2: 4321 COLLINGTON ROAD
CITY: BOWIE
STATE: MD
ZIP: 20716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Zeta Global Holdings Corp.
CENTRAL INDEX KEY: 0001851003
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 800814458
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 PARK AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: (212) 967-5055
MAIL ADDRESS:
STREET 1: 3 PARK AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2024-04-03
0001851003
Zeta Global Holdings Corp.
ZETA
0001631087
Greiner Christopher E
3 PARK AVENUE, 33RD FLOOR
NEW YORK
NY
10016
1
Chief Financial Officer
0
Class A Common Stock
2024-04-05
4
M
0
5200
0
A
1627026
D
Class A Common Stock
2024-04-05
4
F
0
682
12.23
D
1626344
D
Performance-based restricted Stock units
2024-04-05
4
M
0
5200
0
D
Class A Common Stock
5200
137800
D
Performance-based restricted Stock units
2024-04-03
4
A
0
537500
0
A
Class A Common Stock
537500
537500
D
On August 18, 2021, the reporting person was granted an award of performance-based restricted stock units ("PSUs"), which are earned in the form of restricted stock based on the volume-weighted average closing price per share of the Issuer's Class A Common Stock during the final 20 consecutive trading days of each fiscal quarter. On April 5, 2024, the Issuer determined that the performance conditions had been partially met, resulting in these securities being earned, which securities vest in three equal annual installments beginning on April 5, 2024.
Share balance includes stock purchased under an Employee Stock Purchase Plan (ESPP) not previously reported.
Withholding of shares in satisfaction of taxes due upon the vesting of PSUs under the Registrant's Incentive Award Plan.
Each PSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
The remaining PSUs will be earned in the form of restricted stock based upon the volume-weighted average closing price per share of the Issuer's Class A Common Stock during the final 20 consecutive trading days of each fiscal quarter ending with, and including, the fourth fiscal quarter of 2025. To the extent earned, the restricted stock will vest in three equal annual installments, with the first installment vesting on the date the Company determines the number of shares of restricted stock that are eligible to be earned for such quarter, and the second and third installments vesting on the first and second anniversaries of such determination date, subject to the reporting person's continued service with the Company through each applicable vesting date. Any unearned portion of the PSUs are expected to expire on January 1, 2026.
The PSUs will be earned in the form of restricted stock units based upon the volume-weighted average closing price per share of the Issuer's Class A Common Stock during the final 20 consecutive trading days of each fiscal quarter beginning with the fourth fiscal quarter of 2024 and ending with, and including, the fourth fiscal quarter of 2028. To the extent earned, 33.33% of the restricted stock units will vest on the date the Company determines the number of restricted stock units that are eligible to be earned for such quarter, and the remaining restricted stock units will vest in equal installments every three months thereafter, subject to the reporting person's continued service with the Company through each applicable vesting date. Any unearned portion of the PSUs are expected to expire on January 1, 2029.
/s/ Steven Vine, Attorney-in-fact
2024-04-05