0001630948-20-000001.txt : 20200214
0001630948-20-000001.hdr.sgml : 20200214
20200214123359
ACCESSION NUMBER: 0001630948-20-000001
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(7)
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
EFFECTIVENESS DATE: 20200214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: North Rock Fund, L.P.
CENTRAL INDEX KEY: 0001630948
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-232391
FILM NUMBER: 20616869
BUSINESS ADDRESS:
STREET 1: 3801 PGA BLVD.
STREET 2: SUITE 500
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33410
BUSINESS PHONE: 5617410820
MAIL ADDRESS:
STREET 1: 3801 PGA BLVD.
STREET 2: SUITE 500
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33410
D/A
1
primary_doc.xml
X0708
D/A
LIVE
0001630948
North Rock Fund, L.P.
3801 PGA BLVD.
SUITE 500
PALM BEACH GARDENS
FL
FLORIDA
33410
5617410820
DELAWARE
None
None
Limited Partnership
true
2015
N/A
North Rock Capital Management, LLC
3801 PGA Blvd.
Suite 500
Palm Beach Gardens
FL
FLORIDA
33410
Promoter
General Partner
N/A
Lighthouse Investment Partners, LLC
3801 PGA Blvd.
Suite 500
Palm Beach Gardens
FL
FLORIDA
33410
Promoter
Owner of GP
Sean
G.
McGould
3801 PGA Blvd.
Suite 500
Palm Beach Gardens
FL
FLORIDA
33410
Executive Officer
President & Co-Chief Investment Officer of GP and Lighthouse
Kelly
R.
Perkins
3801 PGA Blvd.
Suite 500
Palm Beach Gardens
FL
FLORIDA
33410
Executive Officer
Co-Chief Investment Officer of GP and Lighthouse
Robert
P.
Swan, III
3801 PGA Blvd.
Suite 500
Palm Beach Bardens
FL
FLORIDA
33410
Executive Officer
COO of GP and Lighthouse
J.
Scott
Perkins
3801 PGA Blvd.
Suite 500
Palm Beach Gardens
FL
FLORIDA
33410
Executive Officer
Executive Managing Director of GP and Lighthouse
N/A
North Rock Fund, Limited
190 Elgin Avenue
George Town
Grand Cayman
E9
CAYMAN ISLANDS
KY1-9005
Promoter
Parallel fund/affiliated offshore fund
Pooled Investment Fund
Hedge Fund
false
Decline to Disclose
- 06b
- 3C
- 3C.7
true
0001630948-19-000001
2015-01-01
true
true
true
false
700000
CAIS Capital LLC
154512
None
None
527 Madison Ave
2nd Floor
New York
NY
NEW YORK
10022
All States
false
Indefinite
76889545
Indefinite
The Total Amount Sold herein reflects the net asset value of the Issuer as of 12/31/19.
false
57
0
true
0
true
Placement agents may receive an upfront commission based on amount invested by LPs they introduce to the Prtshp. Also, Prtshp's GP may pay a portion of its management fees to certain placement agents.
0
true
The Manager and Sub-Adviser are entitled to receive management fees and performance fees in accordance with the applicable offering documents and sub-advisory agreements.
false
North Rock Fund, L.P.
Robert Swan III
Robert Swan III
Chief Operating Officer of the GP and the Manager
2020-02-14