0001630948-20-000001.txt : 20200214 0001630948-20-000001.hdr.sgml : 20200214 20200214123359 ACCESSION NUMBER: 0001630948-20-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: North Rock Fund, L.P. CENTRAL INDEX KEY: 0001630948 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-232391 FILM NUMBER: 20616869 BUSINESS ADDRESS: STREET 1: 3801 PGA BLVD. STREET 2: SUITE 500 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410 BUSINESS PHONE: 5617410820 MAIL ADDRESS: STREET 1: 3801 PGA BLVD. STREET 2: SUITE 500 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410 D/A 1 primary_doc.xml X0708 D/A LIVE 0001630948 North Rock Fund, L.P. 3801 PGA BLVD. SUITE 500 PALM BEACH GARDENS FL FLORIDA 33410 5617410820 DELAWARE None None Limited Partnership true 2015 N/A North Rock Capital Management, LLC 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Promoter General Partner N/A Lighthouse Investment Partners, LLC 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Promoter Owner of GP Sean G. McGould 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer President & Co-Chief Investment Officer of GP and Lighthouse Kelly R. Perkins 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer Co-Chief Investment Officer of GP and Lighthouse Robert P. Swan, III 3801 PGA Blvd. Suite 500 Palm Beach Bardens FL FLORIDA 33410 Executive Officer COO of GP and Lighthouse J. Scott Perkins 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer Executive Managing Director of GP and Lighthouse N/A North Rock Fund, Limited 190 Elgin Avenue George Town Grand Cayman E9 CAYMAN ISLANDS KY1-9005 Promoter Parallel fund/affiliated offshore fund Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001630948-19-000001 2015-01-01 true true true false 700000 CAIS Capital LLC 154512 None None 527 Madison Ave 2nd Floor New York NY NEW YORK 10022 All States false Indefinite 76889545 Indefinite The Total Amount Sold herein reflects the net asset value of the Issuer as of 12/31/19. false 57 0 true 0 true Placement agents may receive an upfront commission based on amount invested by LPs they introduce to the Prtshp. Also, Prtshp's GP may pay a portion of its management fees to certain placement agents. 0 true The Manager and Sub-Adviser are entitled to receive management fees and performance fees in accordance with the applicable offering documents and sub-advisory agreements. false North Rock Fund, L.P. Robert Swan III Robert Swan III Chief Operating Officer of the GP and the Manager 2020-02-14