0001503314-15-000007.txt : 20150220 0001503314-15-000007.hdr.sgml : 20150220 20150219185716 ACCESSION NUMBER: 0001503314-15-000007 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150220 DATE AS OF CHANGE: 20150219 EFFECTIVENESS DATE: 20150220 FILER: COMPANY DATA: COMPANY CONFORMED NAME: North Rock Fund, L.P. CENTRAL INDEX KEY: 0001630948 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-232391 FILM NUMBER: 15633189 BUSINESS ADDRESS: STREET 1: 3801 PGA BLVD. STREET 2: SUITE 500 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410 BUSINESS PHONE: 5617410820 MAIL ADDRESS: STREET 1: 3801 PGA BLVD. STREET 2: SUITE 500 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410 D/A 1 primary_doc.xml X0707 D/A LIVE 0001630948 North Rock Fund, L.P. 3801 PGA BLVD. SUITE 500 PALM BEACH GARDENS FL FLORIDA 33410 5617410820 DELAWARE None None Limited Partnership true 2015 N/A North Rock Capital Management, LLC 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Promoter General Partner N/A Lighthouse Investment Partners, LLC 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Promoter Owner of GP Sean G. McGould 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer President & Co-Chief Investment Officer of GP and Lighthouse Kelly R. Perkins 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer Co-Chief Investment Officer of GP and Lighthouse Robert P. Swan, III 3801 PGA Blvd. Suite 500 Palm Beach Bardens FL FLORIDA 33410 Executive Officer COO of GP and Lighthouse J. Scott Perkins 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer Executive Managing Director of GP and Lighthouse N/A LMA Ireland 75 Saint Stephens' Green Dublin L2 IRELAND 2 Promoter Umbrella trust established by an affiliate of Lighthouse and the general partner N/A North Rock SPC 45 Market Street, Suite 3205 2nd Floor, Gardenia Court Grand Cayman E9 CAYMAN ISLANDS KY1-9003 Promoter Affiliated fund N/A North Rock Master Fund, Limited 190 Elgin Avenue George Town Grand Cayman E9 CAYMAN ISLANDS KY1-9005 Promoter N/A North Rock Fund, Limited 190 Elgin Avenue George Town Grand Cayman E9 CAYMAN ISLANDS KY1-9005 Promoter Parallel fund/affiliated offshore fund N/A GlobeOp Financial Services LLC 1 South Road Harrison NY NEW YORK 10528 Promoter Administrator N/A HFA Holdings Limited Level 5 151 Macquarie Street Sydney C3 AUSTRALIA NSW 2000 Promoter The general partner and Lighthouse are indirect wholly-owned subsidiaries of HFA, an Australian stock exchange-listed company Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001630948-15-000001 2015-01-01 true true true false 700000 Indefinite 8566015 Indefinite Total represents net capital invested as of 2/15. ested as of 2/15. false 12 0 true 0 true Placement agents may receive an upfront commission based on amount invested by LPs they introduce to the Prtshp. Also, Prtshp's GP may pay a portion of its management fees to certain placement agents. 0 true GP is entitled to a management fee at a monthly rate of 0.166% (2.0% annually) of capital account balances of each LP's Series A Interests. false North Rock Fund, L.P. J. Scott Perkins J. Scott Perkins Ex. Mng. Dir., North Rock Capital Management, LLC, GP 2015-02-19