0001503314-15-000007.txt : 20150220
0001503314-15-000007.hdr.sgml : 20150220
20150219185716
ACCESSION NUMBER: 0001503314-15-000007
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(7)
FILED AS OF DATE: 20150220
DATE AS OF CHANGE: 20150219
EFFECTIVENESS DATE: 20150220
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: North Rock Fund, L.P.
CENTRAL INDEX KEY: 0001630948
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-232391
FILM NUMBER: 15633189
BUSINESS ADDRESS:
STREET 1: 3801 PGA BLVD.
STREET 2: SUITE 500
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33410
BUSINESS PHONE: 5617410820
MAIL ADDRESS:
STREET 1: 3801 PGA BLVD.
STREET 2: SUITE 500
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33410
D/A
1
primary_doc.xml
X0707
D/A
LIVE
0001630948
North Rock Fund, L.P.
3801 PGA BLVD.
SUITE 500
PALM BEACH GARDENS
FL
FLORIDA
33410
5617410820
DELAWARE
None
None
Limited Partnership
true
2015
N/A
North Rock Capital Management, LLC
3801 PGA Blvd.
Suite 500
Palm Beach Gardens
FL
FLORIDA
33410
Promoter
General Partner
N/A
Lighthouse Investment Partners, LLC
3801 PGA Blvd.
Suite 500
Palm Beach Gardens
FL
FLORIDA
33410
Promoter
Owner of GP
Sean
G.
McGould
3801 PGA Blvd.
Suite 500
Palm Beach Gardens
FL
FLORIDA
33410
Executive Officer
President & Co-Chief Investment Officer of GP and Lighthouse
Kelly
R.
Perkins
3801 PGA Blvd.
Suite 500
Palm Beach Gardens
FL
FLORIDA
33410
Executive Officer
Co-Chief Investment Officer of GP and Lighthouse
Robert
P.
Swan, III
3801 PGA Blvd.
Suite 500
Palm Beach Bardens
FL
FLORIDA
33410
Executive Officer
COO of GP and Lighthouse
J.
Scott
Perkins
3801 PGA Blvd.
Suite 500
Palm Beach Gardens
FL
FLORIDA
33410
Executive Officer
Executive Managing Director of GP and Lighthouse
N/A
LMA Ireland
75 Saint Stephens' Green
Dublin
L2
IRELAND
2
Promoter
Umbrella trust established by an affiliate of Lighthouse and the general partner
N/A
North Rock SPC
45 Market Street, Suite 3205
2nd Floor, Gardenia Court
Grand Cayman
E9
CAYMAN ISLANDS
KY1-9003
Promoter
Affiliated fund
N/A
North Rock Master Fund, Limited
190 Elgin Avenue
George Town
Grand Cayman
E9
CAYMAN ISLANDS
KY1-9005
Promoter
N/A
North Rock Fund, Limited
190 Elgin Avenue
George Town
Grand Cayman
E9
CAYMAN ISLANDS
KY1-9005
Promoter
Parallel fund/affiliated offshore fund
N/A
GlobeOp Financial Services LLC
1 South Road
Harrison
NY
NEW YORK
10528
Promoter
Administrator
N/A
HFA Holdings Limited
Level 5
151 Macquarie Street
Sydney
C3
AUSTRALIA
NSW 2000
Promoter
The general partner and Lighthouse are indirect wholly-owned subsidiaries of HFA, an Australian stock exchange-listed company
Pooled Investment Fund
Hedge Fund
false
Decline to Disclose
- 06b
- 3C
- 3C.7
true
0001630948-15-000001
2015-01-01
true
true
true
false
700000
Indefinite
8566015
Indefinite
Total represents net capital invested as of 2/15.
ested as of 2/15.
false
12
0
true
0
true
Placement agents may receive an upfront commission based on amount invested by LPs they introduce to the Prtshp. Also, Prtshp's GP may pay a portion of its management fees to certain placement agents.
0
true
GP is entitled to a management fee at a monthly rate of 0.166% (2.0% annually) of capital account balances of each LP's Series A Interests.
false
North Rock Fund, L.P.
J. Scott Perkins
J. Scott Perkins
Ex. Mng. Dir., North Rock Capital Management, LLC, GP
2015-02-19