0001726956-18-000010.txt : 20181218 0001726956-18-000010.hdr.sgml : 20181218 20181218145559 ACCESSION NUMBER: 0001726956-18-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181218 FILED AS OF DATE: 20181218 DATE AS OF CHANGE: 20181218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bartoli Henry E CENTRAL INDEX KEY: 0001726956 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36876 FILM NUMBER: 181240216 MAIL ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE, #700 CITY: CHARLOTTE STATE: NC ZIP: 28277 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Babcock & Wilcox Enterprises, Inc. CENTRAL INDEX KEY: 0001630805 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 472783641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 S. VAN BUREN AVENUE CITY: BARBERTON STATE: OH ZIP: 44203 BUSINESS PHONE: 3307534511 MAIL ADDRESS: STREET 1: 20 S. VAN BUREN AVENUE CITY: BARBERTON STATE: OH ZIP: 44203 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-12-18 0001630805 Babcock & Wilcox Enterprises, Inc. BW 0001726956 Bartoli Henry E 20 S. VAN BUREN AVENUE BARBERTON OH 44203 1 1 0 0 Chief Strategy Officer Stock Appreciation Right 2.00 2018-12-18 4 A 0 843500 0 A 2028-12-18 Common Stock 843500 843500 D Upon exercise, the stock appreciation right will be settled in cash. The stock appreciation right vests upon the completion by the reporting person of the initial one-year term of his employment agreement. After vesting, the stock appreciation right is only exercisable during the first ten calendar days subsequent to a calendar quarter in which the volume weighted average price of BW's common stock for such calendar quarter is at least $2.25 per share. Henry E. Bartoli, by Angela P. Winter, attorney-in-fact 2018-12-18