0001707399-18-000009.txt : 20180502 0001707399-18-000009.hdr.sgml : 20180502 20180502152102 ACCESSION NUMBER: 0001707399-18-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180430 FILED AS OF DATE: 20180502 DATE AS OF CHANGE: 20180502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kass Leslie C CENTRAL INDEX KEY: 0001707399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36876 FILM NUMBER: 18799291 MAIL ADDRESS: STREET 1: 20 S. VAN BUREN AVENUE CITY: BARBERTON STATE: OH ZIP: 44203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Babcock & Wilcox Enterprises, Inc. CENTRAL INDEX KEY: 0001630805 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 472783641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 704-625-4900 MAIL ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28277 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-04-30 0001630805 Babcock & Wilcox Enterprises, Inc. BW 0001707399 Kass Leslie C 20 S. VAN BUREN AVENUE BARBERTON OH 44203 0 1 0 0 President and CEO Common Stock 2018-04-30 4 X 0 34848 2.00 A 47294 D Common Stock 240 I 401k Plan Subscription rights (right to buy) 2.00 2018-04-30 4 X 0 12446 0 D 2018-03-15 2018-04-30 Common Stock 34848 0 D The reporting person exercised 12,446 subscription rights (each subscription right entitling the reporting person to purchase 2.8 shares of Babcock & Wilcox Enterprises, Inc. ("BW") common stock, par value $0.01 per share, at a subscription price of $2.00 per share), issued on a pro rata basis to holders of BW common stock on March 15, 2018. Based on number of units held in the BW Thrift Plan and the fair market value of BW common stock as of February 28, 2018. Leslie C. Kass, by Angela P. Winter, attorney-in-fact 2018-05-02