0001707399-18-000004.txt : 20180306 0001707399-18-000004.hdr.sgml : 20180306 20180306175021 ACCESSION NUMBER: 0001707399-18-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180302 FILED AS OF DATE: 20180306 DATE AS OF CHANGE: 20180306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kass Leslie C CENTRAL INDEX KEY: 0001707399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36876 FILM NUMBER: 18671157 MAIL ADDRESS: STREET 1: 20 S. VAN BUREN AVENUE CITY: BARBERTON STATE: OH ZIP: 44203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Babcock & Wilcox Enterprises, Inc. CENTRAL INDEX KEY: 0001630805 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 472783641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 704-625-4900 MAIL ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28277 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-03-02 0001630805 Babcock & Wilcox Enterprises, Inc. BW 0001707399 Kass Leslie C 20 S. VAN BUREN AVENUE BARBERTON OH 44203 0 1 0 0 President and CEO Common Stock 2018-03-02 4 M 0 3929 0 A 11177 D Common Stock 2018-03-02 4 F 0 1161 5.53 D 10016 D Common Stock 2018-03-03 4 M 0 3476 0 A 13492 D Common Stock 2018-03-03 4 F 0 1046 5.53 D 12446 D Common Stock 240 D Restricted Stock Units 0 2018-03-02 4 M 0 2970 0 D 2018-03-02 Common Stock 2970 0 D Restricted Stock Units 0 2018-03-02 4 M 0 959 0 D 2018-03-02 Common Stock 959 0 D Restricted Stock Units 0 2018-03-03 4 M 0 3476 0 D 2020-03-03 Common Stock 3476 6952 D Based on number of units held in the BW Thrift Plan and the fair market value of BW common stock as of February 28, 2018. 100% of the RSUs vest on March 2, 2018. RSUs vest in three equal annual installments beginning March 2, 2016. RSUs vest in three equal annual installments beginning March 3, 2018. Leslie C. Kass, by Angela P. Winter, attorney-in-fact 2018-03-06