0001644999-19-000020.txt : 20190722 0001644999-19-000020.hdr.sgml : 20190722 20190722171836 ACCESSION NUMBER: 0001644999-19-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190718 FILED AS OF DATE: 20190722 DATE AS OF CHANGE: 20190722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dubin Cynthia S CENTRAL INDEX KEY: 0001645021 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36876 FILM NUMBER: 19966386 MAIL ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE, #700 CITY: CHARLOTTE STATE: NC ZIP: 28277 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Babcock & Wilcox Enterprises, Inc. CENTRAL INDEX KEY: 0001630805 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 472783641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 S. VAN BUREN AVENUE CITY: BARBERTON STATE: OH ZIP: 44203 BUSINESS PHONE: 3307534511 MAIL ADDRESS: STREET 1: 20 S. VAN BUREN AVENUE CITY: BARBERTON STATE: OH ZIP: 44203 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-07-18 0001630805 Babcock & Wilcox Enterprises, Inc. BW 0001645021 Dubin Cynthia S 20 S. VAN BUREN AVENUE BARBERTON OH 44203 1 0 0 0 Common Stock 2019-07-18 4 X 0 73804 .30 A 148588 D Nontransferable Subscription Rights (right to buy) .30 2019-07-18 4 X 0 74784 0 D 2019-06-28 2019-07-18 Common Stock 73804 0 D Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Represents the reporting person's exercise of subscription rights pursuant to the Rights Offering described in footnote 1. Dubin Cynthia S By: Robert P. McKinney, attorney-in-fact 2019-07-22