0001644999-18-000035.txt : 20180703 0001644999-18-000035.hdr.sgml : 20180703 20180703161245 ACCESSION NUMBER: 0001644999-18-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180701 FILED AS OF DATE: 20180703 DATE AS OF CHANGE: 20180703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hall J. Andre CENTRAL INDEX KEY: 0001644999 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36876 FILM NUMBER: 18937253 MAIL ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE, #700 CITY: CHARLOTTE STATE: NC ZIP: 28277 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Babcock & Wilcox Enterprises, Inc. CENTRAL INDEX KEY: 0001630805 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 472783641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 704-625-4900 MAIL ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28277 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-07-01 0001630805 Babcock & Wilcox Enterprises, Inc. BW 0001644999 Hall J. Andre 13024 BALLANTYNE CORPORATE PLACE SUITE 700 CHARLOTTE NC 28277 0 1 0 0 SVP & General Counsel Common Stock 2018-07-01 4 M 0 4996 0 A 18251 D Common Stock 2018-07-01 4 F 0 1494 2.38 D 16757 D Common Stock 162 I 401k Plan Restricted Stock Units 0 2018-07-01 4 M 0 3776 0 D 2018-07-01 Common Stock 3776 0 D Restricted Stock Units 0 2018-07-01 4 M 0 1220 0 D 2018-07-01 Common Stock 1220 0 D Based on number of units held in the BW Thrift Plan and the fair market value of BW common stock as of July 2, 2018. Reflects an increase of 1,043 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. 100% of the RSUs vest on July 1, 2018. Reflects an increase of 337 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. RSUs vest in three equal annual installments beginning July 1, 2016. J. Andre Hall, by Angela P. Winter, attorney-in-fact 2018-07-03