0001644999-17-000009.txt : 20170307 0001644999-17-000009.hdr.sgml : 20170307 20170307133139 ACCESSION NUMBER: 0001644999-17-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170303 FILED AS OF DATE: 20170307 DATE AS OF CHANGE: 20170307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Babcock & Wilcox Enterprises, Inc. CENTRAL INDEX KEY: 0001630805 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 472783641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 704-625-4900 MAIL ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28277 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hall J. Andre CENTRAL INDEX KEY: 0001644999 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36876 FILM NUMBER: 17671333 MAIL ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE, #700 CITY: CHARLOTTE STATE: NC ZIP: 28277 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-03-03 0001630805 Babcock & Wilcox Enterprises, Inc. BW 0001644999 Hall J. Andre 13024 BALLANTYNE CORPORATE PLACE SUITE 700 CHARLOTTE NC 28277 0 1 0 0 SVP & General Counsel Common Stock 2017-03-03 4 M 0 1351 0 A 6404 D Common Stock 2017-03-03 4 F 0 515 10.49 D 5889 D Common Stock 153 I 401k Plan Restricted Stock Units 0 2017-03-03 4 A 0 13554 0 A 2020-03-03 Common Stock 13554 13554 D Restricted Stock Units 0 2017-03-03 4 M 0 1155 0 D 2017-03-03 Common Stock 1155 0 D Restricted Stock Units 0 2017-03-03 4 M 0 196 0 D 2017-03-03 Common Stock 196 0 D Based on number of units held in the BW Thrift Plan and the fair market value of BW common stock as of March 1, 2017. Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock. RSUs vest in three equal annual installments beginning March 3, 2018. 100% of the RSUs vest on March 3, 2017. The Form 4 filed on July 6, 2015 incorrectly reported the grant amount of this RSU award as 391. The correct amount was 392. Therefore, in Column 9 on the Form 4 filed on March 4, 2016 reporting the lapse of 196 RSUs, the number of RSUs beneficially owned following the reported transaction should have been 196. RSUs vest in two annual installments beginning March 3, 2016. J. Andre Hall by Angela P. Winter, attorney-in-fact 2017-03-07