0001644925-19-000002.txt : 20190305 0001644925-19-000002.hdr.sgml : 20190305 20190305175324 ACCESSION NUMBER: 0001644925-19-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hoehn Daniel W CENTRAL INDEX KEY: 0001644925 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36876 FILM NUMBER: 19659983 MAIL ADDRESS: STREET 1: 20 S. VAN BUREN AVENUE CITY: BARBERTON STATE: OH ZIP: 44203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Babcock & Wilcox Enterprises, Inc. CENTRAL INDEX KEY: 0001630805 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 472783641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 S. VAN BUREN AVENUE CITY: BARBERTON STATE: OH ZIP: 44203 BUSINESS PHONE: 3307534511 MAIL ADDRESS: STREET 1: 20 S. VAN BUREN AVENUE CITY: BARBERTON STATE: OH ZIP: 44203 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-03-01 0001630805 Babcock & Wilcox Enterprises, Inc. BW 0001644925 Hoehn Daniel W 20 S. VAN BUREN AVENUE BARBERTON OH 44203 0 1 0 0 Vice President and CAO Common Stock 2019-03-01 4 M 0 636 0 A 15037 D Common Stock 2019-03-01 4 F 0 224 .60 D 14813 D Common Stock 2019-03-03 4 M 0 331 0 A 15144 D Common Stock 2019-03-03 4 F 0 331 .60 D 14813 D Restricted Stock Units 0 2019-03-01 4 M 0 636 0 D 2019-03-01 Common Stock 636 0 D Restricted Stock Units 0 2019-03-03 4 M 0 331 0 D 2020-03-03 Common Stock 331 6229 D Reflects an increase of 176 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. RSUs vest in three equal annual installments beginning March 1, 2017. The reporting person elected to defer receipt of all shares underlying the RSUs. On March 3, 2019, 2,496 RSUs vested and 331 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum 12 months following termination of employment. RSUs vest in three equal annual installments beginning March 3, 2018. Reflects an increase of 1,379 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Daniel W. Hoehn, by Angela P. Winter, attorney-in-fact 2019-03-05