0000899243-19-021847.txt : 20190815 0000899243-19-021847.hdr.sgml : 20190815 20190815200648 ACCESSION NUMBER: 0000899243-19-021847 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190813 FILED AS OF DATE: 20190815 DATE AS OF CHANGE: 20190815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morgan Jimmy B CENTRAL INDEX KEY: 0001681626 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36876 FILM NUMBER: 191031367 MAIL ADDRESS: STREET 1: 20 S. VAN BUREN AVENUE CITY: BARBERTON STATE: OH ZIP: 44203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Babcock & Wilcox Enterprises, Inc. CENTRAL INDEX KEY: 0001630805 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 472783641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 S. VAN BUREN AVENUE CITY: BARBERTON STATE: OH ZIP: 44203 BUSINESS PHONE: 3307534511 MAIL ADDRESS: STREET 1: 20 S. VAN BUREN AVENUE CITY: BARBERTON STATE: OH ZIP: 44203 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-08-13 0 0001630805 Babcock & Wilcox Enterprises, Inc. BW 0001681626 Morgan Jimmy B 20 S. VAN BUREN AVENUE BARBERTON OH 44203 0 1 0 0 SVP, Babcock & Wilcox Common Stock 2019-08-14 4 M 0 5073 0.00 A 10232 D Common Stock 2019-08-14 4 F 0 1590 3.49 D 8642 D Restricted Stock Units 2019-08-13 4 A 0 150000 0.00 A 2022-08-13 Common Stock 150000 150000 D Restricted Stock Units 2019-08-14 4 M 0 5073 0.00 D Common Stock 5073 5074 D On July 24, 2019, the issuer completed a one-for-ten reverse stock split of the issuer's common stock. This amount has been adjusted to give effect to this reverse stock split. Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. Restricted stock units vest in three equal annual installments beginning on August 13, 2020. Reflects an increase of 2,803 restricted stock units (as adjusted for the effect of the reverse stock split described in footnote 1 above) as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan in connection with the issuer's rights offering that expired on April 30, 2018. Amounts of restricted stock units and common stock issuable pursuant thereto also reflect adjustment to give effect to the reverse stock split described in footnote 1 above. Restricted stock units vest in two equal annual installments beginning on August 14, 2019. /s/ Robert P. McKinney, attorney-in-fact 2019-08-15