Managing Member

0001630766-15-000001.txt : 20150209 0001630766-15-000001.hdr.sgml : 20150209 20150209154032 ACCESSION NUMBER: 0001630766-15-000001 CONFORMED SUBMISSION TYPE: MA PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: New Albany Capital Partners, LLC CENTRAL INDEX KEY: 0001630766 IRS NUMBER: 260675312 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA SEC ACT: 1934 Act SEC FILE NUMBER: 867-01625 FILM NUMBER: 15588402 BUSINESS ADDRESS: STREET 1: 4200 REGENT STREET STREET 2: SUITE 200 CITY: COLUMBUS STATE: OH ZIP: 43219 BUSINESS PHONE: 614-944-5011 MAIL ADDRESS: STREET 1: 4200 REGENT STREET STREET 2: SUITE 200 CITY: COLUMBUS STATE: OH ZIP: 43219 MA 1 primary_doc.xml MA 0001630766 XXXXXXXX John Lewis 614-441-5011 john@newalbanycapital.com rick@newalbanycapital.com New Albany Capital Partners, LLC 000144982 26-0675312 866-01193-00 801-68296 000144982 OH 4200 REGENT STREET SUITE 200 COLUMBUS OH 43219 614-944-5011 N 4200 REGENT STREET SUITE 200 COLUMBUS OH 43219 newalbanycapital.com John Neal Lewis,Jr Managing Member

4200 Regent Street Suite 200 Columbus OH 43219

614-944-5011 614-283-5085 john@newalbanycapital.com Richard Joseph Wayman

4200 Regent Street Suite 200 Columbus OH 43219

614-944-5011 614-283-5085 rick@newalbanycapital.com December OH 08-07-2007 N 3 2 0 0 0 4 Municipal Entities Non-profit organizations 4 0 4 Hospitals Other City government entities Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice ME Other Investments Advice Use Of MD Advice On Selection Y Y N Investment Adviser 3 Add Investment Adviser George Alan Gummer George Alan Gummer N N N Add Investment Adviser Richard Joseph Wayman Richard Joseph Wayman Y N N Add Investment Adviser John N Lewis, Jr. John N Lewis, Jr. Y Y N N Y N N N N Y Y Y N N Y N N N Item 7: Applicant has no discretionary authority related to derivative transactions. Item 7: Applicant may be requested by municipal entities to recommend the services of an independent underwriter (broker/dealer). N N N N N N N N N N N N N N N N N N N N N N N N Y N John Neal Lewis Jr Managing Member and Chief Compliance Officer 08-07-2007 E Y 002238161 John Neal Lewis Jr. John Neal Lewis Jr Managing Member and Chief Compliance Officer 01-14-2015 002238161 N N N N N Y N N N N N N N N N N N N N N