0000899243-20-034521.txt : 20201218 0000899243-20-034521.hdr.sgml : 20201218 20201218175817 ACCESSION NUMBER: 0000899243-20-034521 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20201218 DATE AS OF CHANGE: 20201218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Peter A. CENTRAL INDEX KEY: 0001712109 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38156 FILM NUMBER: 201401808 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TPG RE Finance Trust, Inc. CENTRAL INDEX KEY: 0001630472 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O TPG CAPITAL, L.P. STREET 2: 345 CALIFORNIA STREET, SUITE 3300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-743-1500 MAIL ADDRESS: STREET 1: C/O TPG CAPITAL, L.P. STREET 2: 345 CALIFORNIA STREET, SUITE 3300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-30 0 0001630472 TPG RE Finance Trust, Inc. TRTX 0001712109 Smith Peter A. C/O TPG RE FINANCE TRUST, INC. 888 SEVENTH AVENUE, 35TH FLOOR NEW YORK NY 10106 0 1 0 0 Vice President Common Stock 2020-06-30 4 F 0 10576 8.51 D 116834 D Common Stock 2020-10-28 4 J 0 737 8.25 D 118026 D Common Stock 2020-12-17 4 A 0 43859 0.00 A 161885 D Common Stock 1929 I See Explanation of Responses On October 28, 2020, TPG RE Finance Trust Management, L.P. (the "Manager"), the external manager of TPG RE Finance Trust, Inc. (the "Issuer"), withheld 737 shares of Common Stock of the Issuer from Mr. Peter A. Smith for payment of the tax liability incident to the vesting of shares of Common Stock granted by the Manager pursuant to the terms of a compensatory plan adopted by the Manager. The shares of Common Stock awarded to Mr. Smith will vest ratably in four annual installments beginning on June 30, 2021. Represents shares of Common Stock that have been awarded by the Manager to Mr. Smith in accordance with the terms of a compensatory plan adopted by the Manager. Upon vesting, the shares of Common Stock will be delivered to Mr. Smith. (4) Matthew Coleman is signing on behalf of Mr. Smith pursuant to the power of attorney dated July 5, 2017, which was previously filed with the Securities and Exchange Commission. /s/ Peter A. Smith, **By: Matthew Coleman, on behalf of Peter A. Smith (4) 2020-12-18