0000899243-17-028735.txt : 20171214
0000899243-17-028735.hdr.sgml : 20171214
20171214190105
ACCESSION NUMBER: 0000899243-17-028735
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171213
FILED AS OF DATE: 20171214
DATE AS OF CHANGE: 20171214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Peter A.
CENTRAL INDEX KEY: 0001712109
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38156
FILM NUMBER: 171257344
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVENUE
STREET 2: 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TPG RE Finance Trust, Inc.
CENTRAL INDEX KEY: 0001630472
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O TPG CAPITAL, L.P.
STREET 2: 345 CALIFORNIA STREET, SUITE 3300
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 415-743-1500
MAIL ADDRESS:
STREET 1: C/O TPG CAPITAL, L.P.
STREET 2: 345 CALIFORNIA STREET, SUITE 3300
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-12-13
0
0001630472
TPG RE Finance Trust, Inc.
TRTX
0001712109
Smith Peter A.
C/O TPG RE FINANCE TRUST, INC.,
888 SEVENTH AVENUE, 35TH FLOOR
NEW YORK
NY
10106
0
1
0
0
Vice President
Common Stock
2017-12-13
4
A
0
22119
0.00
A
22119
D
Class A Common Stock
2017-12-13
4
J
0
7716
0.00
A
Common Stock
7716
7716
I
See Explanation of Responses
The shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") awarded to Mr. Peter A. Smith will vest ratably in four annual installments beginning on June 30, 2018. The shares of Common Stock are subject to the terms of a lock-up agreement entered into by Mr. Smith in connection with the Issuer's initial public offering.
On December 13, 2017, Mr. Smith acquired shares of Class A common stock ("Class A Common Stock") of the Issuer from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to a grant made by the Manager to Mr. Smith in accordance with the terms of a compensatory plan adopted by the Manager. The Manager acquired the shares of Class A Common Stock prior to the completion of the Issuer's initial public offering and granted the shares to Mr. Smith as compensation for services Mr. Smith provided to the Issuer. The shares of Class A Common Stock are subject to the terms of a lock-up agreement entered into by Mr. Smith in connection with the Issuer's initial public offering.
The shares of Class A Common Stock awarded to Mr. Smith will vest ratably in four annual installments beginning on June 30, 2018. Upon vesting, the shares of Class A Common Stock will be delivered to Mr. Smith.
Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock.
(5) Matthew Coleman is signing on behalf of Mr. Smith pursuant to the power of attorney dated July 5, 2017, which was previously filed with the Securities and Exchange Commission.
/s/ Matthew Coleman, **By: Matthew Coleman, on behalf of Peter A. Smith (5)
2017-12-14