0000899243-17-028735.txt : 20171214 0000899243-17-028735.hdr.sgml : 20171214 20171214190105 ACCESSION NUMBER: 0000899243-17-028735 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171213 FILED AS OF DATE: 20171214 DATE AS OF CHANGE: 20171214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Peter A. CENTRAL INDEX KEY: 0001712109 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38156 FILM NUMBER: 171257344 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TPG RE Finance Trust, Inc. CENTRAL INDEX KEY: 0001630472 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O TPG CAPITAL, L.P. STREET 2: 345 CALIFORNIA STREET, SUITE 3300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-743-1500 MAIL ADDRESS: STREET 1: C/O TPG CAPITAL, L.P. STREET 2: 345 CALIFORNIA STREET, SUITE 3300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-12-13 0 0001630472 TPG RE Finance Trust, Inc. TRTX 0001712109 Smith Peter A. C/O TPG RE FINANCE TRUST, INC., 888 SEVENTH AVENUE, 35TH FLOOR NEW YORK NY 10106 0 1 0 0 Vice President Common Stock 2017-12-13 4 A 0 22119 0.00 A 22119 D Class A Common Stock 2017-12-13 4 J 0 7716 0.00 A Common Stock 7716 7716 I See Explanation of Responses The shares of common stock ("Common Stock") of TPG RE Finance Trust, Inc. (the "Issuer") awarded to Mr. Peter A. Smith will vest ratably in four annual installments beginning on June 30, 2018. The shares of Common Stock are subject to the terms of a lock-up agreement entered into by Mr. Smith in connection with the Issuer's initial public offering. On December 13, 2017, Mr. Smith acquired shares of Class A common stock ("Class A Common Stock") of the Issuer from TPG RE Finance Trust Management, L.P. (the "Manager"), the Issuer's external manager, pursuant to a grant made by the Manager to Mr. Smith in accordance with the terms of a compensatory plan adopted by the Manager. The Manager acquired the shares of Class A Common Stock prior to the completion of the Issuer's initial public offering and granted the shares to Mr. Smith as compensation for services Mr. Smith provided to the Issuer. The shares of Class A Common Stock are subject to the terms of a lock-up agreement entered into by Mr. Smith in connection with the Issuer's initial public offering. The shares of Class A Common Stock awarded to Mr. Smith will vest ratably in four annual installments beginning on June 30, 2018. Upon vesting, the shares of Class A Common Stock will be delivered to Mr. Smith. Pursuant to the Articles of Amendment and Restatement of the Issuer, each share of Class A Common Stock is convertible at any time or from time to time, at the option of the holder, for one share of Common Stock. (5) Matthew Coleman is signing on behalf of Mr. Smith pursuant to the power of attorney dated July 5, 2017, which was previously filed with the Securities and Exchange Commission. /s/ Matthew Coleman, **By: Matthew Coleman, on behalf of Peter A. Smith (5) 2017-12-14