0001104659-21-077248.txt : 20210604 0001104659-21-077248.hdr.sgml : 20210604 20210604203628 ACCESSION NUMBER: 0001104659-21-077248 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210601 FILED AS OF DATE: 20210604 DATE AS OF CHANGE: 20210604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Neill Julie CENTRAL INDEX KEY: 0001630299 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38869 FILM NUMBER: 21997993 MAIL ADDRESS: STREET 1: C/O ALEXION PHARMACEUTICALS STREET 2: 352 KNOTTER DRIVE CITY: CHESHIRE STATE: CT ZIP: 06410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOOKIPA Pharma Inc. CENTRAL INDEX KEY: 0001760542 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 815395687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 0114318906360 MAIL ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 4 1 tm2118388d4_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-06-01 0 0001760542 HOOKIPA Pharma Inc. HOOK 0001630299 O'Neill Julie C/O HOOKIPA PHARMA INC. 350 FIFTH AVENUE, 72ND FLOOR, SUITE 7240 NEW YORK NY 10118 1 0 0 0 Stock Option (Right to Buy) 16.61 2021-06-01 4 A 0 9600 0 A 2031-06-01 Common Stock 9600 9600 D This option shall vest and become fully exercisable on June 1, 2022. /s/ Reinhard Kandera, as Attorney-in-Fact 2021-06-04