0001628280-18-014250.txt : 20181113 0001628280-18-014250.hdr.sgml : 20181113 20181113143251 ACCESSION NUMBER: 0001628280-18-014250 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181108 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAFT TIMOTHY RICHARD CENTRAL INDEX KEY: 0001628973 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38115 FILM NUMBER: 181177272 MAIL ADDRESS: STREET 1: THE SIMPLY GOOD FOODS COMPANY STREET 2: 1225 17TH STREET, SUITE 1000 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Simply Good Foods Co CENTRAL INDEX KEY: 0001702744 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0825 BUSINESS ADDRESS: STREET 1: 1225 17TH STREET STREET 2: SUITE 1000 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-633-2840 MAIL ADDRESS: STREET 1: 1225 17TH STREET STREET 2: SUITE 1000 CITY: DENVER STATE: CO ZIP: 80202 4 1 wf-form4_154213755443344.xml FORM 4 X0306 4 2018-11-08 0 0001702744 Simply Good Foods Co SMPL 0001628973 KRAFT TIMOTHY RICHARD 1225 17TH STREET, SUITE 1000 DENVER CO 80202 0 1 0 0 Gen. Counsel & Corp. Secretary Common Stock 2018-11-08 4 A 0 18949 0 A 18949 D Common Stock 2018-11-08 4 A 0 15066 0 A 34015 D Options to Purchase Common Stock 19.89 2018-11-08 4 A 0 26907 0 A 2028-11-08 Common Stock 26907.0 26907 D Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest in three equal annual installments beginning on November 8, 2019, subject to the reporting person's continuous service with the issuer as of each vesting date. Represents performance-based restricted stock units ("PSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each PSU represents the contingent right to receive one share of the issuer's common stock. The PSUs vest at the end of a three-year period as follows, subject to the reporting person's continuous service with the issuer as of the vesting date: (i) 50% of the PSUs vest on November 8, 2021 if the closing price of the issuer's common stock for at least 20 of the 30 consecutive trading days immediately prior to November 8, 2021, equals or exceeds 100%, but less than 115%, of the closing price of the issuer's common stock on the grant date, and (ii) 100% of the PSUs vest on November 8, 2021 if the closing price of the issuer's common stock for at least 20 of the 30 consecutive trading days immediately prior to November 8, 2021, meets or exceeds 115% of the closing price of the issuer's common stock on the grant date. The stock options vest in three equal annual installments beginning on November 8, 2019, subject to the reporting person's continuous service with the issuer as of each vesting date. /s/ Timothy A. Matthews, as Attorney-in-Fact for Timothy R. Kraft 2018-11-09