0001140361-16-065780.txt : 20160516
0001140361-16-065780.hdr.sgml : 20160516
20160516170407
ACCESSION NUMBER: 0001140361-16-065780
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160516
DATE AS OF CHANGE: 20160516
EFFECTIVENESS DATE: 20160516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rubric Capital Management, LLC
CENTRAL INDEX KEY: 0001628676
IRS NUMBER: 320451916
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16921
FILM NUMBER: 161654937
BUSINESS ADDRESS:
STREET 1: 72 CUMMINGS POINT ROAD
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: 203 890-2000
MAIL ADDRESS:
STREET 1: 72 CUMMINGS POINT ROAD
CITY: STAMFORD
STATE: CT
ZIP: 06902
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001628676
XXXXXXXX
12-31-2015
12-31-2015
true
1
NEW HOLDINGS
true
05-16-2016
02-16-2016
Confidential Treatment Expired
Rubric Capital Management, LLC
72 CUMMINGS POINT ROAD
STAMFORD
CT
06902
13F HOLDINGS REPORT
028-16921
Y
Confidential treatment was not granted for this filing by the Securities and Exchange Commission, but confidentiality was in effect until the expiration of the requested period pursuant to Rule 24b-2 under the Securities Exchange Act of 1934. Positions that are exempt from reporting under Special Instruction 10 to the Form 13F are excluded from this report. However, positions that would not be exempt when aggregated with positions of the same security held by (i) the Other Included Managers or (ii) certain affiliates of the Reporting Manager and reported on their own Forms 13F, are listed herein.
Kevin J. O'Connor
Authorized Person
203-890-2000
Kevin J. O'Connor
Stamford
CT
05-16-2016
1
52
1146561
false
1
0001603466
028-16256
Point72 Asset Management, L.P.
INFORMATION TABLE
2
form13fInfoTable.xml
AAR CORP
COM
000361105
16054
610665
SH
DFND
1
0
610665
0
AERIE PHARMACEUTICALS INC
COM
00771V108
2990
122790
SH
DFND
1
0
122790
0
ALLERGAN PLC
SHS
G0177J108
53125
170000
SH
DFND
1
0
170000
0
AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
7518
485000
SH
DFND
1
0
485000
0
APPLE INC
COM
037833100
15789
150000
SH
DFND
1
0
150000
0
ARRAY BIOPHARMA INC
COM
04269X105
2532
600000
SH
DFND
1
0
600000
0
ASCENA RETAIL GROUP INC
COM
04351G101
55160
5600000
SH
DFND
1
0
5600000
0
BABCOCK & WILCOX ENTERPRIS I
COM
05614L100
6319
302767
SH
DFND
1
0
302767
0
BERRY PLASTICS GROUP INC
COM
08579W103
21708
600000
SH
DFND
1
0
600000
0
BEST BUY INC
COM
086516101
29244
960400
SH
DFND
1
0
960400
0
BLOOMIN BRANDS INC
COM
094235108
69249
4100000
SH
DFND
1
0
4100000
0
CLEARWATER PAPER CORP
COM
18538R103
17877
392653
SH
DFND
1
0
392653
0
CONSTELLIUM NV
CL A
N22035104
32835
4264247
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DFND
1
0
4264247
0
CSRA INC
COM
12650T104
10500
350000
SH
DFND
1
0
350000
0
DSW INC
CL A
23334L102
8232
345000
SH
DFND
1
0
345000
0
DYNEGY INC NEW DEL
COM
26817R108
11466
855647
SH
DFND
1
0
855647
0
ECLIPSE RES CORP
COM
27890G100
3824
2101324
SH
DFND
1
0
2101324
0
ENDO INTL PLC
SHS
G30401106
37822
617800
SH
DFND
1
0
617800
0
ENGILITY HLDGS INC NEW
COM
29286C107
17673
544131
SH
DFND
1
0
544131
0
EXPRESS INC
COM
30219E103
7517
435000
SH
DFND
1
0
435000
0
FERROGLOBE PLC
SHS
G33856108
37088
3450000
SH
DFND
1
0
3450000
0
FIESTA RESTAURANT GROUP INC
COM
31660B101
17304
515000
SH
DFND
1
0
515000
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
981
125000
SH
DFND
1
0
125000
0
IRONWOOD PHARMACEUTICALS INC
COM CL A
46333X108
74433
6422200
SH
DFND
1
0
6422200
0
JONES ENERGY INC
COM CL A
48019R108
9729
2527115
SH
DFND
1
0
2527115
0
KRATON PERFORMANCE POLYMERS
COM
50077C106
29332
1765910
SH
DFND
1
0
1765910
0
LIBERTY INTERACTIVE CORP
QVC GP COM SER A
53071M104
50542
1850000
SH
DFND
1
0
1850000
0
MAGNACHIP SEMICONDUCTOR CORP
COM
55933J203
14723
2783200
SH
DFND
1
0
2783200
0
MEDIA GEN INC NEW
COM
58441K100
15529
961553
SH
DFND
1
0
961553
0
NATIONSTAR MTG HLDGS INC
COM
63861C109
68187
5100000
SH
DFND
1
0
5100000
0
NCR CORP NEW
COM
62886E108
70934
2900000
SH
DFND
1
0
2900000
0
NOVAVAX INC
COM
670002104
1259
150000
SH
DFND
1
0
150000
0
OLIN CORP
COM PAR $1
680665205
51801
3001200
SH
DFND
1
0
3001200
0
PARTY CITY HOLDCO INC
COM
702149105
17429
1350000
SH
DFND
1
0
1350000
0
POZEN INC
COM
73941U102
8538
1250000
SH
DFND
1
0
1250000
0
QORVO INC
COM
74736K101
13998
275000
SH
DFND
1
0
275000
0
RAPTOR PHARMACEUTICAL CORP
COM
75382F106
1074
206489
SH
DFND
1
0
206489
0
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
11133
1198400
SH
DFND
1
0
1198400
0
SCHOLASTIC CORP
COM
807066105
5831
151217
SH
DFND
1
0
151217
0
SCIQUEST INC NEW
COM
80908T101
2918
225000
SH
DFND
1
0
225000
0
SHUTTERFLY INC
NOTE 0.250% 5/1
82568PAB2
2886
3000000
PRN
DFND
1
0
3000000
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SKECHERS U S A INC
CL A
830566105
34742
1150000
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DFND
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0
1150000
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SPECTRANETICS CORP
COM
84760C107
7530
500000
SH
DFND
1
0
500000
0
SUNEDISON INC
NOTE 2.000%10/0
86732YAC3
1579
3000000
PRN
DFND
1
0
3000000
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SUNEDISON INC
NOTE 2.750% 1/0
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2475
5000000
PRN
DFND
1
0
5000000
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SUNEDISON SEMICONDUCTOR LTD
SHS
Y8213L102
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DFND
1
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1450000
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TARGET CORP
COM
87612E106
36305
500000
SH
DFND
1
0
500000
0
TERRAFORM GLOBAL INC
CL A
88104M101
7746
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SH
DFND
1
0
1385698
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TESSERA TECHNOLOGIES INC
COM
88164L100
38736
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SH
DFND
1
0
1290778
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WALTER INVT MGMT CORP
COM
93317W102
30194
2123375
SH
DFND
1
0
2123375
0
XENOPORT INC
COM
98411C100
15372
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SH
DFND
1
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2800000
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XURA INC
COM
98420V107
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