0001628261-20-000017.txt : 20201117 0001628261-20-000017.hdr.sgml : 20201117 20201117164514 ACCESSION NUMBER: 0001628261-20-000017 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 HASH,JENNIFER,KYLE, FILED AS OF DATE: 20201117 DATE AS OF CHANGE: 20201117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Zions Public Finance, Inc. CENTRAL INDEX KEY: 0001628261 IRS NUMBER: 870512988 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04553 FILM NUMBER: 201321679 BUSINESS ADDRESS: STREET 1: ONE SOUTH MAIN STREET, 17TH FLOOR CITY: SALT LAKE CITY STATE: UT ZIP: 84133 BUSINESS PHONE: 801-844-7373 MAIL ADDRESS: STREET 1: ONE SOUTH MAIN STREET, 17TH FLOOR CITY: SALT LAKE CITY STATE: UT ZIP: 84133 MA-I/A 1 primary_doc.xml MA-I/A 0001628261 XXXXXXXX Thadius Putnam 801-844-7788 thadius.putnam@zionsbancorp.com jennifer.hash@zionsbancorp.com N N Jennifer Kyle Hash 4123554 Y 2 0000797595 ZIONS FIRST NATIONAL BANK /MSD Zions Bank Public Finance, KNN Public Finance 04-17-2007 N 08-01-2014 0000797595 LOCATED SUPERVISED 04-17-2007 ONE SOUTH MAIN ST SALT LAKE CITY UT 84133 0001628261 Zions Public Finance, Inc. 12-01-2014 N 12-19-2014 0001628261 LOCATED SUPERVISED 12-01-2014 ONE SOUTH MAIN STREET, 17TH FLOOR SALT LAKE CITY UT 84133 Jennifer Lynne Kyle 12-2014 ZIONS PUBLIC FINANCE, INC. Salt Lake City UT 84133 Y N Compliance Officer 04-2006 12-2014 ZIONS FIRST NATIONAL BANK /MSD Salt Lake City UT 84133 Y N COMPLIANCE OFFICER 12-2000 03-2006 AXA ADVISORS, LLC SALT LAKE CITY UT 94612 N Y FINANCIAL ADVISOR/ OPERATIONS AND TECHNOLOGY MANAGER Y 04-2006 Municipal Securities Rulemaking Board exam advisory board 1900 Duke Street, suite 600 Alexandira VA 22314 Y Y Rulemaking board for municipal securities Exam advisory board Board member 5 advises and writes test questions for municipal advisor exam N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-17-2020 Thadius Putnam Compliance officer