0001628261-20-000017.txt : 20201117
0001628261-20-000017.hdr.sgml : 20201117
20201117164514
ACCESSION NUMBER: 0001628261-20-000017
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
HASH,JENNIFER,KYLE,
FILED AS OF DATE: 20201117
DATE AS OF CHANGE: 20201117
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Zions Public Finance, Inc.
CENTRAL INDEX KEY: 0001628261
IRS NUMBER: 870512988
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04553
FILM NUMBER: 201321679
BUSINESS ADDRESS:
STREET 1: ONE SOUTH MAIN STREET, 17TH FLOOR
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84133
BUSINESS PHONE: 801-844-7373
MAIL ADDRESS:
STREET 1: ONE SOUTH MAIN STREET, 17TH FLOOR
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84133
MA-I/A
1
primary_doc.xml
MA-I/A
0001628261
XXXXXXXX
Thadius Putnam
801-844-7788
thadius.putnam@zionsbancorp.com
jennifer.hash@zionsbancorp.com
N
N
Jennifer
Kyle
Hash
4123554
Y
2
0000797595
ZIONS FIRST NATIONAL BANK /MSD
Zions Bank Public Finance, KNN Public Finance
04-17-2007
N
08-01-2014
0000797595
LOCATED
SUPERVISED
04-17-2007
ONE SOUTH MAIN ST
SALT LAKE CITY
UT
84133
0001628261
Zions Public Finance, Inc.
12-01-2014
N
12-19-2014
0001628261
LOCATED
SUPERVISED
12-01-2014
ONE SOUTH MAIN STREET, 17TH FLOOR
SALT LAKE CITY
UT
84133
Jennifer
Lynne
Kyle
12-2014
ZIONS PUBLIC FINANCE, INC.
Salt Lake City
UT
84133
Y
N
Compliance Officer
04-2006
12-2014
ZIONS FIRST NATIONAL BANK /MSD
Salt Lake City
UT
84133
Y
N
COMPLIANCE OFFICER
12-2000
03-2006
AXA ADVISORS, LLC
SALT LAKE CITY
UT
94612
N
Y
FINANCIAL ADVISOR/ OPERATIONS AND TECHNOLOGY MANAGER
Y
04-2006
Municipal Securities Rulemaking Board exam advisory board
1900 Duke Street, suite 600
Alexandira
VA
22314
Y
Y
Rulemaking board for municipal securities Exam advisory board
Board member
5
advises and writes test questions for municipal advisor exam
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-17-2020
Thadius Putnam
Compliance officer