0001628261-17-000004.txt : 20170501 0001628261-17-000004.hdr.sgml : 20170501 20170501110004 ACCESSION NUMBER: 0001628261-17-000004 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Zions Public Finance, Inc. CENTRAL INDEX KEY: 0001628261 IRS NUMBER: 870512988 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04553 FILM NUMBER: 17799100 BUSINESS ADDRESS: STREET 1: ONE SOUTH MAIN STREET, 17TH FLOOR CITY: SALT LAKE CITY STATE: UT ZIP: 84133 BUSINESS PHONE: 801-844-7373 MAIL ADDRESS: STREET 1: ONE SOUTH MAIN STREET, 17TH FLOOR CITY: SALT LAKE CITY STATE: UT ZIP: 84133 MA-I/A 1 primary_doc.xml MA-I/A 0001628261 XXXXXXXX Thadius Putnam 801-844-7788 thadius.putnam@zionsbank.com jennifer.hash@zionsbancorp.com N N Brian Frederick Baker Y 2 0000797595 ZIONS FIRST NATIONAL BANK /MSD Zions Bank Public Finance 01-27-2004 N 08-01-2014 0000797595 LOCATED SUPERVISED 01-27-2004 ONE SOUTH MAIN ST SALT LAKE CITY UT 84133 0001628261 Zions Public Finance, Inc. 12-01-2014 N 12-19-2014 0001628261 LOCATED SUPERVISED 12-01-2014 ONE SOUTH MAIN STREET, 17TH FLOOR SALT LAKE CITY UT 84133 12-2014 ZIONS PUBLIC FINANCE, INC. Salt Lake City UT 84133 Y N Municipal Advisor 01-2004 12-2014 ZIONS FIRST NATIONAL BANK /MSD SALT LAKE CITY UT 84133 Y N FINANCIAL ADVISOR Y 12-2014 ZIONS FIRST NATIONAL BANK /MSD ONE SOUTH MAIN STREET, 17TH FLOOR SALT LAKE CITY UT 84133 Y N MUNICIPAL BROKER/DEALER FINANCIAL ADVISOR 40 MUNICIPAL ADVICE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-28-2017 THADIUS PUTNAM COMPLIANCE OFFICER