0001628251-17-000005.txt : 20170215 0001628251-17-000005.hdr.sgml : 20170215 20170215170427 ACCESSION NUMBER: 0001628251-17-000005 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DERIVATIVE ADVISORS, LLC CENTRAL INDEX KEY: 0001628251 IRS NUMBER: 861123503 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04523 FILM NUMBER: 17615436 BUSINESS ADDRESS: STREET 1: 800 HINGHAM STREET STREET 2: SUITE 105 SOUTH CITY: ROCKLAND STATE: MA ZIP: 02370 BUSINESS PHONE: 781-982-2999 MAIL ADDRESS: STREET 1: 800 HINGHAM STREET STREET 2: SUITE 105 SOUTH CITY: ROCKLAND STATE: MA ZIP: 02370 MA-I/A 1 primary_doc.xml MA-I/A 0001628251 XXXXXXXX Thomas Kennedy 781-982-2999 tkennedy@derivativeadvisors.com N N Thomas Alvin Kennedy Jr N 1 0001628251 DERIVATIVE ADVISORS, LLC 08-25-2006 N 12-16-2014 0001628251 LOCATED 08-31-2006 800 HINGHAM STREET SUITE 105 SOUTH ROCKLAND MA 02370 08-2006 Derivative Advisors, LLC Rockland MA 02370 Y N Principal 01-2004 08-2006 Wells Fargo Institutional Brokerage Services Boston MA 02110 N N Director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-15-2017 Thomas A. Kennedy Managing Director