0001628251-17-000005.txt : 20170215
0001628251-17-000005.hdr.sgml : 20170215
20170215170427
ACCESSION NUMBER: 0001628251-17-000005
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170215
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DERIVATIVE ADVISORS, LLC
CENTRAL INDEX KEY: 0001628251
IRS NUMBER: 861123503
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04523
FILM NUMBER: 17615436
BUSINESS ADDRESS:
STREET 1: 800 HINGHAM STREET
STREET 2: SUITE 105 SOUTH
CITY: ROCKLAND
STATE: MA
ZIP: 02370
BUSINESS PHONE: 781-982-2999
MAIL ADDRESS:
STREET 1: 800 HINGHAM STREET
STREET 2: SUITE 105 SOUTH
CITY: ROCKLAND
STATE: MA
ZIP: 02370
MA-I/A
1
primary_doc.xml
MA-I/A
0001628251
XXXXXXXX
Thomas Kennedy
781-982-2999
tkennedy@derivativeadvisors.com
N
N
Thomas
Alvin
Kennedy
Jr
N
1
0001628251
DERIVATIVE ADVISORS, LLC
08-25-2006
N
12-16-2014
0001628251
LOCATED
08-31-2006
800 HINGHAM STREET
SUITE 105 SOUTH
ROCKLAND
MA
02370
08-2006
Derivative Advisors, LLC
Rockland
MA
02370
Y
N
Principal
01-2004
08-2006
Wells Fargo Institutional Brokerage Services
Boston
MA
02110
N
N
Director
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-15-2017
Thomas A. Kennedy
Managing Director