0001678463-21-000086.txt : 20211229 0001678463-21-000086.hdr.sgml : 20211229 20211229165605 ACCESSION NUMBER: 0001678463-21-000086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211227 FILED AS OF DATE: 20211229 DATE AS OF CHANGE: 20211229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BHATIA VIKRANT CENTRAL INDEX KEY: 0001628240 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37921 FILM NUMBER: 211529548 MAIL ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Forterra, Inc. CENTRAL INDEX KEY: 0001678463 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 371830464 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 469-458-7973 MAIL ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 4 1 wf-form4_164081494874079.xml FORM 4 X0306 4 2021-12-27 0 0001678463 Forterra, Inc. FRTA 0001628240 BHATIA VIKRANT 511 E. JOHN CARPENTER FREEWAY SUITE 600 IRVING TX 75062 0 1 0 0 Pres, Water Pipe & Products Common Stock 2021-12-27 4 M 0 81236 4.24 A 192871 D Common Stock 2021-12-27 4 M 0 53200 7.29 A 246071 D Stock Option (Right to Buy) 4.24 2021-12-27 4 M 0 81236 0 D 2029-03-14 Common Stock 81236.0 40618 D Stock Option (Right to Buy) 7.29 2021-12-27 4 M 0 53200 0 D 2028-03-01 Common Stock 53200.0 55891 D Grant of stock options vesting in equal 1/3 installments March 14 of 2020, 2021 and 2022. Grant of stock options vesting in equal annual installments on March 1 of each of the years 2019 through 2021. /s/ Lori M. Browne, attorney-in-fact for Vikrant Bhatia 2021-12-29