0001678463-19-000123.txt : 20191217 0001678463-19-000123.hdr.sgml : 20191217 20191217164032 ACCESSION NUMBER: 0001678463-19-000123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191212 FILED AS OF DATE: 20191217 DATE AS OF CHANGE: 20191217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BHATIA VIKRANT CENTRAL INDEX KEY: 0001628240 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37921 FILM NUMBER: 191290236 MAIL ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Forterra, Inc. CENTRAL INDEX KEY: 0001678463 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 371830464 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 469-458-7973 MAIL ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 4 1 wf-form4_157661881643299.xml FORM 4 X0306 4 2019-12-12 0 0001678463 Forterra, Inc. FRTA 0001628240 BHATIA VIKRANT 511 E. JOHN CARPENTER FREEWAY SUITE 600 IRVING TX 75062 0 1 0 0 Pres, Water Pipe & Products Common Stock 2019-12-12 4 M 0 2911 0 A 65378 D Restricted Stock Unit 2019-12-12 4 M 0 2911 0 D Common Stock 2911.0 2912 D Represents vesting of one third of restricted stock units granted December 12, 2017. The remaining restricted stock units are scheduled to vest on December 12, 2020. /s/ Lori M. Browne, attorney-in-fact for Vikrant Bhatia 2019-12-17