0001678463-17-000057.txt : 20170809 0001678463-17-000057.hdr.sgml : 20170809 20170809193413 ACCESSION NUMBER: 0001678463-17-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170807 FILED AS OF DATE: 20170809 DATE AS OF CHANGE: 20170809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BHATIA VIKRANT CENTRAL INDEX KEY: 0001628240 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37921 FILM NUMBER: 171019386 MAIL ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Forterra, Inc. CENTRAL INDEX KEY: 0001678463 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 371830464 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 469-458-7973 MAIL ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 4 1 wf-form4_150232164004474.xml FORM 4 X0306 4 2017-08-07 0 0001678463 Forterra, Inc. FRTA 0001628240 BHATIA VIKRANT 511 E. JOHN CARPENTER FREEWAY SUITE 600 IRVING TX 75062 0 1 0 0 Executive Vice President Common Stock 2017-08-07 4 A 0 8969 0 A 8969 D Stock Option (Right to Buy) 8.92 2017-08-07 4 A 0 34384 0 A 2027-08-07 Common Stock 34384.0 34384 D Granted as compensation for services. Stock Option vests in three equal installments on the first, second and third anniversaries of the grant date. /s/ Lori M. Browne, attorney-in-fact for Vikrant Bhatia 2017-08-09