0000895345-21-000366.txt : 20210318 0000895345-21-000366.hdr.sgml : 20210318 20210318200238 ACCESSION NUMBER: 0000895345-21-000366 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210305 FILED AS OF DATE: 20210318 DATE AS OF CHANGE: 20210318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Galvin Andrew CENTRAL INDEX KEY: 0001851284 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37420 FILM NUMBER: 21756125 MAIL ADDRESS: STREET 1: SERITAGE GROWTH PROPERTIES STREET 2: 500 FIFTH AVENUE, SUITE 1530 CITY: NEW YORK STATE: NY ZIP: 10110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Seritage Growth Properties CENTRAL INDEX KEY: 0001628063 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 383976287 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 1530 CITY: NEW YORK STATE: NY ZIP: 10110 BUSINESS PHONE: 2123557800 MAIL ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 1530 CITY: NEW YORK STATE: NY ZIP: 10110 FORMER COMPANY: FORMER CONFORMED NAME: Seritage Growth Properties, Inc. DATE OF NAME CHANGE: 20141215 4 1 form4.xml X0306 4 2021-03-05 0001628063 Seritage Growth Properties SRG 0001851284 Galvin Andrew SERITAGE GROWTH PROPERTIES 500 FIFTH AVENUE, SUITE 1530 NEW YORK NY 10110 true EVP of Investments Class A Common Shares 2021-03-05 4 A 0 1602 0 A 4572 D Class A Common Shares 2021-03-05 4 A 0 7998 0 A 12570 D Class A Common Shares 2021-03-16 4 F 0 1094 20.73 D 11476 D Class A Common Shares 2021-03-16 4 F 0 145 23.16 D 11331 D Represents Restricted Share Units ("RSUs") earned under the terms of an annual performance award previously granted to the reporting person under the Seritage Growth Properties 2015 Share Plan on March 2, 2018 covering the performance period January 1, 2018 to December 31, 2020. Such number of RSUs is based on the determination by the compensation committee of the board of trustees of the issuer of the applicable level of performance achievement. These RSUs vested on March 5, 2021, when the performance determination was approved, and were settled on March 16, 2021. Represents grants of RSUs awarded under the Seritage Growth Properties 2015 Share Plan on March 5, 2021 based on a per share grant date value of $21.47. Each of these awards will vest in substantially equal installments on the anniversaries of the date of grant in 2022, 2023 and 2024. Represents shares withheld by the issuer to cover tax obligations of the reporting person in connection with the settlement of time-based and performance-based RSUs. Includes 9,184 unvested RSUs, as of the date of this filing, after taking into account the transactions reported herein. /s/ Matthew E. Fernand, as attorney-in-fact 2021-03-18