0001225208-20-006965.txt : 20200504 0001225208-20-006965.hdr.sgml : 20200504 20200504113516 ACCESSION NUMBER: 0001225208-20-006965 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200430 FILED AS OF DATE: 20200504 DATE AS OF CHANGE: 20200504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hepner Craig M CENTRAL INDEX KEY: 0001628038 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37914 FILM NUMBER: 20843465 MAIL ADDRESS: STREET 1: 925 LASALLE STREET CITY: OTTAWA STATE: IL ZIP: 61350 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ottawa Bancorp Inc CENTRAL INDEX KEY: 0001675192 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 812959182 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 925 LASALLE STREET CITY: OTTAWA STATE: IL ZIP: 61350 BUSINESS PHONE: 815-433-2525 MAIL ADDRESS: STREET 1: 925 LASALLE STREET CITY: OTTAWA STATE: IL ZIP: 61350 4 1 doc4.xml X0306 4 2020-04-30 0001675192 Ottawa Bancorp Inc OTTW 0001628038 Hepner Craig M 925 LASALLE STREET OTTAWA IL 61350 1 1 President & CEO Common Stock 2020-04-30 4 A 0 492.0000 0.0000 A 492.0000 I By Stock Award III Common Stock 1045.0000 D Common Stock 3500.0000 I By 401(k) Plan Common Stock 4821.0000 I By ESOP Common Stock 816.0000 I By Stock Award Common Stock 1226.0000 I By Stock Award II Stock Awards granted pursuant to the Ottawa Bancorp, Inc. 2018 Equity Incentive Plan vest on April 30, 2021. This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c). Stock Awards granted pursuant to the Ottawa Bancorp, Inc. 2018 Equity Incentive Plan vest in five equal annual installments commencing on November 1, 2019. Stock Awards granted pursuant to the Ottawa Bancorp, Inc. 2018 Equity Incentive Plan vest in five equal annual installments commencing on March 10, 2021. /s/ Craig M. Hepner 2020-05-04