0001627857-22-000044.txt : 20220316
0001627857-22-000044.hdr.sgml : 20220316
20220316170702
ACCESSION NUMBER: 0001627857-22-000044
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220315
FILED AS OF DATE: 20220316
DATE AS OF CHANGE: 20220316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McClain Mark D.
CENTRAL INDEX KEY: 0001722498
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38297
FILM NUMBER: 22745691
MAIL ADDRESS:
STREET 1: C/O SAILPOINT TECHNOLOGIES HOLDINGS, INC
STREET 2: 11120 FOUR POINTS DRIVE, SUITE 100
CITY: AUSTIN
STATE: TX
ZIP: 78726
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sailpoint Technologies Holdings, Inc.
CENTRAL INDEX KEY: 0001627857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 471628077
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11120 FOUR POINTS DRIVE
STREET 2: SUITE 100
CITY: AUSTIN
STATE: TX
ZIP: 78726
BUSINESS PHONE: (512) 346-2000
MAIL ADDRESS:
STREET 1: 11120 FOUR POINTS DRIVE
STREET 2: SUITE 100
CITY: AUSTIN
STATE: TX
ZIP: 78726
4
1
wf-form4_164746479905264.xml
FORM 4
X0306
4
2022-03-15
0
0001627857
Sailpoint Technologies Holdings, Inc.
SAIL
0001722498
McClain Mark D.
11120 FOUR POINTS DRIVE,
SUITE 100
AUSTIN
TX
78726
1
1
0
0
CEO and President
Common Stock
2022-03-15
4
S
0
25000
40.80
D
720192
D
Common Stock
2022-03-15
4
S
0
5000
40.80
D
255994
I
By McClain Charitable Remainder Unitrust
Common Stock
48000
I
By McClain RHD 2015 Trust
Common Stock
48000
I
By McClain ADM 2015 Trust
Common Stock
48000
I
By McClain GMM 2015 Trust
On March 15, 2022, pursuant to a plan of disposition adopted by Mr. McClain on May 23, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), Mr. McClain sold 25,000 shares in a single trade at a price of $40.80 per share. No more than 300,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than July 15, 2022, regardless of whether the maximum of 300,000 shares in the aggregate have been sold.
On March 15, 2022, pursuant to a plan of disposition adopted by the McClain Charitable Remainder Unitrust (the "Unitrust") on May 23, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "Unitrust 10b5-1 Plan"), the Unitrust sold 5,000 shares in a single trade at a price of $40.80 per share. No more than 100,000 shares may be sold in the aggregate under the Unitrust 10b5-1 Plan, which terminates no later than July 15, 2022, regardless of whether the maximum of 100,000 shares in the aggregate have been sold.
Mr. McClain is a co-trustee for the Unitrust, and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Unitrust; however, Mr. McClain disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein.
Mr. McClain is a co-trustee for each of McClain RHD 2015 Trust (the "RHD Trust"), McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein.
/s/ Ryan Clyde, attorney-in-fact
2022-03-16