0001627857-21-000118.txt : 20211123
0001627857-21-000118.hdr.sgml : 20211123
20211123171405
ACCESSION NUMBER: 0001627857-21-000118
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211120
FILED AS OF DATE: 20211123
DATE AS OF CHANGE: 20211123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McClain Mark D.
CENTRAL INDEX KEY: 0001722498
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38297
FILM NUMBER: 211439663
MAIL ADDRESS:
STREET 1: C/O SAILPOINT TECHNOLOGIES HOLDINGS, INC
STREET 2: 11120 FOUR POINTS DRIVE, SUITE 100
CITY: AUSTIN
STATE: TX
ZIP: 78726
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sailpoint Technologies Holdings, Inc.
CENTRAL INDEX KEY: 0001627857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 471628077
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11120 FOUR POINTS DRIVE
STREET 2: SUITE 100
CITY: AUSTIN
STATE: TX
ZIP: 78726
BUSINESS PHONE: (512) 346-2000
MAIL ADDRESS:
STREET 1: 11120 FOUR POINTS DRIVE
STREET 2: SUITE 100
CITY: AUSTIN
STATE: TX
ZIP: 78726
4
1
wf-form4_163770561532829.xml
FORM 4
X0306
4
2021-11-20
0
0001627857
Sailpoint Technologies Holdings, Inc.
SAIL
0001722498
McClain Mark D.
11120 FOUR POINTS DRIVE,
SUITE 100
AUSTIN
TX
78726
1
1
0
0
CEO and President
Common Stock
2021-11-20
4
F
0
9838
56.91
D
863679
D
Common Stock
28000
I
By McClain GMM 2015 Trust
Common Stock
28000
I
By McClain RHD 2015 Trust
Common Stock
28000
I
By McClain ADM 2015 Trust
Common Stock
285994
I
By McClain Charitable Remainder Unitrust
Mr. McClain is a co-trustee for each of McClain RHD Trust (the "RHD Trust"), McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein.
Mr. McClain is a co-trustee for the Unitrust, and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Unitrust; however, Mr. McClain disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein.
/s/ Christopher G. Schmitt, attorney-in-fact
2021-11-23