0001627857-21-000118.txt : 20211123 0001627857-21-000118.hdr.sgml : 20211123 20211123171405 ACCESSION NUMBER: 0001627857-21-000118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211120 FILED AS OF DATE: 20211123 DATE AS OF CHANGE: 20211123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McClain Mark D. CENTRAL INDEX KEY: 0001722498 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38297 FILM NUMBER: 211439663 MAIL ADDRESS: STREET 1: C/O SAILPOINT TECHNOLOGIES HOLDINGS, INC STREET 2: 11120 FOUR POINTS DRIVE, SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sailpoint Technologies Holdings, Inc. CENTRAL INDEX KEY: 0001627857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 471628077 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11120 FOUR POINTS DRIVE STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78726 BUSINESS PHONE: (512) 346-2000 MAIL ADDRESS: STREET 1: 11120 FOUR POINTS DRIVE STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78726 4 1 wf-form4_163770561532829.xml FORM 4 X0306 4 2021-11-20 0 0001627857 Sailpoint Technologies Holdings, Inc. SAIL 0001722498 McClain Mark D. 11120 FOUR POINTS DRIVE, SUITE 100 AUSTIN TX 78726 1 1 0 0 CEO and President Common Stock 2021-11-20 4 F 0 9838 56.91 D 863679 D Common Stock 28000 I By McClain GMM 2015 Trust Common Stock 28000 I By McClain RHD 2015 Trust Common Stock 28000 I By McClain ADM 2015 Trust Common Stock 285994 I By McClain Charitable Remainder Unitrust Mr. McClain is a co-trustee for each of McClain RHD Trust (the "RHD Trust"), McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. Mr. McClain is a co-trustee for the Unitrust, and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Unitrust; however, Mr. McClain disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein. /s/ Christopher G. Schmitt, attorney-in-fact 2021-11-23