0001627857-21-000112.txt : 20211117
0001627857-21-000112.hdr.sgml : 20211117
20211117172811
ACCESSION NUMBER: 0001627857-21-000112
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211115
FILED AS OF DATE: 20211117
DATE AS OF CHANGE: 20211117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schmitt Christopher
CENTRAL INDEX KEY: 0001820482
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38297
FILM NUMBER: 211421625
MAIL ADDRESS:
STREET 1: 11120 FOUR POINTS DRIVE
STREET 2: SUITE 100
CITY: AUSTIN
STATE: TX
ZIP: 78726
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sailpoint Technologies Holdings, Inc.
CENTRAL INDEX KEY: 0001627857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 471628077
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11120 FOUR POINTS DRIVE
STREET 2: SUITE 100
CITY: AUSTIN
STATE: TX
ZIP: 78726
BUSINESS PHONE: (512) 346-2000
MAIL ADDRESS:
STREET 1: 11120 FOUR POINTS DRIVE
STREET 2: SUITE 100
CITY: AUSTIN
STATE: TX
ZIP: 78726
4
1
wf-form4_163718807329113.xml
FORM 4
X0306
4
2021-11-15
0
0001627857
Sailpoint Technologies Holdings, Inc.
SAIL
0001820482
Schmitt Christopher
11120 FOUR POINTS DRIVE
SUITE 100
AUSTIN
TX
78726
0
1
0
0
General Counsel and Secretary
Common Stock
2021-11-15
4
M
0
3070
12
A
48232
D
Common Stock
2021-11-15
4
S
0
2250
58.6839
D
45982
D
Common Stock
2021-11-15
4
S
0
820
59.5279
D
45162
D
Common Stock
2021-11-15
4
S
0
508
59.66
D
44654
D
Stock Option (right to buy)
12.0
2021-11-15
4
M
0
3070
0
D
2027-11-16
Common Stock
3070.0
19211
D
The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2021 (the "10b5-1 Plan"). No more than 50,028 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than July 15, 2022, regardless of whether the maximum of 50,028 shares in the aggregate have been sold.
On November 15, 2021, pursuant to the 10b5-1 Plan, Mr. Schmitt sold 2,250 shares in multiple trades at prices ranging from $58.32 to $59.10 per share. The price reported above reflects the weighted average sale price. Mr. Schmitt hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
On November 15, 2021, pursuant to the 10b5-1 Plan, Mr. Schmitt sold 820 shares in multiple trades at prices ranging from $59.37 to $59.81 per share. The price reported above reflects the weighted average sale price. Mr. Schmitt hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
On November 16, 2017, the reporting person was granted an option to purchase 58,333 shares of common stock, 25% of which vested on the first anniversary of the date of grant and then 1/48th of which vested on each monthly anniversary of the date of grant thereafter, such that 100% of the award was vested on the fourth anniversary of the date of grant.
/s/ Christopher G. Schmitt
2021-11-17