0001627857-21-000112.txt : 20211117 0001627857-21-000112.hdr.sgml : 20211117 20211117172811 ACCESSION NUMBER: 0001627857-21-000112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211115 FILED AS OF DATE: 20211117 DATE AS OF CHANGE: 20211117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmitt Christopher CENTRAL INDEX KEY: 0001820482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38297 FILM NUMBER: 211421625 MAIL ADDRESS: STREET 1: 11120 FOUR POINTS DRIVE STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sailpoint Technologies Holdings, Inc. CENTRAL INDEX KEY: 0001627857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 471628077 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11120 FOUR POINTS DRIVE STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78726 BUSINESS PHONE: (512) 346-2000 MAIL ADDRESS: STREET 1: 11120 FOUR POINTS DRIVE STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78726 4 1 wf-form4_163718807329113.xml FORM 4 X0306 4 2021-11-15 0 0001627857 Sailpoint Technologies Holdings, Inc. SAIL 0001820482 Schmitt Christopher 11120 FOUR POINTS DRIVE SUITE 100 AUSTIN TX 78726 0 1 0 0 General Counsel and Secretary Common Stock 2021-11-15 4 M 0 3070 12 A 48232 D Common Stock 2021-11-15 4 S 0 2250 58.6839 D 45982 D Common Stock 2021-11-15 4 S 0 820 59.5279 D 45162 D Common Stock 2021-11-15 4 S 0 508 59.66 D 44654 D Stock Option (right to buy) 12.0 2021-11-15 4 M 0 3070 0 D 2027-11-16 Common Stock 3070.0 19211 D The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2021 (the "10b5-1 Plan"). No more than 50,028 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than July 15, 2022, regardless of whether the maximum of 50,028 shares in the aggregate have been sold. On November 15, 2021, pursuant to the 10b5-1 Plan, Mr. Schmitt sold 2,250 shares in multiple trades at prices ranging from $58.32 to $59.10 per share. The price reported above reflects the weighted average sale price. Mr. Schmitt hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. On November 15, 2021, pursuant to the 10b5-1 Plan, Mr. Schmitt sold 820 shares in multiple trades at prices ranging from $59.37 to $59.81 per share. The price reported above reflects the weighted average sale price. Mr. Schmitt hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. On November 16, 2017, the reporting person was granted an option to purchase 58,333 shares of common stock, 25% of which vested on the first anniversary of the date of grant and then 1/48th of which vested on each monthly anniversary of the date of grant thereafter, such that 100% of the award was vested on the fourth anniversary of the date of grant. /s/ Christopher G. Schmitt 2021-11-17