0001627353-14-000001.txt : 20141210 0001627353-14-000001.hdr.sgml : 20141210 20141210071015 ACCESSION NUMBER: 0001627353-14-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20141210 DATE AS OF CHANGE: 20141210 EFFECTIVENESS DATE: 20141210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROC Multifamily & Commercial Office Fund III-A LP CENTRAL INDEX KEY: 0001627353 IRS NUMBER: 471936085 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-229793 FILM NUMBER: 141276545 BUSINESS ADDRESS: STREET 1: 5295 SOUTH COMMERCE DRIVE STREET 2: SUITE 100 CITY: MURRAY STATE: UT ZIP: 84107 BUSINESS PHONE: 801-716-4553 MAIL ADDRESS: STREET 1: 5295 SOUTH COMMERCE DRIVE STREET 2: SUITE 100 CITY: MURRAY STATE: UT ZIP: 84107 D 1 primary_doc.xml X0707 D LIVE 0001627353 ROC Multifamily & Commercial Office Fund III-A LP 5295 SOUTH COMMERCE DRIVE SUITE 100 MURRAY UT UTAH 84107 801-716-4553 DELAWARE None None Limited Partnership true 2014 N/A C 5295 S. COMMERCE DRIVE SUITE 100 MURRAY UT UTAH 84107 Promoter THE ISSUER'S GENERAL PARTNER JOHN PENNINGTON 5295 S. COMMERCE DRIVE SUITE 100 MURRAY UT UTAH 84107 Executive Officer CHIEF COMPLIANCE OFFICER Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 false true true true false 1000000 750000000 0 750000000 false 0 0 true 0 true 33750000 true Investment mgmt fee of 2.5%/yr on commitments less then $1M; 2%/yr for commitments of $1M-$10M; and 1.5%/yr for commitments more than $10M, based on total capital commitments during the commitment period (3 yrs) on capital under management thereafter false ROC Multifamily & Commercial Office Fund III-A LP JOHN PENNINGTON JOHN PENNINGTON Chief Compliance Officer 2014-12-08