0001213900-24-030546.txt : 20240404 0001213900-24-030546.hdr.sgml : 20240404 20240404185827 ACCESSION NUMBER: 0001213900-24-030546 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240401 FILED AS OF DATE: 20240404 DATE AS OF CHANGE: 20240404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Martinez Ignacio CENTRAL INDEX KEY: 0001641931 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41703 FILM NUMBER: 24824357 MAIL ADDRESS: STREET 1: 60 E. RIO SALADO PARKWAY STREET 2: SUITE 400 CITY: TEMPE STATE: AZ ZIP: 85281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CaliberCos Inc. CENTRAL INDEX KEY: 0001627282 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8901 E. MOUNTAIN VIEW RD. STREET 2: SUITE 150 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 BUSINESS PHONE: 480-295-7600 MAIL ADDRESS: STREET 1: 8901 E. MOUNTAIN VIEW RD. STREET 2: SUITE 150 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 FORMER COMPANY: FORMER CONFORMED NAME: CaliberCo Inc. DATE OF NAME CHANGE: 20141205 3 1 marketforms-65506.xml PRIMARY DOCUMENT X0206 3 2024-04-01 0 0001627282 CaliberCos Inc. CWD 0001641931 Martinez Ignacio 8901 E MOUNTAIN VIEW ROAD SCOTTSDALE AZ 85258 false true false false COO Class A Common Stock 225628 D Employee Stock Options (right to buy) 2.87 2024-05-30 2033-05-30 Class A Common Stock 150000 D Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Equity Incentive Plan, as amended (the "Plan"). The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting. 100,000 RSUs will vest 25% on 5/30/2024, and 1/36th per month thereafter until fully vested; 125,628 RSUs vested 25% on January 1, 2024, and 1/36th month thereafter until fully vested. Employee stock options (right to buy) ("Options") granted pursuant to the Plan. The Options vest one-quarter on the first anniversary of the grant date and 1/36th per month thereafter until fully vested. /s/ Ignacio Martinez 2024-04-04