0001209191-23-029557.txt : 20230515
0001209191-23-029557.hdr.sgml : 20230515
20230515172754
ACCESSION NUMBER: 0001209191-23-029557
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230515
FILED AS OF DATE: 20230515
DATE AS OF CHANGE: 20230515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BADE ROY JOHN
CENTRAL INDEX KEY: 0001952783
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41703
FILM NUMBER: 23924553
MAIL ADDRESS:
STREET 1: 8901 E MOUNTAIN ROAD
STREET 2: SUITE 150
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CaliberCos Inc.
CENTRAL INDEX KEY: 0001627282
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 8901 E. MOUNTAIN VIEW RD.
STREET 2: SUITE 150
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
BUSINESS PHONE: 480-295-7600
MAIL ADDRESS:
STREET 1: 8901 E. MOUNTAIN VIEW RD.
STREET 2: SUITE 150
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
FORMER COMPANY:
FORMER CONFORMED NAME: CaliberCo Inc.
DATE OF NAME CHANGE: 20141205
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2023-05-15
0
0001627282
CaliberCos Inc.
CWD
0001952783
BADE ROY JOHN
8901 E. MOUNTAIN VIEW ROAD
SUITE 150
SCOTTSDALE
AZ
85258
0
1
0
0
Ch. Development Officer
Class A Common Stock
70662
I
See footnote 1.
Employee Stock Options (right to buy)
3.36
2017-01-01
2026-01-01
Class A Common Stock
445888
D
Employee Stock Options (right to buy)
6.49
2022-01-01
2031-01-01
Class A Common Stock
3613
D
Class A common stock owned by Wave Investments LLC, an Arizona limited liability company, of which the Reporting Person is the sole manager.
Employee stock options (right to buy)("Options") granted January 1, 2016. Such Options are fully vested.
Options granted January 1, 2021, pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan. The Options vest one-quarter on the first anniversary date of the grant and 1/36th per month thereafter until fully vested on January 1, 2025.
/s/ Roy J. Bade
2023-05-15