0001209191-23-029547.txt : 20230515 0001209191-23-029547.hdr.sgml : 20230515 20230515172407 ACCESSION NUMBER: 0001209191-23-029547 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230515 FILED AS OF DATE: 20230515 DATE AS OF CHANGE: 20230515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARTMAN JOHN EDWARD CENTRAL INDEX KEY: 0001953190 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41703 FILM NUMBER: 23924482 MAIL ADDRESS: STREET 1: 8901 E MOUNTAIN ROAD STREET 2: SUITE 150 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CaliberCos Inc. CENTRAL INDEX KEY: 0001627282 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 8901 E. MOUNTAIN VIEW RD. STREET 2: SUITE 150 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 BUSINESS PHONE: 480-295-7600 MAIL ADDRESS: STREET 1: 8901 E. MOUNTAIN VIEW RD. STREET 2: SUITE 150 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 FORMER COMPANY: FORMER CONFORMED NAME: CaliberCo Inc. DATE OF NAME CHANGE: 20141205 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2023-05-15 0 0001627282 CaliberCos Inc. CWD 0001953190 HARTMAN JOHN EDWARD 8901 E. MOUNTAIN VIEW ROAD SUITE 150 SCOTTSDALE AZ 85258 0 1 0 0 Ch. Investment Officer Employee Stock Options (right to buy) 6.49 2022-08-23 2031-08-23 Class A Common Stock 148630 D Employee stock options (right to buy)("Options") granted August 23, 2021 pursuant to Issuer's Amended and Restated 2017 Incentive Stock Plan. The Options vest one-quarter on the first anniversary date of the grant and 1/36th per month thereafter until fully vested on August 23, 2025. /s/ John E. Hartman 2023-05-15