0001062993-21-005116.txt : 20210528 0001062993-21-005116.hdr.sgml : 20210528 20210528165752 ACCESSION NUMBER: 0001062993-21-005116 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210528 DATE AS OF CHANGE: 20210528 EFFECTIVENESS DATE: 20210528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FormulaFolio Investments, LLC CENTRAL INDEX KEY: 0001626982 IRS NUMBER: 271883816 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16938 FILM NUMBER: 21981317 BUSINESS ADDRESS: STREET 1: 89 IONIA AVE NW STREET 2: SUITE 600 CITY: GRAND RAPIDS STATE: MI ZIP: 49503 BUSINESS PHONE: 616-667-2150 EXT7004 MAIL ADDRESS: STREET 1: 89 IONIA AVE NW STREET 2: SUITE 600 CITY: GRAND RAPIDS STATE: MI ZIP: 49503 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001626982 XXXXXXXX 03-31-2021 03-31-2021 FormulaFolio Investments, LLC

89 IONIA AVE NW SUITE 600 GRAND RAPIDS MI 49503

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FUNDS S&P GLBDIV ETF S&P GLBDIV ETF 78463X459 75 1080 SH OTR 0 0 1080 SPDR INDEX SHARES FUNDS PORTFOLIO EMG MK ETF PORTFOLIO EMG MK ETF 78463X509 6920 157022 SH DFND 0 0 132513 SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETF PORTFOLIO DEVLPD ETF 78463X889 8464 229754 SH DFND 0 0 193477 SPDR SERIES TRUST S&P 600 SMCP GRW ETF S&P 600 SMCP GRW ETF 78464A201 54 640 SH OTR 0 0 640 SPDR SERIES TRUST NUVEEN BBG BRCLY ETF NUVEEN BBG BRCLY ETF 78464A284 3 56 SH OTR 0 0 56 SPDR SERIES TRUST PORTFLI MORTGAGE ETF PORTFLI MORTGAGE ETF 78464A383 0 9 SH OTR 0 0 9 SPDR SERIES TRUST PRTFLO S&P500 GW ETF PRTFLO S&P500 GW ETF 78464A409 11511 196329 SH DFND 0 0 148816 SPDR SERIES TRUST FTSE INT GVT ETF FTSE INT GVT ETF 78464A490 393 6901 SH DFND 0 0 5289 SPDR SERIES TRUST PRTFLO S&P500 VL ETF PRTFLO S&P500 VL ETF 78464A508 2298 57617 SH DFND 0 0 42551 SPDR SERIES TRUST BLOMBERG INTL TR ETF BLOMBERG INTL TR ETF 78464A516 2038 68238 SH DFND 0 0 53120 SPDR SERIES TRUST PORTFOLIO AGRGTE ETF PORTFOLIO AGRGTE ETF 78464A649 2007 67472 SH DFND 0 0 51997 SPDR SERIES TRUST PORTFOLIO LN TSR ETF PORTFOLIO LN TSR ETF 78464A664 2078 52752 SH DFND 0 0 40797 SPDR SERIES TRUST PORTFLI INTRMDIT ETF PORTFLI INTRMDIT ETF 78464A672 1940 60030 SH DFND 0 0 46482 SPDR SERIES TRUST S&P REGL BKG ETF S&P REGL BKG ETF 78464A698 1 19 SH OTR 0 0 19 SPDR SERIES TRUST S&P DIVID ETF S&P DIVID ETF 78464A763 79 630 SH OTR 0 0 630 SPDR SERIES TRUST PORTFOLI S&P 1500 COMP STK ETF PORTFOLI S&P 1500 COMP STK ETF 78464A805 6731 130956 SH DFND 0 0 106337 SPDR SERIES TRUST PORTFOLIO S&P 400 MID CAP ETF PORTFOLIO S&P 400 MID CAP ETF 78464A847 1623 34121 SH DFND 0 0 26751 SPDR SERIES TRUST PORTFOLIO S&P 500 ETF PORTFOLIO S&P 500 ETF 78464A854 16572 340149 SH DFND 0 0 273918 SPDR SERIES TRUST S&P BIOTECH ETF S&P BIOTECH ETF 78464A870 12 92 SH OTR 0 0 92 SPDR DOW JONES IND UT SER 1 ETF UT SER 1 ETF 78467X109 76 221 SH SOLE 0 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP ETF UTSER1 S&PDCRP ETF 78467Y107 26 52 SH OTR 0 0 52 SPDR SERIES TRUST PORTFOLIO SH TSR ETF PORTFOLIO SH TSR ETF 78468R101 3660 119311 SH DFND 0 0 74760 SPDR SERIES TRUST BLOOMBERG SRT TR ETF BLOOMBERG SRT TR ETF 78468R408 1 45 SH SOLE 0 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS ETF BLOOMBERG BRCLYS ETF 78468R622 6 57 SH SOLE 0 0 0 SPDR SERIES TRUST SPDR BLOOMBERG ETF SPDR BLOOMBERG ETF 78468R663 2 18 SH OTR 0 0 18 SPDR SERIES TRUST PRTFLO S&P500 HI ETF PRTFLO S&P500 HI ETF 78468R788 402 9753 SH DFND 0 0 9474 SPDR SERIES TRUST PORTFOLIO S&P 600 SM CAP ETF PORTFOLIO S&P 600 SM CAP ETF 78468R853 1700 39746 SH DFND 0 0 32175 SPDR SERIES TRUST BLOMBERG 1 10 YR ETF BLOMBERG 1 10 YR ETF 78468R861 583 27500 SH DFND 0 0 26691 SABINE ROYALTY TRUST COM COM 785688102 4 100 SH SOLE 0 0 0 ST MARY LA LEVEE DIST REV LTD TAX BDS CLBL LTD TAX BDS CLBL 79222PAH3 12 10 SH OTR 0 0 10 SALESFORCE.COM INC COM COM 79466L302 3 12 PRN OTR 0 0 12 SANDSTORM GOLD LIMITED COM COM 80013R206 11 1400 SH SOLE 0 0 0 HENRY SCHEIN INC COM COM 806407102 10 126 SH DFND 0 0 76 SCHLUMBERGER 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FINANCIAL ETF 81369Y605 3 80 SH OTR 0 0 80 SELECT SECTOR SPDR TRUST SBI INT-INDS ETF SBI INT-INDS ETF 81369Y704 140 1345 SH OTR 0 0 1345 SELECT SECTOR SPDR TRUST TECHNOLOGY ETF TECHNOLOGY ETF 81369Y803 99 735 SH OTR 0 0 735 SELECT SECTOR SPDR TRUST SBI INT-UTILS ETF SBI INT-UTILS ETF 81369Y886 7 102 SH OTR 0 0 102 2ND VOTE FDS 2ND VOTE SOCIETY DEFENDED ETF 2ND VOTE SOCIETY DEFENDED ETF 81386P306 1 20 SH OTR 0 0 20 SEMPRA ENERGY COM COM 816851109 10 75 SH OTR 0 0 75 SHENANDOAH TELECOMUNICATIONS COM COM 82312B106 5 100 SH OTR 0 0 100 SMITH AND WESSON BRANDS INC COM COM 831754106 2 100 SH OTR 0 0 100 SMUCKER (JM) CO COM COM 832696405 2 15 SH OTR 0 0 15 SOUTH DAKOTA HSG DEV AUTH HOMEOWNERSHIP MTG BDS REV CLBL HOMEOWNERSHIP MTG BDS REV CLBL 83756CWL5 11 10 SH OTR 0 0 10 SOUTHWEST AIRLINES CO COM COM 844741108 21 351 PRN OTR 0 0 351 SOUTHWEST TEX INDPT SCH DIST GO BDS CLBL GO BDS CLBL 845267VB6 10 25 SH OTR 0 0 25 SPECTRASCIENCE INC COM COM 84760E301 0 3000 PRN OTR 0 0 3000 SPIRIT REALTY 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88166JAA1 32 32 SH OTR 0 0 32 TEXAS INSTRUMENTS INC COM COM 882508104 9 50 PRN OTR 0 0 50 TEXTRON INC COM COM 883203101 85 1262 SH OTR 0 0 1262 THE TRADE DESK INC COM CL A COM CL A 88339J105 15 30 SH OTR 0 0 30 3M COMPANY COM COM 88579Y101 24 116 SH OTR 0 0 116 TRACTOR SUPPLY CO COM COM 892356106 6 31 SH OTR 0 0 31 TRAVELERS COMPANIES INC COM COM 89417E109 10 66 SH DFND 0 0 44 TRINITY INDUSTRIES INC COM COM 896522109 1 29 SH OTR 0 0 29 TRINITY SOUTHN BAPTIST CHURCH CHURCH BOND BOND CLBL CHURCH BOND BOND CLBL 896588BJ8 8 8 SH OTR 0 0 8 TRIVIEW COLO MET DIST WTR & WA REF AND IMPT BDS REV REF AND IMPT BDS REV 89686AAF8 17 15 PRN OTR 0 0 15 TRUIST FINANCIAL CORPORATION COM COM 89832Q109 14 230 PRN OTR 0 0 230 ULTA BEAUTY INC COM COM 90384S303 2 5 SH OTR 0 0 5 UNDER ARMOUR INC COM CL A COM CL A 904311107 4 158 SH OTR 0 0 158 UNION PACIFIC CORP COM COM 907818108 2 10 SH OTR 0 0 10 UNITED AIRLINES HOLDINGS COM COM 910047109 8 145 SH OTR 0 0 145 UNITED PARCEL SERVICE INC COM CL B COM CL B 911312106 18 85 SH DFND 0 0 51 UNITED STATES OIL FUND LP UNITS ETF UNITS ETF 91232N207 23 516 SH OTR 0 0 516 UNITEDHEALTH GROUP INC COM COM 91324P102 40 97 SH OTR 0 0 97 UNIVERSITY CINCINNATI OHIO GEN GEN RCPTS BDS REV GEN RCPTS BDS REV 914119SW3 10 10 SH OTR 0 0 10 VALERO ENERGY CORP COM COM 91913Y100 2 30 PRN OTR 0 0 30 VANECK VECTORS ETF TRUST FALLEN ANGEL HG ETF FALLEN ANGEL HG ETF 92189F437 1 26 SH OTR 0 0 26 VANGUARD DIV APP ETF DIV APP ETF 921908844 4 28 SH OTR 0 0 28 VANGUARD ESG INTL STK ETF ESG INTL STK ETF 921910725 4 62 SH OTR 0 0 62 VANGUARD ESG US STK ETF ESG US STK ETF 921910733 147 1916 SH OTR 0 0 1916 VANGUARD US MINIMUM ETF US MINIMUM ETF 921935409 2 25 SH OTR 0 0 25 VANGUARD LONG TERM BOND ETF LONG TERM BOND ETF 921937793 197 2004 SH DFND 0 0 1868 VANGUARD INTERMED TERM ETF INTERMED TERM ETF 921937819 204 2293 SH DFND 0 0 2135 VANGUARD SHORT TRM BOND ETF SHORT TRM BOND ETF 921937827 392 4763 SH DFND 0 0 4445 VANGUARD TOTAL BND MRKT ETF TOTAL BND MRKT ETF 921937835 15369 180838 SH DFND 0 0 142784 VANGUARD FTSE DEV MKT ETF FTSE DEV MKT ETF 921943858 1077 21023 SH DFND 0 0 19907 VANGUARD HIGH DIV YLD ETF HIGH DIV YLD ETF 921946406 13 125 SH OTR 0 0 125 VANGUARD STRM INFPROIDX ETF STRM INFPROIDX ETF 922020805 0 5 SH OTR 0 0 5 VANGUARD INTL BD IDX ETF INTL BD IDX ETF 92203J407 444 7817 SH DFND 0 0 7304 VANGUARD TT WRLD ST ETF TT WRLD ST ETF 922042742 969 9599 SH DFND 0 0 9207 VANGUARD ALLWRLD EX US ETF ALLWRLD EX US ETF 922042775 53 853 SH OTR 0 0 853 VANGUARD FTSE EMR MKT ETF FTSE EMR MKT ETF 922042858 462 8820 SH DFND 0 0 8352 VANGUARD CONSUM STP ETF CONSUM STP ETF 92204A207 7 40 SH OTR 0 0 40 VANGUARD ENERGY ETF ENERGY ETF 92204A306 50 685 SH OTR 0 0 685 VANGUARD INF TECH ETF INF TECH ETF 92204A702 10 28 SH OTR 0 0 28 VANGUARD SHRT TRM CORP BD ETF SHRT TRM CORP BD ETF 92206C409 8490 102648 SH DFND 0 0 64514 VANGUARD TOTAL WLD BD ETF TOTAL WLD BD ETF 92206C565 14 171 SH OTR 0 0 171 VANGUARD TOTAL CORP BND ETF TOTAL CORP BND ETF 92206C573 102 1134 SH OTR 0 0 1134 VANGUARD INTER TERM TREAS ETF INTER TERM TREAS ETF 92206C706 60 887 SH DFND 0 0 810 VANGUARD MORTG-BACK SEC ETF MORTG-BACK SEC ETF 92206C771 230 4293 SH DFND 0 0 3997 VANGUARD LONG-TERM TREASURY ETF LONG-TERM TREASURY ETF 92206C847 44 521 SH OTR 0 0 521 VANGUARD INT-TERM CORP ETF INT-TERM CORP ETF 92206C870 53 561 SH OTR 0 0 561 VANGUARD S&P 500 ETF SHS S&P 500 ETF SHS 922908363 111 290 SH OTR 0 0 290 VANGUARD MCAP VL IDXVIP ETF MCAP VL IDXVIP ETF 922908512 3495 24480 SH DFND 0 0 17987 VANGUARD MCAP GR IDXVIP ETF MCAP GR IDXVIP ETF 922908538 2443 11268 SH DFND 0 0 8274 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 335 3446 SH DFND 0 0 3133 VANGUARD SML CP GRW ETF SML CP GRW ETF 922908595 2915 10830 SH DFND 0 0 7963 VANGUARD SM CP VAL ETF SM CP VAL ETF 922908611 4022 23164 SH DFND 0 0 17042 VANGUARD MID CAP ETF MID CAP ETF 922908629 9 38 SH OTR 0 0 38 VANGUARD LARGE CAP ETF LARGE CAP ETF 922908637 6 30 SH OTR 0 0 30 VANGUARD GROWTH ETF GROWTH ETF 922908736 743 2809 SH DFND 0 0 2678 VANGUARD VALUE ETF VALUE ETF 922908744 640 4607 SH DFND 0 0 4400 VANGUARD SMALL CP ETF SMALL CP ETF 922908751 196 897 SH DFND 0 0 855 VANGUARD TOTAL STK MKT ETF TOTAL STK MKT ETF 922908769 34 157 SH OTR 0 0 157 VERIZON COMMUNICATIONS COM COM 92343V104 40 683 SH OTR 0 0 683 VERTEX PHARMACEUTICAL COM COM 92532F100 9 40 SH DFND 0 0 24 VIASAT INC COM COM 92552V100 0 10 SH OTR 0 0 10 VIACOMCBS INC COM CL B COM CL B 92556H206 1 19 SH OTR 0 0 19 VIATRIS INC COM COM 92556V106 0 2 SH OTR 0 0 2 VISA INC COM CL A COM CL A 92826C839 102 451 SH OTR 0 0 451 VIRTUS ALLIANZGI DIV INT & PRM COM COM 92840R101 29 2025 SH OTR 0 0 2025 WEC ENERGY GROUP INC COM COM 92939U106 9 93 SH DFND 0 0 56 WABTEC CORP COM COM 929740108 0 5 SH OTR 0 0 5 WALMART INC COM COM 931142103 14 100 SH OTR 0 0 100 WASHINGTON PRIME GROUP LP NOTE M/W CLBL IN DEFAULT NOTE M/W CLBL IN DEFAULT 939648AE1 62 100 SH OTR 0 0 100 WATERS CORP COM COM 941848103 12 38 PRN DFND 0 0 23 WELLS FARGO & COMPANY COM COM 949746101 16 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