0000899243-19-023458.txt : 20190912
0000899243-19-023458.hdr.sgml : 20190912
20190912172301
ACCESSION NUMBER: 0000899243-19-023458
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190910
FILED AS OF DATE: 20190912
DATE AS OF CHANGE: 20190912
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Volpi Michelangelo
CENTRAL INDEX KEY: 0001626464
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38675
FILM NUMBER: 191091036
MAIL ADDRESS:
STREET 1: C/O HORTONWORKS, INC.
STREET 2: 3640 W. BAYSHORE RD.
CITY: PALO ALTO
STATE: CA
ZIP: 94303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Elastic N.V.
CENTRAL INDEX KEY: 0001707753
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: P7
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: KEIZERSGRACHT 281
CITY: AMSTERDAM
STATE: P7
ZIP: 1016 ED
BUSINESS PHONE: (650) 458-2620
MAIL ADDRESS:
STREET 1: 800 WEST EL CAMINO REAL SUITE 350
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94040
FORMER COMPANY:
FORMER CONFORMED NAME: Elastic B.V.
DATE OF NAME CHANGE: 20180612
FORMER COMPANY:
FORMER CONFORMED NAME: Elasticsearch Global BV
DATE OF NAME CHANGE: 20170605
FORMER COMPANY:
FORMER CONFORMED NAME: ELasticsearch Global BV
DATE OF NAME CHANGE: 20170526
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-09-10
0
0001707753
Elastic N.V.
ESTC
0001626464
Volpi Michelangelo
C/O ELASTIC N.V.
800 WEST EL CAMINO REAL, SUITE 350
MOUNTAIN VIEW
CA
94040
1
0
0
0
Ordinary Shares
2019-09-10
4
S
0
66312
87.75
D
3210112
I
See footnotes
Ordinary Shares
2019-09-11
4
S
0
23418
89.65
D
3186694
I
See footnotes
Ordinary Shares
2019-09-11
4
S
0
10584
90.4282
D
3176110
I
See footnotes
Represents 65,000 shares sold by Index Ventures VI (Jersey) LP ("Index Ventures VI") and 1,312 shares sold by Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP ("Index Ventures VI Parallel").
Represents 981,315, 93,147, 2,058,029, 41,541 and 36,080 shares held directly by Index Ventures IV (Jersey) LP ("Index Ventures IV"), Index Ventures IV Parallel Entrepreneur Fund (Jersey) LP ("Index Ventures IV Parallel" and, together with Index Ventures IV, Index Ventures VI and Index Ventures VI Parallel, the "Index Funds"), Index Ventures VI, Index Ventures VI Parallel and Yucca (Jersey) SLP ("Yucca"). Yucca is an Index co-investment vehicle that is contractually required to mirror the Index Funds' investment in the shares.
Represents 20,693 shares sold by Index Ventures IV, 1,964 shares sold by Index Ventures IV Parallel and 761 shares sold by Yucca.
These shares were sold in multiple transactions at prices ranging from $89.14 - $90.135, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Mr. Volpi is co-president of Index Ventures (US) Inc. which provides certain consultancy services to the Index Funds' affiliates. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Represents 960,622, 91,183, 2,058,029, 41,541 and 35,319 shares held directly by Index Ventures IV, Index Ventures IV Parallel, Index Ventures VI, Index Ventures VI Parallel and Yucca.
Represents 9,352 shares sold by Index Ventures IV, 888 shares sold by Index Ventures IV Parallel and 344 shares sold by Yucca.
These shares were sold in multiple transactions at prices ranging from $90.16 - $90.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents 951,270, 90,295, 2,058,029, 41,541 and 34,975 shares held directly by Index Ventures IV, Index Ventures IV Parallel, Index Ventures VI, Index Ventures VI Parallel and Yucca.
/s/ Michael Volpi
2019-09-12