0000899243-19-018386.txt : 20190627 0000899243-19-018386.hdr.sgml : 20190627 20190627165907 ACCESSION NUMBER: 0000899243-19-018386 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190626 FILED AS OF DATE: 20190627 DATE AS OF CHANGE: 20190627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Volpi Michelangelo CENTRAL INDEX KEY: 0001626464 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38675 FILM NUMBER: 19926086 MAIL ADDRESS: STREET 1: C/O HORTONWORKS, INC. STREET 2: 3640 W. BAYSHORE RD. CITY: PALO ALTO STATE: CA ZIP: 94303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Elastic N.V. CENTRAL INDEX KEY: 0001707753 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: P7 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: KEIZERSGRACHT 281 CITY: AMSTERDAM STATE: P7 ZIP: 1016 ED BUSINESS PHONE: (650) 458-2620 MAIL ADDRESS: STREET 1: 800 WEST EL CAMINO REAL SUITE 350 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 FORMER COMPANY: FORMER CONFORMED NAME: Elastic B.V. DATE OF NAME CHANGE: 20180612 FORMER COMPANY: FORMER CONFORMED NAME: Elasticsearch Global BV DATE OF NAME CHANGE: 20170605 FORMER COMPANY: FORMER CONFORMED NAME: ELasticsearch Global BV DATE OF NAME CHANGE: 20170526 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-06-26 0 0001707753 Elastic N.V. ESTC 0001626464 Volpi Michelangelo C/O ELASTIC N.V. 800 WEST EL CAMINO REAL, SUITE 350 MOUNTAIN VIEW CA 94040 1 0 0 0 Ordinary Shares 2019-06-26 4 S 0 3977 74.9516 D 5500745 I See footnotes Ordinary Shares 2019-06-27 4 S 0 24321 73.7753 D 5476424 I See footnotes Represents 3,585 shares sold by Index Ventures Associates IV Limited ("Index Ventures IV GP"), the managing general partner of Index Ventures IV (Jersey) LP ("Index Ventures IV") and Index Ventures IV Parallel Entrepreneur Fund (Jersey) LP ("Index Ventures IV Parallel") and 392 shares sold by Yucca (Jersey) SLP ("Yucca"). The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.90 - $75.09. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents 1,640,232, 155,691, 3,548,566, 71,628, 62,706 and 21,922 shares held directly by Index Ventures IV, Index Ventures IV Parallel, Index Ventures VI (Jersey) LP ("Index Ventures VI"), Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP ("Index Ventures VI Parallel" and, together with Index Ventures IV, Index Ventures IV Parallel and Index Ventures VI, the "Index Funds"), Yucca and Index Ventures IV GP. Yucca is an Index co-investment vehicle that is contractually required to mirror the Index Funds' investment in the shares. Mr. Volpi is co-president of Index Ventures (US) Inc. which provides certain consultancy services to the Index Funds' affiliates. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Represents 21,922 shares sold by Index Ventures IV GP and 2,399 shares sold by Yucca. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.52 - $73.99. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents 1,640,232, 155,691, 3,548,566, 71,628, 60,307 and zero shares held directly by Index Ventures IV, Index Ventures IV Parallel, Index Ventures VI, Index Ventures VI Parallel, Yucca and Index Ventures IV GP. Yucca is an Index co-investment vehicle that is contractually required to mirror the Index Funds' investment in the shares. /s/ Michael Volpi 2019-06-27