0001625387-24-000008.txt : 20240301
0001625387-24-000008.hdr.sgml : 20240301
20240301151809
ACCESSION NUMBER: 0001625387-24-000008
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: DAMRON,ROBERT,RANEY,
FILED AS OF DATE: 20240301
DATE AS OF CHANGE: 20240301
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Compass Municipal Advisors, LLC
CENTRAL INDEX KEY: 0001625387
ORGANIZATION NAME:
IRS NUMBER: 472311090
STATE OF INCORPORATION: SC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04327
FILM NUMBER: 24709124
BUSINESS ADDRESS:
STREET 1: 1310 PULASKI STREET
CITY: COLUMBIA
STATE: SC
ZIP: 29201
BUSINESS PHONE: 803-351-3721
MAIL ADDRESS:
STREET 1: 1310 PULASKI STREET
CITY: COLUMBIA
STATE: SC
ZIP: 29201
MA-I/A
1
primary_doc.xml
MA-I/A
0001625387
XXXXXXXX
Chris McManus
973-618-9506
cmcmanus@alternativereg.com
cmcmanus@alternativereg.com
Y
0001625387-23-000009
N
Robert
Raney
Damron
2924146
N
1
0001625387
Compass Municipal Advisors, LLC
11-14-2014
N
867-01272
SUPERVISED
12-31-2015
1310 Pulaski Street
COLUMBIA
SC
29201
LOCATED
SUPERVISED
11-14-2014
110 W Vine Street
Suite 240
LEXINGTON
KY
40507
11-2014
Compass Municipal Advisors, LLC
COLUMBIA
SC
29201
Y
N
Director
01-2012
11-2014
Southwest Securities, LLC
Lexington
KY
40507
Y
Y
Senior Vice President (currently employed per Item 1(B))
01-1997
01-2012
Ross, Sinclaire & Associates, LLC
Lexington
KY
40508
Y
Y
Financial Advisor
Y
01-2010
Main Street Spirits LLC
311 West Maple Street
Nicholsville
KY
40356
N
N
Wine Distributorship
10% Owner
2
Owner of distributorship
07-2015
Compass Columbia, LLC
1310 Pulaski Street
Columbia
SC
29201
N
N
Real Estate Holding Company
12.5% Ownership
0
N/A
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-01-2024
Kimberly McManus
President, Alternative Regulatory Solutions, LLC