0001625387-24-000007.txt : 20240301
0001625387-24-000007.hdr.sgml : 20240301
20240301151820
ACCESSION NUMBER: 0001625387-24-000007
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: NURICK,BRIAN,GREGORY,
FILED AS OF DATE: 20240301
DATE AS OF CHANGE: 20240301
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Compass Municipal Advisors, LLC
CENTRAL INDEX KEY: 0001625387
ORGANIZATION NAME:
IRS NUMBER: 472311090
STATE OF INCORPORATION: SC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04327
FILM NUMBER: 24709125
BUSINESS ADDRESS:
STREET 1: 1310 PULASKI STREET
CITY: COLUMBIA
STATE: SC
ZIP: 29201
BUSINESS PHONE: 803-351-3721
MAIL ADDRESS:
STREET 1: 1310 PULASKI STREET
CITY: COLUMBIA
STATE: SC
ZIP: 29201
MA-I/A
1
primary_doc.xml
MA-I/A
0001625387
XXXXXXXX
Chris McManus
973-618-9506
cmcmanus@alternativereg.com
cmcmanus@alternativereg.com
Y
0001625387-23-000008
N
Brian
Gregory
Nurick
2860371
N
1
0001625387
Compass Municipal Advisors, LLC
11-14-2014
N
867-01272
SUPERVISED
12-31-2015
1310 Pulaski Street
COLUMBIA
SC
29201
LOCATED
SUPERVISED
11-14-2014
110 W Vine Street
Suite 240
LEXINGTON
KY
40507
11-2014
Compass Municipal Advisors, LLC
COLUMBIA
SC
29201
Y
N
Director
01-2012
11-2014
Southwest Securities, Inc.
Lexington
SC
29201
Y
Y
Senior Vice President (currently employed per Item 1(B))
04-1998
01-2012
Ross, Sinclaire & Associates, LLC
Lexington
KY
40507
Y
Y
Financial Advisor
Y
12-2004
BGN, Inc
2213 Olmstead Court
Lexington
KY
40513
N
N
Holding Company
President/Director
0
Manage any affairs
10-2012
BGN Investments, LLC
2213 Olmstead Court
Lexington
KY
40513
N
Y
Investing
Member
0
Manage any affiairs
05-2016
CCN Investments, LLC
2213 Olmstead Court
Lexington
KY
40513
N
Y
Investing
Member
0
Manage any affairs
07-2012
Nurick Family Dynasty Trust
2213 Olmstead Court
Lexington
KY
40513
N
N
Trust
Trustee
0
Manage any affairs
05-2016
Nurick Family trust
2213 Olmstead Court
Lexington
KY
40513
N
N
Trust
Trustee
0
Manage any affairs
05-2016
2016 Family Protection Trust
2213 Olmstead Court
Lexington
KY
40513
N
N
Trust
Trustee
0
Manage any affairs
11-2011
Meri Cameron Clarke-Nurick Irrevocable Life Insurance Trust
2213 Olmstead Court
Lexington
KY
40513
N
N
Trust
Trustee
0
Manage any affairs
05-2015
Brian Nurick Revocable Living Trust
2213 Olmstead Road
Lexington
KY
40513
N
N
Trust
Trustee
0
Manage any affairs
02-2017
Morehead State University Foundation, Inc.
150 University Blvd.
Morehead
KY
40513
N
N
Charitable
Board Member
2
Serve as Board Member
07-2015
Compass Columbia, LLC
1310 Pulaski Street
Columbia
SC
29201
N
N
Real Estate Holding Company
50% Ownership
0
N/A
02-2019
Paul Laurence Dunbar High School
1600 Man O War Blvd
Lexington
KY
40513
N
N
School based decision-making council
Parent representative
3
Assist in selling school policy to provide an environment to enhance student achievement and help the school reach its accountability goals.
01-2022
2022 Trust for Brian G. Nurick
2213 Olmstead Court
LEXINGTON
KY
40513
N
N
Trust
Trustee
2
Trustee
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Y
N
N
N
N
N
N
N
N
N
N
03-01-2024
Kimberly McManus
President, Alternative Regulatory Solutions, LLC
6I(1)(a)
6I(2)(a)
Y
Berkeley County School District
SC
Compass Municipal Advisors, LLC and Southwest Securities, Inc.
867-01272
6220
Debt - Municipal
The civil complaint arises from the embezzlement and misappropriation of funds by the school district's former chief financial officer. The complaint asserts claims for common law fraud, conversion, breach of fiduciary duty, aiding and abetting breach of fiduciary duty, negligence, civil conspiracy, violations of the South Carolina unfair trade practices act, constructive trust unjust enrichment and breach of contract. The complaint alleges that some or all defendants had undisclosed conflicts of interests, charged excessive fees, caused the school district to issue debt more frequently than necessary, charged the district unnecessary expenses, and concealed the CFO's fraud, among other things. The complaint seeks repayment of fees for the period 2007 to 2016. Defendants dispute the allegations and intend to vigorously defend the case.
50000000.00
Plaintiffs seek damages of $50,000,000 in compensatory, treble, and punitive damages.
State Court
Berkeley County, South Carolina Court of Common Pleas
2019CV0800548
300-B California Avenue
MONCKS CORNER
SC
29461
Berkeley County School District v. Compass Municipal Advisors et al
03-12-2019